Dakos Andrew's Form 4 filing
Total Return Securities Fund (SWZ) · filed May 20, 2026
- Accession no.
- 0001398344-26-009503
- Filed
- May 20, 2026
- Trade date
- May 18-20, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $41.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dakos AndrewCIK 0001341021 | Director, Officer (President and CEO), Other: Affiliate of Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2026 | Common Stock | PPurchaseAcquired | +4,000 | $5.95 | +$23,800 | 110,000 | Indirect | |
| May 19, 2026 | Common Stock | PPurchaseAcquired | +13 | $5.95 | +$77.35 | 110,013 | Indirect | |
| May 20, 2026 | Common Stock | PPurchaseAcquired | +2,987 | $5.96 | +$17,802.52 | 113,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.