Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
In the last 90 days, Total Return Securities Fund insiders filed 8 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.0M in total; Gardner Russo & Quinn is the only superinvestor holding it.
Holders of 5% or more of SWZ
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Total Return Securities Fund, largest stake first. The change is against the holder's previous filing.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| Lazard Asset Management LLC | 13G/A | 11.77%1.53M shares | +6.23 ppfrom 5.54% | Nov 14, 20243 filings | May 15, 2025 | SEC |
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
3 Schedule 13D and 13G filings on Total Return Securities Fund, newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| May 15, 20253:56 PM ET | Lazard Asset Management LLC | 13G/A | 11.77%1.53M shares | +6.23 ppfrom 5.54% | Mar 31, 2025 | SEC |
| Apr 15, 20252:56 PM ET | Allspring Global Investments Holdings, LLC | 13G/A | 14.90%1.93M shares | – | Mar 31, 2025 | SEC |
| Feb 14, 20252:52 PM ET | Lazard Asset Management LLC | 13G | 5.54%719.3K shares | −0.19 ppfrom 5.73% | Dec 31, 2024 | SEC |
| Nov 14, 20246:25 PM ET | Lazard Asset Management LLC | 13G | 5.73%744.5K shares | New | Sep 30, 2024 | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell Total Return Securities Fund shares.
No Form 144 notices for Total Return Securities Fund are on file.