Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
In the last 90 days, Total Return Securities Fund insiders filed 7 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.0M in total; Gardner Russo & Quinn is the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in Total Return Securities Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- −3 vs. Q4 2022
- Shares held
- 4.92M
- +113.7K (+2.4%) vs. Q4 2022
- Total value
- $39.0M
- +$2.68M (+7.4%) vs. Q4 2022
- New holders
- 0
- 10 more added
- Sold out
- 3
- 8 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $32.0M |
| Q1 2026 | 42 | $29.3M |
| Q4 2025 | 41 | $51.7M |
| Q3 2025 | 42 | $39.5M |
| Q2 2025 | 39 | $38.1M |
| Q1 2025 | 37 | $54.9M |
| Q4 2024 | 38 | $44.5M |
| Q3 2024 | 38 | $52.8M |
| Q2 2024 | 42 | $45.5M |
| Q1 2024 | 36 | $42.2M |
| Q4 2023 | 33 | $43.8M |
| Q3 2023 | 33 | $39.9M |
| Q2 2023 | 33 | $40.0M |
| Q1 2023 | 31 | $39.0M |
| Q4 2022 | 34 | $36.3M |
| Q3 2022 | 31 | $31.0M |
| Q2 2022 | 31 | $37.2M |
| Q1 2022 | 34 | $44.9M |
| Q4 2021 | 36 | $49.9M |
| Q3 2021 | 37 | $46.7M |
| Q2 2021 | 39 | $49.9M |
| Q1 2021 | 35 | $44.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Total Return Securities Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ancora Advisors, LLC | 1,068 | $8.47K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,448 | $11.5K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,829 | $14.5K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,581 | $20.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 3,082 | $24.4K | 0.00% | −12−0.4% | Reduced |
| Winmill & Co. Inc | 3,270 | $25.9K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 5,188 | $41.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 6,908 | $54.8K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,801 | $77.7K | 0.00% | −1,439−12.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 12,776 | $101.0K | 0.00% | +158+1.3% | Added |
| Kestra Advisory Services, LLC | 12,876 | $102.1K | 0.00% | 00.0% | Unchanged |
| Capital Investment Counsel, Inc | 14,961 | $118.6K | 0.03% | 00.0% | Unchanged |
| Gamco Investors, Inc. Et Al | 16,048 | $127.3K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 22,175 | $175.8K | 0.00% | +1,000+4.7% | Added |
| Wolverine Asset Management LLC | 26,126 | $207.2K | 0.00% | +14,688+128.4% | Added |
| Dynamic Advisor Solutions LLC | 27,031 | $214.4K | 0.01% | +2,066+8.3% | Added |
| Cetera Investment Advisers | 45,200 | $358.4K | 0.00% | −7,650−14.5% | Reduced |
| UBS Group AG | 52,719 | $418.1K | 0.00% | +16,351+45.0% | Added |
| Atlas Wealth LLC | 62,392 | $494.8K | 0.10% | −3,541−5.4% | Reduced |
| Uncommon Cents Investing LLC | 90,144 | $714.8K | 0.26% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 95,683 | $758.8K | 0.23% | −1,263−1.3% | Reduced |
| Morgan Stanley | 97,605 | $774.0K | 0.00% | +10,233+11.7% | Added |
| Commonwealth Equity Services, LLC | 126,119 | $1.00M | 0.00% | −4,667−3.6% | Reduced |
| Bulldog Investors, LLP | 237,472 | $1.88M | 0.61% | 00.0% | Unchanged |
| Gardner Russo & Quinn LLCSuperinvestorGardner Russo & Quinn | 258,159 | $2.05M | 0.02% | +4,013+1.6% | Added |
| Shaker Financial Services, LLC | 285,163 | $2.26M | 0.99% | +55,669+24.3% | Added |
| CSS LLC | 287,713 | $2.28M | 0.17% | 00.0% | Unchanged |
| 1607 Capital Partners, LLC | 334,766 | $2.65M | 0.19% | +13,044+4.1% | Added |
| City of London Investment Management Co Ltd | 445,725 | $3.53M | 0.27% | −120,686−21.3% | Reduced |
| Lazard Asset Management LLC | 803,905 | $6.37M | 0.01% | −3120.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 1,527,643 | $12.1M | 0.02% | +149,701+10.9% | Added |
| Raymond James & Associates | 0 | $0 | 0.00% | −12,600−100.0% | Sold out |
| First Manhattan Co | 0 | $0 | 0.00% | −1,057−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −1−100.0% | Sold out |