Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
In the last 90 days, Total Return Securities Fund insiders filed 7 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.0M in total; Gardner Russo & Quinn is the only superinvestor holding it.
13F holders, Q1 2025
Institutional positions in Total Return Securities Fund as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −1 vs. Q4 2024
- Shares held
- 5.96M
- +31.0K (+0.5%) vs. Q4 2024
- Total value
- $54.9M
- +$10.4M (+23.4%) vs. Q4 2024
- New holders
- 3
- 9 more added
- Sold out
- 4
- 13 more reduced
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $32.0M |
| Q1 2026 | 42 | $29.3M |
| Q4 2025 | 41 | $51.7M |
| Q3 2025 | 42 | $39.5M |
| Q2 2025 | 39 | $38.1M |
| Q1 2025 | 37 | $54.9M |
| Q4 2024 | 38 | $44.5M |
| Q3 2024 | 38 | $52.8M |
| Q2 2024 | 42 | $45.5M |
| Q1 2024 | 36 | $42.2M |
| Q4 2023 | 33 | $43.8M |
| Q3 2023 | 33 | $39.9M |
| Q2 2023 | 33 | $40.0M |
| Q1 2023 | 31 | $39.0M |
| Q4 2022 | 34 | $36.3M |
| Q3 2022 | 31 | $31.0M |
| Q2 2022 | 31 | $37.2M |
| Q1 2022 | 34 | $44.9M |
| Q4 2021 | 36 | $49.9M |
| Q3 2021 | 37 | $46.7M |
| Q2 2021 | 39 | $49.9M |
| Q1 2021 | 35 | $44.0M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Total Return Securities Fund; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| US Bancorp | 135 | $1.25K | 0.00% | −45−25.0% | Reduced |
| Royal Bank of Canada | 249 | $2.00K | 0.00% | −278−52.8% | Reduced |
| CWM, LLC | 835 | $8.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 951 | $8.77K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,068 | $9.85K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,829 | $16.9K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,581 | $23.8K | 0.00% | 00.0% | Unchanged |
| CF Capital LLC | 4,800 | $30.0K | 0.03% | +4,800 | New |
| Winmill & Co. Inc | 3,270 | $30.1K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,268 | $57.8K | 0.00% | +24+0.4% | Added |
| Advisor Group Holdings, Inc. | 7,591 | $70.0K | 0.00% | +2,772+57.5% | Added |
| Wells Fargo & Company | 9,104 | $83.9K | 0.00% | −1,133−11.1% | Reduced |
| CNH Partners LLC | 10,867 | $100.2K | 0.00% | −22,704−67.6% | Reduced |
| Kestra Advisory Services, LLC | 12,876 | $118.7K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 13,672 | $126.1K | 0.00% | 00.0% | Unchanged |
| Capital Investment Counsel, Inc | 14,961 | $137.9K | 0.02% | 00.0% | Unchanged |
| Gamco Investors, Inc. Et Al | 16,048 | $148.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 25,856 | $238.4K | 0.00% | −7,484−22.4% | Reduced |
| Yakira Capital Management, Inc. | 30,105 | $277.6K | 0.11% | +30,105 | New |
| Delta Capital Management LLC | 33,363 | $308.0K | 0.18% | 00.0% | Unchanged |
| 1607 Capital Partners, LLC | 39,979 | $368.6K | 0.03% | −419,613−91.3% | Reduced |
| UBS Group AG | 44,587 | $411.1K | 0.00% | −14,231−24.2% | Reduced |
| Rivernorth Capital Management, LLC | 44,833 | $413.4K | 0.02% | +44,833 | New |
| Morgan Stanley | 60,460 | $557.4K | 0.00% | −37,601−38.3% | Reduced |
| Shaker Financial Services, LLC | 86,088 | $793.7K | 0.31% | −166,473−65.9% | Reduced |
| Blue Bell Private Wealth Management, LLC | 98,002 | $903.6K | 0.17% | +6,685+7.3% | Added |
| Uncommon Cents Investing LLC | 100,130 | $923.2K | 0.27% | +8,030+8.7% | Added |
| Commonwealth Equity Services, LLC | 124,828 | $1.15M | 0.00% | −148−0.1% | Reduced |
| Uhlmann Price Securities, LLC | 143,837 | $1.33M | 0.98% | +2,918+2.1% | Added |
| Envestnet Asset Management Inc | 164,184 | $1.51M | 0.00% | +14,818+9.9% | Added |
| Bulldog Investors, LLP | 237,472 | $2.19M | 0.59% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 242,139 | $2.23M | 0.06% | −83,640−25.7% | Reduced |
| Karpus Management, Inc. | 247,460 | $2.28M | 0.07% | −27,660−10.1% | Reduced |
| Gardner Russo & Quinn LLCSuperinvestorGardner Russo & Quinn | 293,403 | $2.71M | 0.03% | +4,602+1.6% | Added |
| CSS LLC | 377,658 | $3.48M | 0.24% | +87,383+30.1% | Added |
| Lazard Asset Management LLC | 1,528,468 | $14.1M | 0.02% | +809,156+112.5% | Added |
| Allspring Global Investments Holdings, LLC | 1,930,805 | $17.8M | 0.03% | −36,497−1.9% | Reduced |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −97,879−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −31,779−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −20,070−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −17,910−100.0% | Sold out |