Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
In the last 90 days, Total Return Securities Fund insiders filed 7 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.0M in total; Gardner Russo & Quinn is the only superinvestor holding it.
13F holders, Q1 2026
Institutional positions in Total Return Securities Fund as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- +1 vs. Q4 2025
- Shares held
- 4.95M
- −3.37M (−40.5%) vs. Q4 2025
- Total value
- $29.3M
- −$22.4M (−43.3%) vs. Q4 2025
- New holders
- 5
- 8 more added
- Sold out
- 4
- 19 more reduced
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $32.0M |
| Q1 2026 | 42 | $29.3M |
| Q4 2025 | 41 | $51.7M |
| Q3 2025 | 42 | $39.5M |
| Q2 2025 | 39 | $38.1M |
| Q1 2025 | 37 | $54.9M |
| Q4 2024 | 38 | $44.5M |
| Q3 2024 | 38 | $52.8M |
| Q2 2024 | 42 | $45.5M |
| Q1 2024 | 36 | $42.2M |
| Q4 2023 | 33 | $43.8M |
| Q3 2023 | 33 | $39.9M |
| Q2 2023 | 33 | $40.0M |
| Q1 2023 | 31 | $39.0M |
| Q4 2022 | 34 | $36.3M |
| Q3 2022 | 31 | $31.0M |
| Q2 2022 | 31 | $37.2M |
| Q1 2022 | 34 | $44.9M |
| Q4 2021 | 36 | $49.9M |
| Q3 2021 | 37 | $46.7M |
| Q2 2021 | 39 | $49.9M |
| Q1 2021 | 35 | $44.0M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Total Return Securities Fund; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| The PNC Financial Services Group, Inc. | 16 | $95 | 0.00% | −8−33.3% | Reduced |
| Royal Bank of Canada | 249 | $1.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 951 | $5.64K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,068 | $6.33K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,723 | $10.2K | 0.00% | −858−33.2% | Reduced |
| Winmill & Co. Inc | 2,250 | $13.3K | 0.00% | −1,120−33.2% | Reduced |
| Integris Wealth Management, LLC | 10,053 | $59.6K | 0.01% | −1,948−16.2% | Reduced |
| TrueMark Investments, LLC | 10,749 | $63.7K | 0.01% | −4,527−29.6% | Reduced |
| B&L Asset Management LLC | 14,458 | $85.7K | 0.04% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 14,458 | $85.7K | 0.00% | +14,458 | New |
| Fortis Capital Advisors, LLC | 14,458 | $85.7K | 0.01% | +14,458 | New |
| Capital Investment Counsel, Inc | 14,961 | $88.7K | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Inc | 16,590 | $98.4K | 0.00% | +2,650+19.0% | Added |
| Wells Fargo & Company | 17,435 | $103.4K | 0.00% | +6,870+65.0% | Added |
| Kestra Advisory Services, LLC | 18,819 | $111.6K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 19,964 | $118.4K | 0.00% | +19,964 | New |
| Advisor Group Holdings, Inc. | 23,343 | $138.4K | 0.00% | +10,906+87.7% | Added |
| Logan Stone Capital, LLC | 27,811 | $164.9K | 0.05% | 00.0% | Unchanged |
| Gamco Investors, Inc. Et Al | 32,096 | $190.3K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 35,909 | $212.9K | 0.01% | +35,909 | New |
| Bulldog Investors, LLP | 39,787 | $235.9K | 0.05% | −122,116−75.4% | Reduced |
| Nixon Peabody Trust Co | 42,024 | $249.2K | 0.02% | 00.0% | Unchanged |
| Almitas Capital LLC | 46,454 | $275.5K | 0.06% | +9,673+26.3% | Added |
| UBS Group AG | 47,295 | $280.5K | 0.00% | +26,221+124.4% | Added |
| CF Capital LLC | 47,591 | $282.2K | 0.34% | −613,554−92.8% | Reduced |
| Morgan Stanley | 51,524 | $305.5K | 0.00% | +9,252+21.9% | Added |
| Commonwealth Equity Services, LLC | 62,145 | $368.5K | 0.00% | −20,316−24.6% | Reduced |
| Noble Wealth Management PBC | 69,379 | $411.4K | 0.21% | −32,545−31.9% | Reduced |
| Alpine Global Management, LLC | 81,274 | $482.0K | 0.07% | +81,274 | New |
| Uncommon Cents Investing LLC | 84,372 | $500.3K | 0.12% | −39,583−31.9% | Reduced |
| Blue Bell Private Wealth Management, LLC | 88,274 | $523.5K | 0.08% | +23,761+36.8% | Added |
| Gardner Russo & Quinn LLCSuperinvestorGardner Russo & Quinn | 97,667 | $579.2K | 0.01% | −48,617−33.2% | Reduced |
| Yakira Capital Management, Inc. | 125,557 | $744.6K | 0.22% | −66,459−34.6% | Reduced |
| Evolve Private Wealth, LLC | 146,290 | $867.5K | 0.05% | −71,606−32.9% | Reduced |
| Shaker Financial Services, LLC | 322,395 | $1.91M | 0.67% | +186,197+136.7% | Added |
| Rivernorth Capital Management, LLC | 331,019 | $1.96M | 0.10% | −105,999−24.3% | Reduced |
| Saba Capital Management, L.P. | 404,080 | $2.40M | 0.08% | −201,144−33.2% | Reduced |
| Matisse Capital | 407,269 | $2.42M | 1.03% | −202,731−33.2% | Reduced |
| Icon Advisers Inc | 500,294 | $2.97M | 0.69% | −45,605−8.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 650,702 | $3.86M | 0.01% | −1,476,608−69.4% | Reduced |
| CSS LLC | 1,020,547 | $6.05M | 0.34% | −638,460−38.5% | Reduced |
| Private Management Group Inc | 10,545 | – | – | 00.0% | Unchanged |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −101,837−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| SageView Advisory Group, LLC | 0 | $0 | 0.00% | −4,700−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −2,790−100.0% | Sold out |