Hellerman Gerald
- SEC CIK
- 0001222911
No open-market purchases or sales filed in the past year.
Current role at each company
- SWZ Total Return Securities FundDirectoras of Jan 27, 2026
- PCF High Income Securities FundDirectoras of Dec 30, 2024
- SPE Special Opportunities Fund, Inc.Directoras of Apr 7, 2022
Open-market trades in the past year
Open-market purchases (P) and sales (S) filed in the last 365 days, not counting derivative securities or duplicate filings. Values leave out price outliers.
- Bought
- –
- 0 filings
- Sold
- –
- 0 filings
- Net
- –
- Bought minus sold
- Companies
- 0
- With open-market trades
Trades
Every Form 4 that lists Hellerman Gerald as a reporting owner, including filings made jointly with others, grouped by company. Each row adds up one type of transaction in one filing. Only open-market purchases (P) and sales (S) are shown by default.
SWZ Total Return Securities Fund
Director2 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Apr 3, 2025 (view filing) | Apr 2 | 1 day | Hellerman GeraldDirector | SSale | −41 | $9.24 | −$378.84 | −0.8%5.28K after | |
| Mar 3, 2022 (view filing) | Mar 2 | 1 day | Hellerman GeraldDirector | PPurchase | +1.00K | $8.85 | +$8.85K | +23.1%5.32K after | 3 lots |
PCF High Income Securities Fund
Director6 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 30, 2024 (view filing) | Dec 26 | 4 days | Hellerman GeraldDirector | SSale | −259 | $6.47 | −$1.68K | −0.7%37.0K after | |
| Dec 23, 2024 (view filing) | Dec 19 | 4 days | Hellerman GeraldDirector | PPurchase | +2.00K | $6.34 | +$12.7K | +5.7%37.3K after | |
| Dec 18, 2024 (view filing) | Dec 16-17 | 2 days | Hellerman GeraldDirector | PPurchase | +30.9K | $6.59 | +$203.9K | +715.2%35.3K after | 5 lots |
| Jun 6, 2024 (view filing) | Jun 4 | 2 days | Hellerman GeraldDirector | PPurchase | +100 | $6.81 | +$681 | +0.3%40.0K after | |
| Jan 24, 2022 (view filing) | Jan 21 | 3 days | Hellerman GeraldDirector | PPurchase | +700 | $8.28 | +$5.80K | +2.2%32.0K after | |
| Sep 20, 2021 (view filing) | Sep 17 | 3 days | Hellerman GeraldDirector | SSale | −9.00K | $10.00 | −$90.0K | −45.0%11.0K after |
SPE Special Opportunities Fund, Inc.
Director4 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Apr 7, 2022 (view filing) | Apr 6 | 1 day | Hellerman GeraldDirector | PPurchase | +5.60K | $14.79 | +$82.8K | +14.7%43.6K after | 5 lots |
| Jan 28, 2022 (view filing) | Jan 26-28 | 2 days | Hellerman GeraldDirector | PPurchase | +1.67K | $14.60 | +$24.4K | +4.0%43.3K after | 4 lots |
| Sep 21, 2021 (view filing) | Sep 20 | 1 day | Hellerman GeraldDirector | PPurchase | +2.47K | $15.17 | +$37.5K | +6.3%41.6K after | 3 lots |
| Jul 20, 2021 (view filing) | Jul 19 | 1 day | Hellerman GeraldDirector | PPurchase | +1.00K | $15.00 | +$15.0K | +2.6%39.2K after |