Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
In the last 90 days, Total Return Securities Fund insiders filed 8 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.0M in total; Gardner Russo & Quinn is the only superinvestor holding it.
13F holders, Q3 2025
Institutional positions in Total Return Securities Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- +3 vs. Q2 2025
- Shares held
- 6.50M
- +473.3K (+7.9%) vs. Q2 2025
- Total value
- $39.5M
- +$1.32M (+3.5%) vs. Q2 2025
- New holders
- 7
- 13 more added
- Sold out
- 4
- 6 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $32.0M |
| Q1 2026 | 42 | $29.3M |
| Q4 2025 | 41 | $51.7M |
| Q3 2025 | 42 | $39.5M |
| Q2 2025 | 39 | $38.1M |
| Q1 2025 | 37 | $54.9M |
| Q4 2024 | 38 | $44.5M |
| Q3 2024 | 38 | $52.8M |
| Q2 2024 | 42 | $45.5M |
| Q1 2024 | 36 | $42.2M |
| Q4 2023 | 33 | $43.8M |
| Q3 2023 | 33 | $39.9M |
| Q2 2023 | 33 | $40.0M |
| Q1 2023 | 31 | $39.0M |
| Q4 2022 | 34 | $36.3M |
| Q3 2022 | 31 | $31.0M |
| Q2 2022 | 31 | $37.2M |
| Q1 2022 | 34 | $44.9M |
| Q4 2021 | 36 | $49.9M |
| Q3 2021 | 37 | $46.7M |
| Q2 2021 | 39 | $49.9M |
| Q1 2021 | 35 | $44.0M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Total Return Securities Fund; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 249 | $2.00K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 300 | $2.00K | 0.00% | +300 | New |
| CWM, LLC | 835 | $5.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 951 | $5.78K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,068 | $6.49K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,829 | $11.1K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,581 | $15.7K | 0.00% | 00.0% | Unchanged |
| Winmill & Co. Inc | 3,270 | $19.9K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,718 | $22.6K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 4,906 | $29.8K | 0.00% | +795+19.3% | Added |
| Bank of America Corp | 5,382 | $32.7K | 0.00% | −9,543−63.9% | Reduced |
| Wells Fargo & Company | 9,835 | $59.8K | 0.00% | +476+5.1% | Added |
| Guggenheim Capital LLC | 10,954 | $66.6K | 0.00% | +10,954 | New |
| Integris Wealth Management, LLC | 12,001 | $73.0K | 0.02% | 00.0% | Unchanged |
| Raymond James Financial Inc | 13,850 | $84.2K | 0.00% | +5,100+58.3% | Added |
| UBS Group AG | 14,162 | $86.1K | 0.00% | −2,334−14.1% | Reduced |
| B&L Asset Management LLC | 14,459 | $87.9K | 0.05% | 00.0% | Unchanged |
| Gamco Investors, Inc. Et Al | 16,048 | $97.6K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 18,819 | $114.4K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 19,315 | $117.4K | 0.00% | +9,126+89.6% | Added |
| Delta Capital Management LLC | 33,363 | $203.0K | 0.10% | 00.0% | Unchanged |
| Morgan Stanley | 53,151 | $323.2K | 0.00% | −3,284−5.8% | Reduced |
| Noble Wealth Management PBC | 54,212 | $329.6K | 0.18% | +54,212 | New |
| Quarry LP | 75,080 | $456.5K | 0.11% | +75,080 | New |
| Boothbay Fund Management, LLC | 87,500 | $532.0K | 0.01% | +87,500 | New |
| Alpine Global Management, LLC | 87,500 | $532.0K | 0.11% | +87,500 | New |
| Bulldog Investors, LLP | 106,902 | $650.0K | 0.15% | 00.0% | Unchanged |
| Uhlmann Price Securities, LLC | 111,654 | $678.9K | 0.42% | +7,045+6.7% | Added |
| Commonwealth Equity Services, LLC | 122,794 | $747.0K | 0.00% | −31,355−20.3% | Reduced |
| Uncommon Cents Investing LLC | 123,955 | $753.6K | 0.19% | +250.0% | Added |
| Yakira Capital Management, Inc. | 192,016 | $1.17M | 0.43% | +52,639+37.8% | Added |
| Blue Bell Private Wealth Management, LLC | 192,703 | $1.17M | 0.18% | +87,695+83.5% | Added |
| CF Capital LLC | 193,523 | $1.18M | 0.72% | +43,465+29.0% | Added |
| Karpus Management, Inc. | 206,753 | $1.26M | 0.04% | −30,592−12.9% | Reduced |
| Shaker Financial Services, LLC | 298,862 | $1.82M | 0.62% | +158,502+112.9% | Added |
| Saba Capital Management, L.P. | 302,612 | $1.84M | 0.06% | +57,579+23.5% | Added |
| Rivernorth Capital Management, LLC | 378,637 | $2.30M | 0.13% | −291,309−43.5% | Reduced |
| Gardner Russo & Quinn LLCSuperinvestorGardner Russo & Quinn | 434,237 | $2.64M | 0.03% | 00.0% | Unchanged |
| CSS LLC | 544,683 | $3.31M | 0.20% | +19,755+3.8% | Added |
| Matisse Capital | 607,000 | $3.69M | 1.66% | +607,000 | New |
| Allspring Global Investments Holdings, LLC | 2,127,310 | $12.9M | 0.02% | +196,505+10.2% | Added |
| Private Management Group Inc | 10,545 | – | – | 00.0% | Unchanged |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −666,252−100.0% | Sold out |
| Beverly Hills Private Wealth, LLC | 0 | $0 | 0.00% | −19,248−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −19,116−100.0% | Sold out |
| Capital Investment Counsel, Inc | 0 | $0 | 0.00% | −14,961−100.0% | Sold out |