Dakos Andrew
- SEC CIK
- 0001341021
In the past year, 19 open-market purchase filings worth $1.00M and 3 sale filings worth $190.0K.
Current role at each company
- TRC Tejon Ranch CoDirectoras of Jul 15, 2026
- SWZ Total Return Securities FundPresident and CEOas of Jul 7, 2026
- SPE Special Opportunities Fund, Inc.President and CEOas of Jun 4, 2026
- CXH MFS Investment Grade Municipal Trust10% Owneras of Feb 26, 2026
- CMU MFS High Yield Municipal Trust10% Owneras of Jan 23, 2026
Show 2 more companies
- PCF High Income Securities FundPresidentas of Dec 16, 2024
- IRL New Ireland Fund Inc10% Owneras of Aug 5, 2021
Open-market trades in the past year
Open-market purchases (P) and sales (S) filed in the last 365 days, not counting derivative securities or duplicate filings. Values leave out price outliers.
- Bought
- $1.00M
- 19 filings
- Sold
- $190.0K
- 3 filings
- Net
- +$810.7K
- Bought minus sold
- Companies
- 4
- With open-market trades
Trades
Every Form 4 that lists Dakos Andrew as a reporting owner, including filings made jointly with others, grouped by company. Each row adds up one type of transaction in one filing. Only open-market purchases (P) and sales (S) are shown by default.
SWZ Total Return Securities Fund
President and CEO18 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jul 7, 2026 (view filing)4:27 PM ET | Jul 2 | 5 days | Dakos AndrewPresident and CEO | PPurchase | +5.00K | $5.92 | +$29.6K | +4.0%131.0K after | 2 lots |
| May 29, 2026 (view filing) | May 27-28 | 2 days | Dakos AndrewPresident and CEO | PPurchase | +13.0K | $5.98 | +$77.7K | +11.5%126.0K after | 4 lots |
| May 20, 2026 (view filing) | May 18-20 | 2 days | Dakos AndrewPresident and CEO | PPurchase | +7.00K | $5.95 | +$41.7K | +6.6%113.0K after | 3 lots |
| Apr 20, 2026 (view filing) | Apr 16-17 | 4 days | Dakos AndrewPresident and CEO | PPurchase | +10.7K | $6.07 | +$65.0K | +11.2%106.0K after | 3 lots |
| Apr 20, 2026 (view filing) | Apr 16 | 4 days | Dakos AndrewPresident and CEO | PPurchase | +547 | $6.04 | +$3.30K | +1.4%40.0K after | |
| Apr 9, 2026 (view filing) | Apr 7-8 | 2 days | Dakos AndrewPresident and CEO | PPurchase | +6.00K | $5.97 | +$35.8K | +6.8%94.3K after | 2 lots |
| Apr 6, 2026 (view filing) | Apr 2-6 | 4 days | Dakos AndrewPresident and CEO | PPurchase | +4.96K | $5.93 | +$29.4K | +6.0%88.3K after | 2 lots |
| Mar 31, 2026 (view filing) | Mar 27-30 | 4 days | Dakos AndrewPresident and CEO | PPurchase | +11.2K | $5.92 | +$66.3K | +15.5%83.3K after | 2 lots |
| Mar 26, 2026 (view filing) | Mar 24 | 2 days | Dakos AndrewPresident and CEO | PPurchase | +6.00K | $5.96 | +$35.8K | +8.9%73.1K after | 2 lots |
| Mar 13, 2026 (view filing) | Mar 11-12 | 2 days | Dakos AndrewPresident and CEO | PPurchase | +5.02K | $6.00 | +$30.1K | +8.1%67.1K after | 2 lots |
SPE Special Opportunities Fund, Inc.
President and CEO5 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jun 4, 2026 (view filing) | Jun 2-3 | 2 days | Dakos AndrewPresident and CEO | SSale | −6.26K | $14.09 | −$88.2K | −100.0%0 after | 2 lots |
| Jun 4, 2026 (view filing) | Jun 3 | 1 day | Dakos AndrewPresident and CEO | SSale | −133 | $14.07 | −$1.87K | −100.0%0 after | |
| Jun 4, 2026 (view filing) | Jun 2 | 2 days | Dakos AndrewPresident and CEO | SSale | −343 | $14.58 | −$5.00K | –0 after | Derivative |
| Dec 31, 2025 (view filing) | Dec 30 | 1 day | Dakos AndrewPresident | SSale | −4.10K | $14.66 | −$60.1K | −40.3%6.06K after | |
| Sep 23, 2024 (view filing) | Sep 20 | 3 days | Dakos AndrewPresident | SSale | −377 | $13.74 | −$5.18K | −7.2%4.88K after |
CXH MFS Investment Grade Municipal Trust
10% Owner4 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Feb 26, 2026 (view filing)4:18 PM ET | Feb 24 | 2 days | Goldstein Phillip and 2 others10% Owner | PPurchase | +1.37K | $8.12 | +$11.1K | +8.1%18.3K after | |
| Feb 13, 2026 (view filing)5:05 PM ET | Feb 11 | 2 days | Goldstein Phillip and 2 others10% Owner | PPurchase | +3.99K | $8.10 | +$32.3K | +30.9%16.9K after | |
| Jan 26, 2026 (view filing)5:20 PM ET | Jan 22-23 | 4 days | Goldstein Phillip and 2 others10% Owner | PPurchase | +10.1K | $7.97 | +$80.6K | +362.9%12.9K after | 2 lots |
| Jan 26, 2026 (view filing)5:20 PM ET | Jan 22 | 4 days | Goldstein Phillip and 2 others10% Owner | SSale | −5.00K | $7.97 | −$39.9K | −28.1%12.8K after |
CMU MFS High Yield Municipal Trust
10% Owner1 trade
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jan 23, 2026 (view filing)6:35 PM ET | Jan 20 | 3 days | Goldstein Phillip and 2 others10% Owner | PPurchase | +678 | $3.50 | +$2.37K | +2.8%24.9K after | Amended |
PCF High Income Securities Fund
President2 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 (view filing) | Sep 15-16 | 2 days | Dakos AndrewDirector | SSale | −30.0K | $9.98 | −$299.4K | −94.5%1.75K after | 2 lots |
| Sep 15, 2021 (view filing) | Sep 13-14 | 2 days | Dakos AndrewDirector | SSale | −20.0K | $9.95 | −$198.9K | −38.7%31.7K after | 2 lots |
IRL New Ireland Fund Inc
10% Owner1 trade
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 (view filing)5:17 PM ET | Apr 5 | 122 daysLate | Goldstein Phillip and 2 others10% Owner | SSale | −25.1K | $12.50 | −$313.5K | −6.0%394.4K after |