Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
13F holders, Q1 2025
Positions as of Mar 31, 2025.
Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −1 vs. Q4 2024
- Shares held
- 5.96M
- +30.98K (+0.5%) vs. Q4 2024
- Total value
- $54.94M
- +$10.4M (+23.4%) vs. Q4 2024
Compare with Q4 2024: new holders and sold out
Holders over time
35 in Q1 2021 → 37 in Q1 2025
Institutions
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 1,930,805 | $17.8M | 0.03% | −36,497−1.9% | Reduced |
| LAZARD ASSET MANAGEMENT LLC | 1,528,468 | $14.09M | 0.02% | +809,156+112.5% | Added |
| CSS LLC/IL | 377,658 | $3.48M | 0.24% | +87,383+30.1% | Added |
| GARDNER RUSSO & QUINN LLCSuperinvestorGardner Russo & Quinn | 293,403 | $2.71M | 0.03% | +4,602+1.6% | Added |
| Karpus Management, Inc. | 247,460 | $2.28M | 0.07% | −27,660−10.1% | Reduced |
| Saba Capital Management, L.P. | 242,139 | $2.23M | 0.06% | −83,640−25.7% | Reduced |
| Bulldog Investors, LLP | 237,472 | $2.19M | 0.59% | 00.0% | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC | 164,184 | $1.51M | 0.00% | +14,818+9.9% | Added |
| UHLMANN PRICE SECURITIES, LLC | 143,837 | $1.33M | 0.98% | +2,918+2.1% | Added |
| COMMONWEALTH EQUITY SERVICES, LLC | 124,828 | $1.15M | 0.00% | −148−0.1% | Reduced |
| Uncommon Cents Investing LLC | 100,130 | $923.2K | 0.27% | +8,030+8.7% | Added |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 98,002 | $903.58K | 0.17% | +6,685+7.3% | Added |
| Shaker Financial Services, LLC | 86,088 | $793.73K | 0.31% | −166,473−65.9% | Reduced |
| MORGAN STANLEY | 60,460 | $557.45K | 0.00% | −37,601−38.3% | Reduced |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 44,833 | $413.36K | 0.02% | +44,833 | New |
| UBS Group AG | 44,587 | $411.09K | 0.00% | −14,231−24.2% | Reduced |
| 1607 Capital Partners, LLC | 39,979 | $368.61K | 0.03% | −419,613−91.3% | Reduced |
| DELTA CAPITAL MANAGEMENT LLC | 33,363 | $308K | 0.18% | 00.0% | Unchanged |
| Yakira Capital Management, Inc. | 30,105 | $277.57K | 0.11% | +30,105 | New |
| WOLVERINE ASSET MANAGEMENT LLC | 25,856 | $238.39K | 0.00% | −7,484−22.4% | Reduced |
| GAMCO INVESTORS, INC. ET AL | 16,048 | $147.96K | 0.00% | 00.0% | Unchanged |
| Capital Investment Counsel, Inc | 14,961 | $137.94K | 0.02% | 00.0% | Unchanged |
| BANK OF AMERICA CORP /DE/ | 13,672 | $126.06K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 12,876 | $118.72K | 0.00% | 00.0% | Unchanged |
| CNH PARTNERS LLC | 10,867 | $100.19K | 0.00% | −22,704−67.6% | Reduced |
| WELLS FARGO & COMPANY/MN | 9,104 | $83.94K | 0.00% | −1,133−11.1% | Reduced |
| ADVISOR GROUP HOLDINGS, INC. | 7,591 | $69.99K | 0.00% | +2,772+57.5% | Added |
| The PNC Financial Services Group, Inc. | 6,268 | $57.79K | 0.00% | +24+0.4% | Added |
| WINMILL & CO. INC | 3,270 | $30.15K | 0.01% | 00.0% | Unchanged |
| CF Capital LLC | 4,800 | $30K | 0.03% | +4,800 | New |
| JPMORGAN CHASE & CO | 2,581 | $23.8K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,829 | $16.86K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,068 | $9.85K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 951 | $8.77K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 835 | $8K | 0.00% | 00.0% | Unchanged |
| ROYAL BANK OF CANADA | 249 | $2K | 0.00% | −278−52.8% | Reduced |
| US BANCORP \DE\ | 135 | $1.25K | 0.00% | −45−25.0% | Reduced |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −97,879−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −31,779−100.0% | Sold out |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | $0 | 0.00% | −20,070−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −17,910−100.0% | Sold out |