Hellerman Gerald's Form 4 filing
Total Return Securities Fund (SWZ) · filed Mar 3, 2022
- Accession no.
- 0001398344-22-005208
- Filed
- Mar 3, 2022
- Trade date
- Mar 2, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $8.85K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hellerman GeraldCIK 0001222911 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | PPurchaseAcquired | +267 | $8.87 | +$2,368.29 | 4,591 | Direct | |
| Mar 2, 2022 | Common Stock | PPurchaseAcquired | +235 | $8.85 | +$2,079.75 | 4,826 | Direct | |
| Mar 2, 2022 | Common Stock | PPurchaseAcquired | +498 | $8.84 | +$4,402.32 | 5,324 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.