Dakos Andrew's Form 4 filing
Total Return Securities Fund (SWZ) · filed Mar 31, 2026
- Accession no.
- 0001398344-26-005935
- Filed
- Mar 31, 2026
- Trade date
- Mar 27-30, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $66.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dakos AndrewCIK 0001341021 | Director, Officer (President and CEO), Other: Affiliate of Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average price.
Referenced by the price of 2 transactions in Table I.