Hellerman Gerald's Form 4 filing
Special Opportunities Fund, Inc. (SPE) · filed Apr 7, 2022
- Accession no.
- 0001104659-22-043673
- Filed
- Apr 7, 2022
- Trade date
- Apr 5-6, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market purchases total $82.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hellerman GeraldCIK 0001222911 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2022 | Common Stock | DReturned to the companyDisposed | −5,333 | $15.69 | −$83,674.77 | 37,984 | Direct | |
| Apr 6, 2022 | Common Stock | PPurchaseAcquired | +1,500 | $14.94 | +$22,410 | 39,484 | Direct | |
| Apr 6, 2022 | Common Stock | PPurchaseAcquired | +2,000 | $14.77 | +$29,540 | 41,484 | Direct | |
| Apr 6, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $14.73 | +$14,730 | 42,484 | Direct | |
| Apr 6, 2022 | Common Stock | PPurchaseAcquired | +100 | $14.65 | +$1,465 | 42,584 | Direct | |
| Apr 6, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $14.66 | +$14,660 | 43,584 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.