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Total Return Securities Fund

SWZ
Exchange
NYSE
SEC CIK
0000813623

In the last 90 days, Total Return Securities Fund insiders filed 7 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.0M in total; Gardner Russo & Quinn is the only superinvestor holding it.

Q3 2025 vs. Q2 2025

How the institutions holding Total Return Securities Fund changed between Q2 2025 and Q3 2025.

All holders in Q3 2025All holders in Q2 2025

13F holders of SWZ: Q2 2025 compared with Q3 2025
MeasureQ2 2025Q3 2025Change
Holders3942+3
Shares6.03M6.50M+473.3K (+7.9%)
Value$38.1M$39.5M+$1.32M (+3.5%)

New holders (7)

Institutions that held Total Return Securities Fund at the end of Q3 2025 but not at the end of Q2 2025.

Institutions new to SWZ in Q3 2025
InstitutionSharesValue% of portfolio
Matisse Capital607,000$3.69M1.66%
Boothbay Fund Management, LLC87,500$532.0K0.01%
Alpine Global Management, LLC87,500$532.0K0.11%
Quarry LP75,080$456.5K0.11%
Noble Wealth Management PBC54,212$329.6K0.18%
Guggenheim Capital LLC10,954$66.6K0.00%
Sit Investment Associates Inc300$2.00K0.00%

Sold out (4)

Institutions that held Total Return Securities Fund at the end of Q2 2025 and filed for Q3 2025 without it.

Institutions that sold out of SWZ in Q3 2025
InstitutionShares, Q2 2025Value, Q2 2025
Lazard Asset Management LLC666,252$4.22M
Beverly Hills Private Wealth, LLC19,248$122.0K
Balyasny Asset Management LLC19,116$121.2K
Capital Investment Counsel, Inc14,961$94.9K