Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
In the last 90 days, Total Return Securities Fund insiders filed 8 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.3M in total; Gardner Russo & Quinn is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Total Return Securities Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −2 vs. Q2 2021
- Shares held
- 5.08M
- −41.7K (−0.8%) vs. Q2 2021
- Total value
- $46.7M
- −$3.21M (−6.4%) vs. Q2 2021
- New holders
- 0
- 12 more added
- Sold out
- 2
- 7 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $32.3M |
| Q1 2026 | 42 | $29.6M |
| Q4 2025 | 41 | $52.0M |
| Q3 2025 | 42 | $39.8M |
| Q2 2025 | 39 | $38.4M |
| Q1 2025 | 37 | $54.9M |
| Q4 2024 | 38 | $44.5M |
| Q3 2024 | 38 | $52.8M |
| Q2 2024 | 42 | $45.6M |
| Q1 2024 | 36 | $43.8M |
| Q4 2023 | 33 | $44.6M |
| Q3 2023 | 33 | $39.9M |
| Q2 2023 | 33 | $40.0M |
| Q1 2023 | 31 | $39.0M |
| Q4 2022 | 34 | $36.3M |
| Q3 2022 | 31 | $31.0M |
| Q2 2022 | 31 | $37.2M |
| Q1 2022 | 34 | $44.9M |
| Q4 2021 | 36 | $49.9M |
| Q3 2021 | 37 | $46.7M |
| Q2 2021 | 39 | $49.9M |
| Q1 2021 | 35 | $46.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Total Return Securities Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 1,240,534 | $11.4M | 0.00% | +4,607+0.4% | Added |
| Lazard Asset Management LLC | 803,478 | $7.38M | 0.01% | −1,821−0.2% | Reduced |
| City of London Investment Management Co Ltd | 688,009 | $6.31M | 0.38% | 00.0% | Unchanged |
| CSS LLC | 353,152 | $3.24M | 0.17% | −102,353−22.5% | Reduced |
| 1607 Capital Partners, LLC | 335,286 | $3.08M | 0.15% | −18,231−5.2% | Reduced |
| Matisse Capital | 292,100 | $2.68M | 0.99% | −19,803−6.3% | Reduced |
| Gardner Russo & Quinn LLCSuperinvestorGardner Russo & Quinn | 230,908 | $2.12M | 0.02% | +3,416+1.5% | Added |
| Commonwealth Equity Services, LLC | 155,764 | $1.43M | 0.00% | +783+0.5% | Added |
| Shaker Financial Services, LLC | 143,605 | $1.32M | 0.53% | +16,615+13.1% | Added |
| Bulldog Investors, LLP | 126,277 | $1.16M | 0.33% | +64,330+103.8% | Added |
| Blue Bell Private Wealth Management, LLC | 106,724 | $979.0K | 0.29% | −3,324−3.0% | Reduced |
| Uncommon Cents Investing LLC | 90,144 | $828.0K | 0.33% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 88,796 | $815.0K | 0.05% | −1,700−1.9% | Reduced |
| Wolverine Asset Management LLC | 86,352 | $792.0K | 0.01% | +6,520+8.2% | Added |
| Bank of America Corp | 73,211 | $672.0K | 0.00% | +3,632+5.2% | Added |
| Cetera Investment Advisers | 48,300 | $443.0K | 0.01% | +21,100+77.6% | Added |
| Shepherd Kaplan Krochuk, LLC | 33,380 | $306.0K | 0.11% | 00.0% | Unchanged |
| UBS Group AG | 28,211 | $259.0K | 0.00% | −1,250−4.2% | Reduced |
| Raymond James & Associates | 27,552 | $253.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 21,199 | $195.0K | 0.00% | +351+1.7% | Added |
| Gamco Investors, Inc. Et Al | 16,048 | $147.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 15,073 | $138.0K | 0.00% | +36+0.2% | Added |
| Capital Investment Counsel, Inc | 14,961 | $137.0K | 0.03% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 12,876 | $118.0K | 0.00% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 11,390 | $105.0K | 0.01% | +668+6.2% | Added |
| Walleye Trading LLC | 10,840 | $100.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 8,146 | $75.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 4,631 | $43.0K | 0.00% | +3,000+183.9% | Added |
| Winmill & Co. Inc | 3,270 | $30.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 2,911 | $27.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,581 | $24.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,829 | $16.8K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1,734 | $16.0K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,448 | $13.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,370 | $12.0K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,078 | $10.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 292 | $2.00K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 0 | $0 | 0.00% | −16,350−100.0% | Sold out |
| Whittier Trust Co | 0 | $0 | 0.00% | −1,944−100.0% | Sold out |