Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
In the last 90 days, Total Return Securities Fund insiders filed 7 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.0M in total; Gardner Russo & Quinn is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in Total Return Securities Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 33
- 0 vs. Q3 2023
- Shares held
- 5.34M
- +122.9K (+2.4%) vs. Q3 2023
- Total value
- $43.8M
- +$3.93M (+9.8%) vs. Q3 2023
- New holders
- 3
- 10 more added
- Sold out
- 3
- 10 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $32.0M |
| Q1 2026 | 42 | $29.3M |
| Q4 2025 | 41 | $51.7M |
| Q3 2025 | 42 | $39.5M |
| Q2 2025 | 39 | $38.1M |
| Q1 2025 | 37 | $54.9M |
| Q4 2024 | 38 | $44.5M |
| Q3 2024 | 38 | $52.8M |
| Q2 2024 | 42 | $45.5M |
| Q1 2024 | 36 | $42.2M |
| Q4 2023 | 33 | $43.8M |
| Q3 2023 | 33 | $39.9M |
| Q2 2023 | 33 | $40.0M |
| Q1 2023 | 31 | $39.0M |
| Q4 2022 | 34 | $36.3M |
| Q3 2022 | 31 | $31.0M |
| Q2 2022 | 31 | $37.2M |
| Q1 2022 | 34 | $44.9M |
| Q4 2021 | 36 | $49.9M |
| Q3 2021 | 37 | $46.7M |
| Q2 2021 | 39 | $49.9M |
| Q1 2021 | 35 | $44.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Total Return Securities Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 708 | $6.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 951 | $7.80K | 0.00% | −497−34.3% | Reduced |
| Ancora Advisors, LLC | 1,068 | $8.76K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,829 | $15.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,529 | $20.7K | 0.00% | −553−17.9% | Reduced |
| JPMorgan Chase & Co | 2,581 | $21.2K | 0.00% | −3,717−59.0% | Reduced |
| Bank of America Corp | 3,217 | $26.4K | 0.00% | 00.0% | Unchanged |
| Winmill & Co. Inc | 3,270 | $26.8K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,124 | $74.8K | 0.00% | +4,501+97.4% | Added |
| LPL Financial LLC | 10,756 | $88.2K | 0.00% | +10,756 | New |
| Kestra Advisory Services, LLC | 12,876 | $105.6K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 13,795 | $113.1K | 0.01% | +13,795 | New |
| Capital Investment Counsel, Inc | 14,961 | $122.7K | 0.02% | 00.0% | Unchanged |
| Gamco Investors, Inc. Et Al | 16,048 | $131.6K | 0.00% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 22,774 | $186.1K | 0.01% | −4,855−17.6% | Reduced |
| Wolverine Asset Management LLC | 29,892 | $245.1K | 0.00% | +29,892 | New |
| SageView Advisory Group, LLC | 31,900 | $256.8K | 0.01% | 00.0% | Unchanged |
| CNH Partners LLC | 32,979 | $270.4K | 0.01% | +4,450+15.6% | Added |
| Envestnet Asset Management Inc | 53,214 | $436.4K | 0.00% | +15,676+41.8% | Added |
| City of London Investment Management Co Ltd | 75,051 | $615.4K | 0.05% | −12,267−14.0% | Reduced |
| Uncommon Cents Investing LLC | 89,644 | $735.1K | 0.24% | 00.0% | Unchanged |
| UBS Group AG | 90,215 | $739.8K | 0.00% | +16,588+22.5% | Added |
| Blue Bell Private Wealth Management, LLC | 91,922 | $753.8K | 0.18% | −1,092−1.2% | Reduced |
| Morgan Stanley | 93,284 | $764.9K | 0.00% | −6,594−6.6% | Reduced |
| Commonwealth Equity Services, LLC | 129,824 | $1.06M | 0.00% | +1,046+0.8% | Added |
| Karpus Management, Inc. | 182,830 | $1.50M | 0.05% | +154,910+554.8% | Added |
| Bulldog Investors, LLP | 237,952 | $1.95M | 0.64% | +480+0.2% | Added |
| Gardner Russo & Quinn LLCSuperinvestorGardner Russo & Quinn | 270,504 | $2.22M | 0.02% | +4,251+1.6% | Added |
| Shaker Financial Services, LLC | 288,658 | $2.37M | 0.97% | +3,982+1.4% | Added |
| CSS LLC | 298,083 | $2.44M | 0.19% | −2,500−0.8% | Reduced |
| 1607 Capital Partners, LLC | 349,903 | $2.87M | 0.20% | +13,457+4.0% | Added |
| Lazard Asset Management LLC | 789,546 | $6.47M | 0.01% | −12,879−1.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 2,090,825 | $17.1M | 0.03% | −11,519−0.5% | Reduced |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −63,138−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −20,175−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −11,097−100.0% | Sold out |