Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
In the last 90 days, Total Return Securities Fund insiders filed 8 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.0M in total; Gardner Russo & Quinn is the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in Total Return Securities Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- +3 vs. Q3 2022
- Shares held
- 4.80M
- +236.2K (+5.2%) vs. Q3 2022
- Total value
- $36.3M
- +$5.31M (+17.1%) vs. Q3 2022
- New holders
- 4
- 5 more added
- Sold out
- 1
- 12 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $32.0M |
| Q1 2026 | 42 | $29.3M |
| Q4 2025 | 41 | $51.7M |
| Q3 2025 | 42 | $39.5M |
| Q2 2025 | 39 | $38.1M |
| Q1 2025 | 37 | $54.9M |
| Q4 2024 | 38 | $44.5M |
| Q3 2024 | 38 | $52.8M |
| Q2 2024 | 42 | $45.5M |
| Q1 2024 | 36 | $42.2M |
| Q4 2023 | 33 | $43.8M |
| Q3 2023 | 33 | $39.9M |
| Q2 2023 | 33 | $40.0M |
| Q1 2023 | 31 | $39.0M |
| Q4 2022 | 34 | $36.3M |
| Q3 2022 | 31 | $31.0M |
| Q2 2022 | 31 | $37.2M |
| Q1 2022 | 34 | $44.9M |
| Q4 2021 | 36 | $49.9M |
| Q3 2021 | 37 | $46.7M |
| Q2 2021 | 39 | $49.9M |
| Q1 2021 | 35 | $44.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Total Return Securities Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 1,377,942 | $10.4M | 0.02% | +184,131+15.4% | Added |
| Lazard Asset Management LLC | 804,217 | $6.08M | 0.01% | 00.0% | Unchanged |
| City of London Investment Management Co Ltd | 566,411 | $4.28M | 0.34% | −15,941−2.7% | Reduced |
| 1607 Capital Partners, LLC | 321,722 | $2.43M | 0.17% | −423−0.1% | Reduced |
| CSS LLC | 287,713 | $2.18M | 0.14% | 00.0% | Unchanged |
| Gardner Russo & Quinn LLCSuperinvestorGardner Russo & Quinn | 254,146 | $1.92M | 0.02% | +4,009+1.6% | Added |
| Bulldog Investors, LLP | 237,472 | $1.80M | 0.54% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 229,494 | $1.73M | 0.81% | −11,005−4.6% | Reduced |
| Commonwealth Equity Services, LLC | 130,786 | $988.0K | 0.00% | −14,022−9.7% | Reduced |
| Blue Bell Private Wealth Management, LLC | 96,946 | $732.9K | 0.24% | −616−0.6% | Reduced |
| Uncommon Cents Investing LLC | 90,144 | $681.5K | 0.25% | 00.0% | Unchanged |
| Morgan Stanley | 87,372 | $660.5K | 0.00% | +29,054+49.8% | Added |
| Atlas Wealth LLC | 65,933 | $498.5K | 0.13% | +65,933 | New |
| Cetera Investment Advisers | 52,850 | $399.5K | 0.00% | +52,850 | New |
| UBS Group AG | 36,368 | $274.9K | 0.00% | −71−0.2% | Reduced |
| Dynamic Advisor Solutions LLC | 24,965 | $188.7K | 0.01% | +9,561+62.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 21,175 | $160.1K | 0.00% | −2,652−11.1% | Reduced |
| Gamco Investors, Inc. Et Al | 16,048 | $121.3K | 0.00% | 00.0% | Unchanged |
| Capital Investment Counsel, Inc | 14,961 | $113.1K | 0.03% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 12,876 | $97.3K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 12,600 | $95.3K | 0.00% | −450−3.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 12,618 | $95.0K | 0.00% | +12,618 | New |
| Wolverine Asset Management LLC | 11,438 | $86.5K | 0.00% | −8,766−43.4% | Reduced |
| Wells Fargo & Company | 11,240 | $85.0K | 0.00% | −64,604−85.2% | Reduced |
| Bank of America Corp | 6,908 | $52.2K | 0.00% | −544−7.3% | Reduced |
| Royal Bank of Canada | 5,188 | $39.0K | 0.00% | −1,099−17.5% | Reduced |
| Winmill & Co. Inc | 3,270 | $24.7K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 3,094 | $23.0K | 0.00% | +12+0.4% | Added |
| JPMorgan Chase & Co | 2,581 | $20.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,829 | $13.8K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,448 | $10.9K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,068 | $8.00K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 1,057 | $7.99K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 1 | $8 | 0.00% | +1 | New |
| Assetmark, Inc | 0 | $0 | 0.00% | −1,734−100.0% | Sold out |