Hellerman Gerald's Form 4 filing
Special Opportunities Fund, Inc. (SPE) · filed Jan 28, 2022
- Accession no.
- 0001104659-22-009073
- Filed
- Jan 28, 2022
- Trade date
- Jan 26-28, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $24.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hellerman GeraldCIK 0001222911 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2022 | Common Stock | PPurchaseAcquired | +285 | $14.72 | +$4,195.2 | 41,933 | Direct | |
| Jan 26, 2022 | Common Stock | PPurchaseAcquired | +785 | $14.63 | +$11,484.55 | 42,718 | Direct | |
| Jan 28, 2022 | Common Stock | PPurchaseAcquired | +68 | $14.59 | +$992.12 | 42,786 | Direct | |
| Jan 28, 2022 | Common Stock | PPurchaseAcquired | +532 | $14.50 | +$7,714 | 43,318 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.