Total Return Securities Fund

SWZ
Exchange
NYSE
SEC CIK
0000813623

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateInsiderTransactionSharesAvg priceValueShares afterHolding changeFiling
Sep 1, 20264:16 PM ETAug 31, 2026SELL MORITZ ADirectorPPurchaseCommon Stock+3K$5.98+$17.94K28.25K+11.9%SEC
Aug 25, 20264:05 PM ETAug 21 – Aug 24, 2026Das Rajeev PSecretaryPPurchaseCommon Stock+3.07K$5.9298+$18.18K3.4K+918.0%SEC
Aug 12, 20264:00 PM ETAug 10, 2026SELL MORITZ ADirectorPPurchaseCommon Stock+1K$5.91+$5.91K25.25K+4.1%SEC
Jul 24, 20264:00 PM ETJul 22 – Jul 23, 2026SELL MORITZ ADirectorPPurchaseCommon Stock+2.52K$5.8682+$14.77K24.25K+11.6%SEC
Jul 22, 20264:22 PM ETJul 20 – Jul 21, 2026SELL MORITZ ADirectorPPurchaseCommon Stock+1.48K$5.9202+$8.78K21.73K+7.3%SEC
Jul 8, 20264:05 PM ETJul 6, 2026GOLDSTEIN PHILLIPSecretaryPPurchaseCommon Stock+5.98K$5.95+$35.58K119.21K+5.3%SEC
Jul 7, 20264:27 PM ETJul 2, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+5K$5.9203+$29.6K131K+4.0%SEC
Jun 30, 2026Jun 26 – Jun 29, 2026SELL MORITZ ADirectorPPurchaseCommon Stock+4.09K$5.9096+$24.18K20.25K+25.3%SEC
Jun 22, 2026Jun 17 – Jun 18, 2026SELL MORITZ ADirectorPPurchaseCommon Stock+2K$5.91+$11.82K16.16K+14.1%SEC
Jun 17, 2026Jun 15 – Jun 16, 2026SELL MORITZ ADirectorPPurchaseCommon Stock+2.16K$5.9593+$12.84K14.16K+18.0%SEC
Jun 1, 2026May 29, 2026SELL MORITZ ADirectorPPurchaseCommon Stock+1K$6.01+$6.01K12K+9.1%SEC
May 29, 2026May 27 – May 28, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+13K$5.9807+$77.75K126K+11.5%SEC
May 20, 2026May 18 – May 20, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+7K$5.9543+$41.68K113K+6.6%SEC
Apr 27, 2026Apr 24, 2026SELL MORITZ ADirectorPPurchaseCommon Stock+1K$6.07+$6.08K11K+10.0%SEC
Apr 20, 2026Apr 16 – Apr 17, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+10.72K$6.0656+$65.01K106K+11.2%SEC
Apr 20, 2026Apr 16, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+547$6.04+$3.3K40K+1.4%SEC
Apr 9, 2026Apr 7 – Apr 8, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+6K$5.97+$35.82K94.28K+6.8%SEC
Apr 6, 2026Apr 2 – Apr 6, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+4.96K$5.9304+$29.43K88.28K+6.0%SEC
Mar 31, 2026Mar 27 – Mar 30, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+11.2K$5.9153+$66.25K83.32K+15.5%SEC
Mar 26, 2026Mar 24, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+6K$5.9583+$35.75K73.12K+8.9%SEC
Mar 19, 2026Mar 18, 2026GOLDSTEIN PHILLIPSecretaryPPurchaseCommon Stock+10K$5.98+$59.8K113.23K+9.7%SEC
Mar 13, 2026Mar 11 – Mar 12, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+5.02K$6.00+$30.14K67.12K+8.1%SEC
Mar 9, 2026Mar 5 – Mar 6, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+24.5K$5.9896+$146.75K62.1K+65.2%SEC
Mar 9, 2026Mar 5, 2026GOLDSTEIN PHILLIPSecretaryPPurchaseCommon Stock+10K$5.99+$59.9K103.23K+10.7%SEC
Mar 5, 2026Mar 3, 2026GOLDSTEIN PHILLIPSecretaryPPurchaseCommon Stock+5K$6.01+$30.05K93.23K+5.7%SEC
Mar 4, 2026Mar 2, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+14.92K$6.017+$89.76K37.6K+65.8%SEC
Mar 2, 2026Feb 26 – Feb 27, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+7K$6.1786+$43.25K22.68K+44.7%SEC
Feb 25, 2026Feb 23, 2026GOLDSTEIN PHILLIPDirectorPPurchaseCommon Stock+5K$6.13+$30.65K87.91K+6.0%SEC
Feb 25, 2026Feb 23 – Feb 24, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+5.67K$6.1436+$34.86K15.68K+56.7%SEC
Feb 23, 2026Feb 19 – Feb 20, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+8K$6.1344+$49.08K10K+399.4%SEC
Feb 10, 2026Feb 6, 2026GOLDSTEIN PHILLIPDirectorPPurchaseCommon Stock+10K$6.07+$60.7K82.91K+13.7%SEC
Feb 5, 2026Feb 3 – Feb 4, 2026Dakos AndrewPresident and CEOPPurchaseCommon Stock+16K$5.9906+$95.85K39.45K+68.2%SEC
Feb 4, 2026Feb 2 – Feb 3, 2026SELL MORITZ ADirectorPPurchaseCommon Stock+2.12K$5.9706+$12.66K10K+26.9%SEC
Feb 3, 2026Jan 30, 2026GOLDSTEIN PHILLIPDirectorPPurchaseCommon Stock+10K$5.92+$59.2K72.91K+15.9%SEC
Dec 31, 2025Dec 29 – Dec 30, 2025CSS LLC/IL10% OwnerSSalecommon stock−19.97K$6.2523−$124.85K1.69M−1.2%SEC
Dec 29, 2025Dec 22 – Dec 26, 2025CSS LLC/IL10% OwnerSSalecommon stock−28.57K$6.2569−$178.74K1.71M−1.6%SEC
Dec 17, 2025Dec 15, 2025CSS LLC/IL10% OwnerSSalecommon stock−7K$6.2286−$43.6K1.74M−0.4%SEC
Oct 29, 2025Oct 27, 2025SELL MORITZ ADirectorPPurchaseCommon Stock+1K$6.06+$6.06K4.4K+29.4%SEC
Jul 1, 2025Jun 30, 2025SELL MORITZ ADirectorPPurchaseCommon Stock+1.82K$6.34+$11.51K3.4K+114.5%SEC
Apr 3, 2025Apr 2, 2025HELLERMAN GERALDDirectorSSaleCommon Stock−41$9.24−$378.845.28K−0.8%SEC
Jan 21, 2025Jan 17, 2025GOLDSTEIN PHILLIPDirectorSSaleCommon Stock−4.54K$8.45−$38.32K12.25K−27.0%SEC
Mar 4, 2022Mar 3, 2022Dakos AndrewPresident and CEOPPurchaseCommon Stock+1K$8.82+$8.82K3K+50.0%SEC
Mar 3, 2022Mar 2, 2022HELLERMAN GERALDDirectorPPurchaseCommon Stock+1K$8.8504+$8.85K5.32K+23.1%SEC
Feb 4, 2022Feb 2 – Feb 3, 2022Dakos AndrewPresident and CEOPPurchaseCommon Stock+1K$9.34+$9.34K2K+100.0%SEC
Jul 6, 2021Jul 2, 2021GOLDSTEIN PHILLIPDirectorSSaleCommon Stock−1.21K$9.79−$11.87K16.78K−6.7%SEC