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Total Return Securities Fund

SWZ
Exchange
NYSE
SEC CIK
0000813623

In the last 90 days, Total Return Securities Fund insiders filed 7 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.0M in total; Gardner Russo & Quinn is the only superinvestor holding it.

Q4 2024 vs. Q3 2024

How the institutions holding Total Return Securities Fund changed between Q3 2024 and Q4 2024.

All holders in Q4 2024All holders in Q3 2024

13F holders of SWZ: Q3 2024 compared with Q4 2024
MeasureQ3 2024Of which not filed for Q4 2024Q4 2024Change
Holders38138+1
Shares5.91M17.9K5.93M+41.4K (+0.7%)
Value$52.8M$160.5K$44.5M−$8.06M (−15.3%)

1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (3)

Institutions that held Total Return Securities Fund at the end of Q4 2024 but not at the end of Q3 2024.

Institutions new to SWZ in Q4 2024
InstitutionSharesValue% of portfolio
Wolverine Asset Management LLC33,340$249.7K0.00%
Logan Stone Capital, LLC31,779$238.0K0.08%
Susquehanna International Group, LLP20,070$150.3K0.00%

Sold out (2)

Institutions that held Total Return Securities Fund at the end of Q3 2024 and filed for Q4 2024 without it.

Institutions that sold out of SWZ in Q4 2024
InstitutionShares, Q3 2024Value, Q3 2024
Dynamic Advisor Solutions LLC20,479$183.3K
SageView Advisory Group, LLC11,834$105.9K

Not filed for Q4 2024 yet (1)

Institutions that held Total Return Securities Fund at the end of Q3 2024 and haven't filed a 13F for Q4 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding SWZ in Q3 2024 that haven't filed for Q4 2024
InstitutionShares, Q3 2024Value, Q3 2024
Raymond James Financial Services Advisors, Inc.17,929$160.5K