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Total Return Securities Fund

SWZ
Exchange
NYSE
SEC CIK
0000813623

In the last 90 days, Total Return Securities Fund insiders filed 8 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.3M in total; Gardner Russo & Quinn is the only superinvestor holding it.

13F holders, Q2 2022

Institutional positions in Total Return Securities Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
31
−3 vs. Q1 2022
Shares held
4.73M
−141.8K (−2.9%) vs. Q1 2022
Total value
$37.2M
−$7.71M (−17.2%) vs. Q1 2022
New holders
1
6 more added
Sold out
4
10 more reduced

Compare with Q1 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting SWZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2022: 31 institutions
Q1 2021: 35 institutionsQ2 2021: 39 institutionsQ3 2021: 37 institutionsQ4 2021: 36 institutionsQ1 2022: 34 institutionsQ2 2022: 31 institutionsQ3 2022: 31 institutionsQ4 2022: 34 institutionsQ1 2023: 31 institutionsQ2 2023: 33 institutionsQ3 2023: 33 institutionsQ4 2023: 33 institutionsQ1 2024: 36 institutionsQ2 2024: 42 institutionsQ3 2024: 38 institutionsQ4 2024: 38 institutionsQ1 2025: 37 institutionsQ2 2025: 39 institutionsQ3 2025: 42 institutionsQ4 2025: 41 institutionsQ1 2026: 42 institutionsQ2 2026: 42 institutions
Value heldQ2 2022: $37.2M
Q1 2021: $46.8MQ2 2021: $49.9MQ3 2021: $46.7MQ4 2021: $49.9MQ1 2022: $44.9MQ2 2022: $37.2MQ3 2022: $31.0MQ4 2022: $36.3MQ1 2023: $39.0MQ2 2023: $40.0MQ3 2023: $39.9MQ4 2023: $44.6MQ1 2024: $43.8MQ2 2024: $45.6MQ3 2024: $52.8MQ4 2024: $44.5MQ1 2025: $54.9MQ2 2025: $38.4MQ3 2025: $39.8MQ4 2025: $52.0MQ1 2026: $29.6MQ2 2026: $32.3M
Institutions holding SWZ and their total value by quarter
QuarterHoldersValue
Q2 202642$32.3M
Q1 202642$29.6M
Q4 202541$52.0M
Q3 202542$39.8M
Q2 202539$38.4M
Q1 202537$54.9M
Q4 202438$44.5M
Q3 202438$52.8M
Q2 202442$45.6M
Q1 202436$43.8M
Q4 202333$44.6M
Q3 202333$39.9M
Q2 202333$40.0M
Q1 202331$39.0M
Q4 202234$36.3M
Q3 202231$31.0M
Q2 202231$37.2M
Q1 202234$44.9M
Q4 202136$49.9M
Q3 202137$46.7M
Q2 202139$49.9M
Q1 202135$46.8M

Institutions, Q2 2022

Shares, value and share of portfolio for each institution holding Total Return Securities Fund; share changes are against Q1 2022.

Institutions holding SWZ in Q2 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Allspring Global Investments Holdings, LLC1,173,455$9.22M0.02%−7,614−0.6%Reduced
Lazard Asset Management LLC804,217$6.32M0.01%−1,177−0.1%Reduced
City of London Investment Management Co Ltd711,498$5.60M0.40%−9,895−1.4%Reduced
1607 Capital Partners, LLC329,945$2.59M0.18%−920−0.3%Reduced
CSS LLC304,358$2.39M0.12%−39,466−11.5%Reduced
Gardner Russo & Quinn LLCSuperinvestorGardner Russo & Quinn244,154$1.92M0.02%+5,073+2.1%Added
Bulldog Investors, LLP237,472$1.87M0.52%00.0%Unchanged
Commonwealth Equity Services, LLC155,628$1.22M0.00%+1,064+0.7%Added
Shaker Financial Services, LLC132,548$1.04M0.51%−28,461−17.7%Reduced
Blue Bell Private Wealth Management, LLC102,705$807.0K0.27%−9,037−8.1%Reduced
Wells Fargo & Company99,072$779.0K0.00%−3,238−3.2%Reduced
Uncommon Cents Investing LLC90,144$709.0K0.28%00.0%Unchanged
Bank of America Corp89,168$701.0K0.00%+5,060+6.0%Added
Cetera Investment Advisers56,000$440.0K0.01%00.0%Unchanged
UBS Group AG36,426$286.0K0.00%+5,254+16.9%Added
Shepherd Kaplan Krochuk, LLC33,380$262.0K0.12%00.0%Unchanged
Morgan Stanley25,509$201.0K0.00%00.0%Unchanged
Raymond James Financial Services Advisors, Inc.23,763$187.0K0.00%+8,174+52.4%Added
Gamco Investors, Inc. Et Al16,048$126.0K0.00%00.0%Unchanged
Capital Investment Counsel, Inc14,961$118.0K0.03%00.0%Unchanged
Dynamic Advisor Solutions LLC14,922$117.0K0.01%+665+4.7%Added
Kestra Advisory Services, LLC12,876$101.0K0.00%00.0%Unchanged
Royal Bank of Canada5,188$40.0K0.00%−2,600−33.4%Reduced
Winmill & Co. Inc3,270$26.0K0.01%00.0%Unchanged
Advisor Group Holdings, Inc.3,082$24.0K0.00%00.0%Unchanged
JPMorgan Chase & Co2,581$20.0K0.00%00.0%Unchanged
Federation des caisses Desjardins du Quebec1,829$14.4K0.00%00.0%Unchanged
Assetmark, Inc1,734$14.0K0.00%00.0%Unchanged
WFA of San Diego, LLC1,536$12.0K0.01%+1,536New
North Star Investment Management Corp.1,448$11.0K0.00%00.0%Unchanged
Ancora Advisors, LLC1,068$8.00K0.00%−10−0.9%Reduced
Cornerstone Advisors, LLC0$00.00%−38,322−100.0%Sold out
Raymond James & Associates0$00.00%−27,552−100.0%Sold out
Geneos Wealth Management Inc.0$00.00%−292−100.0%Sold out
Money Concepts Capital Corp0$00.00%−4−100.0%Sold out