Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
13F holders, Q1 2024
Positions as of Mar 31, 2024.
Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- +3 vs. Q4 2023
- Shares held
- 5.52M
- +85.49K (+1.6%) vs. Q4 2023
- Total value
- $43.81M
- −$784.66K (−1.8%) vs. Q4 2023
Compare with Q4 2023: new holders and sold out
Holders over time
35 in Q1 2021 → 36 in Q1 2024
Institutions
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 2,025,955 | $16.07M | 0.03% | −64,870−3.1% | Reduced |
| LAZARD ASSET MANAGEMENT LLC | 770,537 | $6.11M | 0.01% | −19,009−2.4% | Reduced |
| 1607 Capital Partners, LLC | 352,012 | $2.79M | 0.23% | +2,109+0.6% | Added |
| CSS LLC/IL | 304,804 | $2.42M | 0.20% | +6,721+2.3% | Added |
| MORGAN STANLEY | 297,285 | $2.36M | 0.00% | +110,717+59.3% | Added |
| Shaker Financial Services, LLC | 292,378 | $2.32M | 0.90% | +3,720+1.3% | Added |
| GARDNER RUSSO & QUINN LLCSuperinvestorGardner Russo & Quinn | 274,948 | $2.18M | 0.02% | +4,444+1.6% | Added |
| Bulldog Investors, LLP | 237,472 | $1.88M | 0.62% | −480−0.2% | Reduced |
| Karpus Management, Inc. | 223,655 | $1.77M | 0.05% | +40,825+22.3% | Added |
| COMMONWEALTH EQUITY SERVICES, LLC | 129,623 | $1.03M | 0.00% | −201−0.2% | Reduced |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 91,317 | $724.14K | 0.16% | −605−0.7% | Reduced |
| Uncommon Cents Investing LLC | 89,644 | $710.88K | 0.22% | 00.0% | Unchanged |
| UBS Group AG | 83,935 | $665.61K | 0.00% | −6,280−7.0% | Reduced |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 75,051 | $595.15K | 0.05% | 00.0% | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC | 66,873 | $530.3K | 0.00% | +13,659+25.7% | Added |
| CNH PARTNERS LLC | 39,273 | $311.44K | 0.01% | +6,294+19.1% | Added |
| WOLVERINE ASSET MANAGEMENT LLC | 23,318 | $184.91K | 0.00% | −6,574−22.0% | Reduced |
| Dynamic Advisor Solutions LLC | 23,072 | $182.96K | 0.01% | +298+1.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 17,929 | $142.18K | 0.00% | +17,929 | New |
| GAMCO INVESTORS, INC. ET AL | 16,048 | $127.26K | 0.00% | 00.0% | Unchanged |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,341 | $121.65K | 0.01% | +1,546+11.2% | Added |
| Capital Investment Counsel, Inc | 14,961 | $118.64K | 0.02% | 00.0% | Unchanged |
| LPL Financial LLC | 13,350 | $105.86K | 0.00% | +2,594+24.1% | Added |
| Kestra Advisory Services, LLC | 12,876 | $102.11K | 0.00% | 00.0% | Unchanged |
| WELLS FARGO & COMPANY/MN | 9,123 | $72.34K | 0.00% | −10.0% | Reduced |
| JPMORGAN CHASE & CO | 5,162 | $40.93K | 0.00% | 00.0% | Unchanged |
| WINMILL & CO. INC | 3,270 | $25.93K | 0.01% | 00.0% | Unchanged |
| BANK OF AMERICA CORP /DE/ | 2,917 | $23.13K | 0.00% | −300−9.3% | Reduced |
| The PNC Financial Services Group, Inc. | 2,550 | $20.22K | 0.00% | +2,550 | New |
| ADVISOR GROUP HOLDINGS, INC. | 2,529 | $20.05K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,829 | $14.5K | 0.00% | 00.0% | Unchanged |
| US BANCORP \DE\ | 1,464 | $11.61K | 0.00% | +1,464 | New |
| Ancora Advisors, LLC | 1,068 | $8.47K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 951 | $7.54K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 835 | $7K | 0.00% | +835 | New |
| ROYAL BANK OF CANADA | 708 | $6K | 0.00% | 00.0% | Unchanged |
| SageView Advisory Group, LLC | 0 | $0 | 0.00% | −31,900−100.0% | Sold out |