Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2026
Institutional positions in Novartis AG as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,604
- +109 vs. Q4 2025
- Shares held
- 144.3M
- +11.7M (+8.8%) vs. Q4 2025
- Total value
- $22.0B
- +$3.75B (+20.5%) vs. Q4 2025
- New holders
- 197
- 533 more added
- Sold out
- 88
- 551 more reduced
20 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pegasus Asset Management, Inc. | 27,320 | $4.17M | 1.33% | +27,320 | New |
| CIBC Asset Management Inc | 27,556 | $4.17M | 0.01% | +1,292+4.9% | Added |
| Pekin Hardy Strauss, Inc. | 27,486 | $4.20M | 0.44% | −3,225−10.5% | Reduced |
| Two Sigma Investments, LP | 27,528 | $4.20M | 0.00% | −2,400−8.0% | Reduced |
| NBT Bank N A | 27,823 | $4.25M | 0.28% | −360−1.3% | Reduced |
| Fayez Sarofim & Co | 27,862 | $4.26M | 0.01% | −390−1.4% | Reduced |
| Prospera Financial Services Inc | 28,041 | $4.29M | 0.07% | +2,162+8.4% | Added |
| Ballentine Partners, LLC | 28,079 | $4.29M | 0.06% | +1,098+4.1% | Added |
| We Are One Seven, LLC | 28,149 | $4.30M | 0.09% | −4,105−12.7% | Reduced |
| Moody Lynn & Lieberson, LLC | 28,283 | $4.32M | 0.24% | −1,037−3.5% | Reduced |
| Penobscot Investment Management Company, Inc. | 28,286 | $4.32M | 0.34% | −30−0.1% | Reduced |
| Haverford Trust Co | 28,382 | $4.34M | 0.04% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 28,545 | $4.36M | 0.37% | +37+0.1% | Added |
| Northeast Investment Management | 28,892 | $4.41M | 0.18% | −2,006−6.5% | Reduced |
| Fort Washington Investment Advisors Inc | 29,042 | $4.44M | 0.02% | −295−1.0% | Reduced |
| Prentiss Smith & Co Inc | 29,124 | $4.45M | 2.58% | −30−0.1% | Reduced |
| South Shore Capital Advisors | 29,803 | $4.49M | 3.29% | +25,238+552.9% | Added |
| Azzad Asset Management Inc | 29,882 | $4.56M | 0.46% | −4,711−13.6% | Reduced |
| Moors & Cabot, Inc. | 29,981 | $4.58M | 0.20% | +369+1.2% | Added |
| Baldwin Brothers Inc | 29,995 | $4.58M | 0.33% | −2,293−7.1% | Reduced |
| Fred Alger Management, LLC | 30,142 | $4.60M | 0.02% | −22−0.1% | Reduced |
| Cornerstone Wealth Group, LLC | 31,186 | $4.61M | 0.30% | −2,067−6.2% | Reduced |
| Choate Investment Advisors | 30,492 | $4.66M | 0.09% | −655−2.1% | Reduced |
| Atomi Financial Group, Inc. | 30,578 | $4.67M | 0.14% | +3,544+13.1% | Added |
| Principal Securities, Inc. | 31,464 | $4.81M | 0.07% | −2,904−8.4% | Reduced |
| Voya Investment Management LLC | 31,740 | $4.85M | 0.01% | +4,250+15.5% | Added |
| Commerce Bank | 32,030 | $4.89M | 0.02% | +9,426+41.7% | Added |
| First National Bank of Omaha | 32,671 | $4.91M | 0.15% | −18,860−36.6% | Reduced |
| Great Lakes Advisors, LLC | 32,458 | $4.96M | 0.04% | +1,298+4.2% | Added |
| Crossmark Global Holdings, Inc. | 32,492 | $4.96M | 0.07% | −2,991−8.4% | Reduced |
| Chesley Taft & Associates LLC | 32,730 | $5.00M | 0.21% | +250+0.8% | Added |
| WealthTrust Axiom LLC | 32,741 | $5.00M | 1.23% | −144−0.4% | Reduced |
| Vise Technologies, Inc. | 36,277 | $5.00M | 0.10% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 32,801 | $5.01M | 0.16% | +78+0.2% | Added |
| Providence Capital Advisors, LLC | 32,977 | $5.04M | 0.82% | +895+2.8% | Added |
| Auto-Owners Insurance Co | 33,570 | $5.13M | 0.11% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 33,708 | $5.15M | 0.04% | +1,209+3.7% | Added |
| Timber Creek Capital Management LLC | 34,274 | $5.24M | 1.27% | −271−0.8% | Reduced |
| Greenfield Seitz Capital Management, LLC | 34,550 | $5.28M | 1.59% | −325−0.9% | Reduced |
| Lido Advisors, LLC | 34,678 | $5.30M | 0.02% | −9,061−20.7% | Reduced |
| Clearstead Advisors, LLC | 34,728 | $5.30M | 0.05% | +15,598+81.5% | Added |
| Quartz Partners, LLC | 34,994 | $5.35M | 2.07% | −388−1.1% | Reduced |
| Farther Finance Advisors, LLC | 34,514 | $5.35M | 0.05% | +136+0.4% | Added |
| Transmarket Holdings LP | 35,075 | $5.36M | 2.86% | +32,847+1,474.3% | Added |
| Gradient Investments LLC | 35,153 | $5.37M | 0.08% | +20,492+139.8% | Added |
| Dearborn Partners LLC | 35,208 | $5.38M | 0.29% | −170.0% | Reduced |
| Victory Capital Management Inc | 35,432 | $5.41M | 0.00% | −15,600−30.6% | Reduced |
| Fifth Third Bancorp | 35,611 | $5.44M | 0.01% | +4,622+14.9% | Added |
| Rhumbline Advisers | 36,106 | $5.52M | 0.00% | −34−0.1% | Reduced |
| Arkadios Wealth Advisors | 36,200 | $5.53M | 0.09% | +1,357+3.9% | Added |
| Natixis | 36,500 | $5.58M | 0.02% | +36,500 | New |
| Spire Wealth Management | 36,565 | $5.59M | 0.19% | −2,418−6.2% | Reduced |
| Farmers & Merchants Investments Inc | 36,665 | $5.60M | 0.15% | −1,193−3.2% | Reduced |
| Sphera Funds Management Ltd. | 37,000 | $5.65M | 0.97% | 00.0% | Unchanged |
| EP Wealth Advisors, LLC | 37,111 | $5.67M | 0.03% | +20,134+118.6% | Added |
| Manufacturers Life Insurance Company, The | 37,202 | $5.68M | 0.00% | −24,216−39.4% | Reduced |
| Euro Pacific Asset Management, LLC | 41,588 | $5.75M | 0.57% | −643−1.5% | Reduced |
| Hayek Kallen Investment Management | 38,070 | $5.82M | 1.89% | +38,070 | New |
| Argent Trust Co | 38,288 | $5.85M | 0.20% | −2,045−5.1% | Reduced |
| MAI Capital Management | 38,371 | $5.86M | 0.03% | +186+0.5% | Added |
| RSM US Wealth Management LLC | 38,611 | $5.90M | 0.07% | +5,388+16.2% | Added |
| Advisory Services Network, LLC | 38,689 | $5.91M | 0.08% | +6,796+21.3% | Added |
| Naviter Wealth, LLC | 38,815 | $5.93M | 0.74% | +1,157+3.1% | Added |
| WCG Wealth Advisors LLC | 38,960 | $5.95M | 0.17% | +1,255+3.3% | Added |
| CAPROCK Group, Inc. | 39,296 | $6.00M | 0.15% | +1,549+4.1% | Added |
| Patriot Financial Group Insurance Agency, LLC | 39,496 | $6.03M | 0.34% | +20,818+111.5% | Added |
| Campbell & CO Investment Adviser LLC | 39,646 | $6.06M | 0.34% | +15,027+61.0% | Added |
| Carret Asset Management, LLC | 39,708 | $6.07M | 0.59% | −107−0.3% | Reduced |
| First Pacific Financial | 39,922 | $6.10M | 0.79% | −150−0.4% | Reduced |
| Henry James International Management, Inc. | 40,396 | $6.17M | 2.23% | −3,200−7.3% | Reduced |
| Hamel Associates, Inc. | 40,555 | $6.19M | 1.77% | −30−0.1% | Reduced |
| Huntington National Bank | 40,680 | $6.21M | 0.03% | +21,246+109.3% | Added |
| Perennial Advisors, LLC | 40,888 | $6.25M | 1.06% | −1,456−3.4% | Reduced |
| Davenport & Co LLC | 41,281 | $6.31M | 0.03% | +3,917+10.5% | Added |
| Vident Advisory, LLC | 41,816 | $6.39M | 0.05% | +4,794+12.9% | Added |
| Price T Rowe Associates Inc | 42,531 | $6.50M | 0.00% | +36,716+631.4% | Added |
| Catalyst Capital Advisors LLC | 42,817 | $6.54M | 0.12% | −4,825−10.1% | Reduced |
| Sequoia Financial Advisors, LLC | 42,951 | $6.56M | 0.04% | +1,316+3.2% | Added |
| LMR Partners LLP | 43,105 | $6.58M | 0.06% | +43,105 | New |
| Monte Financial Group, LLC | 43,398 | $6.63M | 2.35% | −625−1.4% | Reduced |
| Private Advisor Group, LLC | 43,765 | $6.69M | 0.03% | +2,687+6.5% | Added |
| Rathbone Brothers plc | 43,818 | $6.69M | 0.03% | −2,188−4.8% | Reduced |
| TD Asset Management Inc | 44,021 | $6.72M | 0.01% | +11,586+35.7% | Added |
| Bleakley Financial Group, LLC | 44,137 | $6.74M | 0.11% | −4,806−9.8% | Reduced |
| Pensionmark Financial Group, LLC | 44,219 | $6.75M | 0.11% | −5,995−11.9% | Reduced |
| Factory Mutual Insurance Co | 45,066 | $6.88M | 0.08% | +9,270+25.9% | Added |
| Steward Partners Investment Advisory, LLC | 45,438 | $6.94M | 0.04% | −8,823−16.3% | Reduced |
| RMB Capital Management, LLC | 45,441 | $6.94M | 0.12% | −20,872−31.5% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 46,436 | $7.09M | 0.13% | +46,436 | New |
| Ieq Capital, LLC | 46,575 | $7.11M | 0.03% | −7,693−14.2% | Reduced |
| Mount Yale Investment Advisors, LLC | 47,517 | $7.26M | 0.17% | +37,876+392.9% | Added |
| Evergreen Capital Management LLC | 47,699 | $7.29M | 0.16% | +454+1.0% | Added |
| Sofos Investments, Inc. | 47,971 | $7.33M | 1.30% | −466−1.0% | Reduced |
| National Bank of Canada | 47,991 | $7.33M | 0.01% | +3,580+8.1% | Added |
| Signaturefd, LLC | 48,040 | $7.34M | 0.11% | +1,411+3.0% | Added |
| Smithbridge Asset Management Inc | 48,780 | $7.45M | 1.11% | −49,032−50.1% | Reduced |
| Park Avenue Securities LLC | 48,906 | $7.47M | 0.06% | +327+0.7% | Added |
| Lockheed Martin Investment Management Co | 49,000 | $7.48M | 0.27% | −8,300−14.5% | Reduced |
| Pittenger & Anderson Inc | 49,020 | $7.49M | 0.30% | 00.0% | Unchanged |
| Cardinal Capital Management | 49,684 | $7.59M | 0.98% | +190.0% | Added |