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Total Return Securities Fund

SWZ
Exchange
NYSE
SEC CIK
0000813623

In the last 90 days, Total Return Securities Fund insiders filed 7 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.0M in total; Gardner Russo & Quinn is the only superinvestor holding it.

Q4 2025 vs. Q3 2025

How the institutions holding Total Return Securities Fund changed between Q3 2025 and Q4 2025.

All holders in Q4 2025All holders in Q3 2025

13F holders of SWZ: Q3 2025 compared with Q4 2025
MeasureQ3 2025Q4 2025Change
Holders4241−1
Shares6.50M8.33M+1.83M (+28.1%)
Value$39.5M$51.7M+$12.3M (+31.1%)

New holders (9)

Institutions that held Total Return Securities Fund at the end of Q4 2025 but not at the end of Q3 2025.

Institutions new to SWZ in Q4 2025
InstitutionSharesValue% of portfolio
Icon Advisers Inc545,899$3.40M0.73%
Evolve Private Wealth, LLC217,896$1.36M0.08%
Nixon Peabody Trust Co42,024$261.4K0.02%
Almitas Capital LLC36,781$228.8K0.05%
Logan Stone Capital, LLC27,811$173.0K0.04%
TrueMark Investments, LLC15,276$95.0K0.02%
Capital Investment Counsel, Inc14,961$93.1K0.01%
Marex Group plc10,000$62.2K0.00%
SageView Advisory Group, LLC4,700$29.2K0.00%

Sold out (10)

Institutions that held Total Return Securities Fund at the end of Q3 2025 and filed for Q4 2025 without it.

Institutions that sold out of SWZ in Q4 2025
InstitutionShares, Q3 2025Value, Q3 2025
Karpus Management, Inc.206,753$1.26M
Uhlmann Price Securities, LLC111,654$678.9K
Boothbay Fund Management, LLC87,500$532.0K
Alpine Global Management, LLC87,500$532.0K
Quarry LP75,080$456.5K
Delta Capital Management LLC33,363$203.0K
Susquehanna International Group, LLP19,315$117.4K
Guggenheim Capital LLC10,954$66.6K
Federation des caisses Desjardins du Quebec1,829$11.1K
CWM, LLC835$5.00K