Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
13F holders, Q1 2023
Positions as of Mar 31, 2023.
Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- −3 vs. Q4 2022
- Shares held
- 4.92M
- +113.7K (+2.4%) vs. Q4 2022
- Total value
- $38.99M
- +$2.68M (+7.4%) vs. Q4 2022
Compare with Q4 2022: new holders and sold out
Holders over time
35 in Q1 2021 → 31 in Q1 2023
Institutions
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 1,527,643 | $12.11M | 0.02% | +149,701+10.9% | Added |
| LAZARD ASSET MANAGEMENT LLC | 803,905 | $6.37M | 0.01% | −3120.0% | Reduced |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 445,725 | $3.53M | 0.27% | −120,686−21.3% | Reduced |
| 1607 Capital Partners, LLC | 334,766 | $2.65M | 0.19% | +13,044+4.1% | Added |
| CSS LLC/IL | 287,713 | $2.28M | 0.17% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 285,163 | $2.26M | 0.99% | +55,669+24.3% | Added |
| GARDNER RUSSO & QUINN LLCSuperinvestorGardner Russo & Quinn | 258,159 | $2.05M | 0.02% | +4,013+1.6% | Added |
| Bulldog Investors, LLP | 237,472 | $1.88M | 0.61% | 00.0% | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC | 126,119 | $1M | 0.00% | −4,667−3.6% | Reduced |
| MORGAN STANLEY | 97,605 | $774.01K | 0.00% | +10,233+11.7% | Added |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 95,683 | $758.77K | 0.23% | −1,263−1.3% | Reduced |
| Uncommon Cents Investing LLC | 90,144 | $714.84K | 0.26% | 00.0% | Unchanged |
| Atlas Wealth LLC | 62,392 | $494.77K | 0.10% | −3,541−5.4% | Reduced |
| UBS Group AG | 52,719 | $418.06K | 0.00% | +16,351+45.0% | Added |
| Cetera Investment Advisers | 45,200 | $358.44K | 0.00% | −7,650−14.5% | Reduced |
| Dynamic Advisor Solutions LLC | 27,031 | $214.36K | 0.01% | +2,066+8.3% | Added |
| WOLVERINE ASSET MANAGEMENT LLC | 26,126 | $207.18K | 0.00% | +14,688+128.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 22,175 | $175.85K | 0.00% | +1,000+4.7% | Added |
| GAMCO INVESTORS, INC. ET AL | 16,048 | $127.26K | 0.00% | 00.0% | Unchanged |
| Capital Investment Counsel, Inc | 14,961 | $118.64K | 0.03% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 12,876 | $102.11K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 12,776 | $101K | 0.00% | +158+1.3% | Added |
| WELLS FARGO & COMPANY/MN | 9,801 | $77.73K | 0.00% | −1,439−12.8% | Reduced |
| BANK OF AMERICA CORP /DE/ | 6,908 | $54.78K | 0.00% | 00.0% | Unchanged |
| ROYAL BANK OF CANADA | 5,188 | $41K | 0.00% | 00.0% | Unchanged |
| WINMILL & CO. INC | 3,270 | $25.93K | 0.01% | 00.0% | Unchanged |
| ADVISOR GROUP HOLDINGS, INC. | 3,082 | $24.44K | 0.00% | −12−0.4% | Reduced |
| JPMORGAN CHASE & CO | 2,581 | $20K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,829 | $14.5K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,448 | $11.48K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,068 | $8.47K | 0.00% | 00.0% | Unchanged |
| RAYMOND JAMES & ASSOCIATES | 0 | $0 | 0.00% | −12,600−100.0% | Sold out |
| FIRST MANHATTAN CO | 0 | $0 | 0.00% | −1,057−100.0% | Sold out |
| MONEY CONCEPTS CAPITAL CORP | 0 | $0 | 0.00% | −1−100.0% | Sold out |