Dakos Andrew's Form 4 filing
Special Opportunities Fund, Inc. (SPE) · filed Jun 4, 2026
- Accession no.
- 0001398344-26-010332
- Filed
- Jun 4, 2026
- Trade date
- Jun 2-3, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $90.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dakos AndrewCIK 0001341021 | Director, Officer (President and CEO), Other: Affiliate of Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2026 | Common Stock | SSaleDisposed | −1,077 | $14.02 | −$15,099.54 | 5,184 | Direct | |
| Jun 3, 2026 | Common Stock | SSaleDisposed | −5,184 | $14.11 | −$73,146.24 | 0 | Direct | |
| Jun 3, 2026 | Common Stock | SSaleDisposed | −133 | $14.07 | −$1,871.31 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2026 | Common Stock | SSaleDisposed | −343 | $25.00 | −$5,000 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.