Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
In the last 90 days, Total Return Securities Fund insiders filed 8 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.3M in total; Gardner Russo & Quinn is the only superinvestor holding it.
13F holders, Q3 2025
Institutional positions in Total Return Securities Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- +3 vs. Q2 2025
- Shares held
- 6.50M
- +475.6K (+7.9%) vs. Q2 2025
- Total value
- $39.8M
- +$1.34M (+3.5%) vs. Q2 2025
- New holders
- 7
- 14 more added
- Sold out
- 4
- 7 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $32.3M |
| Q1 2026 | 42 | $29.6M |
| Q4 2025 | 41 | $52.0M |
| Q3 2025 | 42 | $39.8M |
| Q2 2025 | 39 | $38.4M |
| Q1 2025 | 37 | $54.9M |
| Q4 2024 | 38 | $44.5M |
| Q3 2024 | 38 | $52.8M |
| Q2 2024 | 42 | $45.6M |
| Q1 2024 | 36 | $43.8M |
| Q4 2023 | 33 | $44.6M |
| Q3 2023 | 33 | $39.9M |
| Q2 2023 | 33 | $40.0M |
| Q1 2023 | 31 | $39.0M |
| Q4 2022 | 34 | $36.3M |
| Q3 2022 | 31 | $31.0M |
| Q2 2022 | 31 | $37.2M |
| Q1 2022 | 34 | $44.9M |
| Q4 2021 | 36 | $49.9M |
| Q3 2021 | 37 | $46.7M |
| Q2 2021 | 39 | $49.9M |
| Q1 2021 | 35 | $46.8M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Total Return Securities Fund; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 2,127,310 | $12.9M | 0.02% | +196,505+10.2% | Added |
| Matisse Capital | 607,000 | $3.69M | 1.66% | +607,000 | New |
| CSS LLC | 544,683 | $3.31M | 0.20% | +19,755+3.8% | Added |
| Gardner Russo & Quinn LLCSuperinvestorGardner Russo & Quinn | 434,237 | $2.64M | 0.03% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 378,637 | $2.30M | 0.13% | −291,309−43.5% | Reduced |
| Saba Capital Management, L.P. | 302,612 | $1.84M | 0.06% | +57,579+23.5% | Added |
| Shaker Financial Services, LLC | 298,862 | $1.82M | 0.62% | +158,502+112.9% | Added |
| Karpus Management, Inc. | 206,753 | $1.26M | 0.04% | −30,592−12.9% | Reduced |
| CF Capital LLC | 193,523 | $1.18M | 0.72% | +43,465+29.0% | Added |
| Blue Bell Private Wealth Management, LLC | 192,703 | $1.17M | 0.18% | +87,695+83.5% | Added |
| Yakira Capital Management, Inc. | 192,016 | $1.17M | 0.43% | +52,639+37.8% | Added |
| Uncommon Cents Investing LLC | 123,955 | $753.6K | 0.19% | +250.0% | Added |
| Commonwealth Equity Services, LLC | 122,794 | $747.0K | 0.00% | −31,355−20.3% | Reduced |
| Uhlmann Price Securities, LLC | 111,654 | $678.9K | 0.42% | +7,045+6.7% | Added |
| Bulldog Investors, LLP | 106,902 | $650.0K | 0.15% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 87,500 | $532.0K | 0.01% | +87,500 | New |
| Alpine Global Management, LLC | 87,500 | $532.0K | 0.11% | +87,500 | New |
| Quarry LP | 75,080 | $456.5K | 0.11% | +75,080 | New |
| Noble Wealth Management PBC | 54,212 | $329.6K | 0.18% | +54,212 | New |
| Morgan Stanley | 53,151 | $323.2K | 0.00% | −3,284−5.8% | Reduced |
| Private Management Group Inc | 10,545 | $300.6K | 0.01% | 00.0% | Unchanged |
| Delta Capital Management LLC | 33,363 | $203.0K | 0.10% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 19,315 | $117.4K | 0.00% | +9,126+89.6% | Added |
| Kestra Advisory Services, LLC | 18,819 | $114.4K | 0.00% | 00.0% | Unchanged |
| Gamco Investors, Inc. Et Al | 16,048 | $97.6K | 0.00% | 00.0% | Unchanged |
| B&L Asset Management LLC | 14,459 | $87.9K | 0.05% | 00.0% | Unchanged |
| UBS Group AG | 14,162 | $86.1K | 0.00% | −2,334−14.1% | Reduced |
| Raymond James Financial Inc | 13,850 | $84.2K | 0.00% | +5,100+58.3% | Added |
| Integris Wealth Management, LLC | 12,001 | $73.0K | 0.02% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 10,954 | $66.6K | 0.00% | +10,954 | New |
| Wells Fargo & Company | 9,835 | $59.8K | 0.00% | +476+5.1% | Added |
| Bank of America Corp | 5,382 | $32.7K | 0.00% | −9,543−63.9% | Reduced |
| JPMorgan Chase & Co | 5,162 | $31.4K | 0.00% | +2,581+100.0% | Added |
| Advisor Group Holdings, Inc. | 4,906 | $29.8K | 0.00% | +795+19.3% | Added |
| The PNC Financial Services Group, Inc. | 3,718 | $22.6K | 0.00% | 00.0% | Unchanged |
| Winmill & Co. Inc | 3,270 | $19.9K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,829 | $11.1K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,068 | $6.49K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 951 | $5.78K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 835 | $5.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 249 | $2.00K | 0.00% | −249−50.0% | Reduced |
| Sit Investment Associates Inc | 300 | $2.00K | 0.00% | +300 | New |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −666,252−100.0% | Sold out |
| Beverly Hills Private Wealth, LLC | 0 | $0 | 0.00% | −19,248−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −19,116−100.0% | Sold out |
| Capital Investment Counsel, Inc | 0 | $0 | 0.00% | −14,961−100.0% | Sold out |