Skip to main content

Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q3 2026

Institutional positions in Novartis AG as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
9
+1 vs. Q2 2026
Shares held
46.1K
+1.55K (+3.5%) vs. Q2 2026
Total value
$6.58M
−$392.7K (−5.6%) vs. Q2 2026
New holders
2
1 more added
Sold out
1
4 more reduced

1,617 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,604 institutionsQ2 2026: 1,625 institutions
Value held
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,625$21.3B
Q1 20261,604$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2026.

Institutions holding NVS in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Fayez Sarofim & Co––––Not filed
Prospera Financial Services Inc––––Not filed
CIBC Asset Management Inc––––Not filed
Northeast Investment Management––––Not filed
Maverick Capital LtdSuperinvestorMaverick Capital––––Not filed
Principal Securities, Inc.––––Not filed
Baldwin Brothers Inc––––Not filed
Alliancebernstein L.P.––––Not filed
Global Retirement Partners, LLC––––Not filed
NBT Bank N A––––Not filed
Woodmont Investment Counsel LLC––––Not filed
Equitable Trust Co––––Not filed
Penobscot Investment Management Company, Inc.––––Not filed
Atlantic Union Bankshares Corp––––Not filed
Woodley Farra Manion Portfolio Management Inc––––Not filed
Pekin Hardy Strauss, Inc.––––Not filed
Naples Global Advisors, LLC––––Not filed
Albert D Mason Inc––––Not filed
Trustmark National Bank Trust Department––––Not filed
We Are One Seven, LLC––––Not filed
Telos Capital Management, Inc.––––Not filed
Clearstead Advisors, LLC––––Not filed
apricus wealth, LLC––––Not filed
Diamond Hill Capital Management Inc––––Not filed
Aaron Wealth Advisors––––Not filed
Advisors Asset Management, Inc.––––Not filed
Peapack Gladstone Financial Corp––––Not filed
Blue Square Asset Management, LLC––––Not filed
AMG National Trust Bank––––Not filed
Oppenheimer & Co Inc––––Not filed
Shrier Wealth Management, LLC––––Not filed
EagleClaw Capital Managment, LLC––––Not filed
Fca Corp––––Not filed
Patten & Patten Inc––––Not filed
Mitchell & Pahl Private Wealth, LLC––––Not filed
Kathmere Capital Management, LLC––––Not filed
Third View Private Wealth, LLC––––Not filed
Hall Laurie J Trustee––––Not filed
Spectrum Asset Management, Inc. (NB/CA)––––Not filed
Snowden Capital Advisors LLC––––Not filed
First National Bank of Omaha––––Not filed
Tealwood Asset Management Inc––––Not filed
Evolve Private Wealth, LLC––––Not filed
Great Valley Advisor Group, Inc.––––Not filed
Foster & Motley Inc––––Not filed
Old Port Advisors––––Not filed
Voya Investment Management LLC––––Not filed
McIntyre Freedman & Flynn Investment Advisers Inc––––Not filed
Cloverfields Capital Group, LP––––Not filed
Concurrent Investment Advisors, LLC––––Not filed
Perigon Wealth Management, LLC––––Not filed
Integrated Wealth Concepts LLC––––Not filed
Summit Trail Advisors, LLC––––Not filed
Beacon Financial Group––––Not filed
Cascade Investment Advisors, Inc.––––Not filed
Marietta Investment Partners LLC––––Not filed
Diversify Advisory Services, LLC––––Not filed
Diversify Wealth Management, LLC––––Not filed
Pinnacle Financial Partners, Inc.––––Not filed
Perennial Advisors, LLC––––Not filed
Mission Wealth Management, LP––––Not filed
HB Wealth Management, LLC––––Not filed
Susquehanna International Group, LLP––––Not filed
Fairfield, Bush & Co.––––Not filed
Trust Co of Toledo NA––––Not filed
Kestra Private Wealth Services, LLC––––Not filed
Envestnet Portfolio Solutions, Inc.––––Not filed
Acadian Asset Management LLC––––Not filed
Parr McKnight Wealth Management Group, LLC––––Not filed
Beutel, Goodman & Co Ltd.––––Not filed
Dynamic Advisor Solutions LLC––––Not filed
Independent Investors Inc––––Not filed
Virtu Financial LLC––––Not filed
Lester Murray Antman dba SimplyRich––––Not filed
Abbot Financial Management, Inc.––––Not filed
Bradley Foster & Sargent Inc––––Not filed
Marshall Financial Group LLC––––Not filed
Smartleaf Asset Management LLC––––Not filed
Coldstream Capital Management Inc––––Not filed
Patriot Financial Group Insurance Agency, LLC––––Not filed
Everett Harris & Co––––Not filed
Nichols & Pratt Advisers LLP––––Not filed
Strategic Global Advisors, LLC––––Not filed
Warren Averett Asset Management, LLC––––Not filed
Aptus Capital Advisors, LLC––––Not filed
Venturi Wealth Management, LLC––––Not filed
Benedict Financial Advisors Inc––––Not filed
Checchi Capital Advisers, LLC––––Not filed
BTC Capital Management, Inc.––––Not filed
Jamison Private Wealth Management, Inc.––––Not filed
Level Four Advisory Services, LLC––––Not filed
Dymon Asia Capital (Singapore) Pte. Ltd.––––Not filed
Optimist Retirement Group LLC––––Not filed
Northside Capital Management, LLC––––Not filed
Patten Group, Inc.––––Not filed
IAM Advisory, LLC––––Not filed
Ipswich Investment Management Co., Inc.––––Not filed
Rothschild Investment LLC––––Not filed
Prime Capital Investment Advisors, LLC––––Not filed
Ascent Wealth Partners, LLC––––Not filed