Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2024
Institutional positions in Novartis AG as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,314
- +22 vs. Q2 2024
- Shares held
- 132.2M
- −3.48M (−2.6%) vs. Q2 2024
- Total value
- $15.2B
- +$760.1M (+5.3%) vs. Q2 2024
- New holders
- 101
- 414 more added
- Sold out
- 79
- 480 more reduced
17 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| TownSquare Capital, LLC | 42,759 | $4.92M | 0.06% | +11,866+38.4% | Added |
| Allspring Global Investments Holdings, LLC | 42,831 | $4.93M | 0.01% | +34,685+425.8% | Added |
| Advisors Capital Management, LLC | 43,102 | $4.96M | 0.08% | +366+0.9% | Added |
| Keybank National Association | 43,120 | $4.96M | 0.02% | +1,058+2.5% | Added |
| Greenfield Seitz Capital Management, LLC | 43,642 | $5.02M | 1.84% | −888−2.0% | Reduced |
| Tri Ri Asset Management Corp | 33,202 | $5.15M | 2.61% | +33,202 | New |
| Auto-Owners Insurance Co | 45,143 | $5.19M | 0.13% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 45,491 | $5.24M | 0.08% | +21,561+90.1% | Added |
| Meritage Portfolio Management | 45,638 | $5.25M | 0.32% | −617−1.3% | Reduced |
| Farmers & Merchants Investments Inc | 45,763 | $5.26M | 0.16% | −110−0.2% | Reduced |
| Henry James International Management, Inc. | 45,981 | $5.29M | 1.84% | +1,245+2.8% | Added |
| Atria Investments LLC | 46,040 | $5.30M | 0.07% | +191+0.4% | Added |
| First Manhattan Co | 46,441 | $5.34M | 0.02% | −1,591−3.3% | Reduced |
| Scotia Capital Inc. | 46,529 | $5.35M | 0.03% | +3,322+7.7% | Added |
| Smithbridge Asset Management Inc | 47,049 | $5.41M | 0.93% | +819+1.8% | Added |
| Steward Partners Investment Advisory, LLC | 47,185 | $5.43M | 0.05% | +1,510+3.3% | Added |
| Fifth Third Bancorp | 47,301 | $5.44M | 0.02% | +235+0.5% | Added |
| Cardinal Capital Management | 47,319 | $5.44M | 0.85% | +444+0.9% | Added |
| Whittier Trust Co | 47,605 | $5.48M | 0.07% | +663+1.4% | Added |
| Beacon Pointe Advisors, LLC | 47,958 | $5.52M | 0.06% | +2,035+4.4% | Added |
| Pittenger & Anderson Inc | 48,270 | $5.55M | 0.21% | 00.0% | Unchanged |
| Prentiss Smith & Co Inc | 48,357 | $5.56M | 3.56% | −456−0.9% | Reduced |
| Trust Co of Vermont | 48,365 | $5.56M | 0.28% | −313−0.6% | Reduced |
| D. E. Shaw & Co., Inc. | 48,424 | $5.57M | 0.01% | +45,588+1,607.5% | Added |
| Deutsche Bank AG | 48,542 | $5.58M | 0.00% | 00.0% | Unchanged |
| Chase Investment Counsel Corp | 48,599 | $5.59M | 1.86% | +48,599 | New |
| Glassy Mountain Advisors, Inc. | 48,783 | $5.61M | 1.97% | +1,374+2.9% | Added |
| CIBC World Markets Inc. | 49,048 | $5.64M | 0.01% | −209−0.4% | Reduced |
| Fiduciary Trust Co | 49,957 | $5.75M | 0.08% | +600+1.2% | Added |
| Sphera Funds Management Ltd. | 50,000 | $5.75M | 0.94% | 00.0% | Unchanged |
| Naviter Wealth, LLC | 50,362 | $5.79M | 0.81% | +531+1.1% | Added |
| Bleakley Financial Group, LLC | 51,136 | $5.88M | 0.18% | −7,585−12.9% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 51,795 | $5.96M | 2.24% | −95−0.2% | Reduced |
| Wetherby Asset Management Inc | 52,065 | $5.99M | 0.27% | +709+1.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 52,867 | $6.08M | 0.02% | +1,827+3.6% | Added |
| Brown Brothers Harriman & Co | 52,932 | $6.09M | 0.04% | −2,988−5.3% | Reduced |
| Pinnacle Associates Ltd | 61,000 | $6.16M | 0.11% | +2,050+3.5% | Added |
| Narwhal Capital Management | 53,875 | $6.20M | 0.56% | −92−0.2% | Reduced |
| Community Financial Services Group, LLC | 54,188 | $6.23M | 1.28% | +1,236+2.3% | Added |
| Voya Investment Management LLC | 54,435 | $6.26M | 0.01% | +5,700+11.7% | Added |
| Baldwin Brothers Inc | 54,805 | $6.30M | 0.43% | +7,247+15.2% | Added |
| Rathbone Brothers plc | 56,203 | $6.46M | 0.03% | −1,857−3.2% | Reduced |
| Syon Capital LLC | 56,294 | $6.47M | 0.57% | −2,070−3.5% | Reduced |
| Jarislowsky, Fraser Ltd | 56,767 | $6.53M | 0.04% | +39+0.1% | Added |
| NorthCrest Asset Manangement, LLC | 57,534 | $6.62M | 0.20% | +381+0.7% | Added |
| Banco Santander, S.A. | 58,599 | $6.74M | 0.08% | −1,220−2.0% | Reduced |
| Jane Street Group, LLC | 58,954 | $6.78M | 0.01% | −45,283−43.4% | Reduced |
| Susquehanna International Group, LLP | 59,403 | $6.83M | 0.01% | +56,482+1,933.7% | Added |
| Eldred Rock Partners, LLC | 60,543 | $6.96M | 2.33% | +32,816+118.4% | Added |
| Country Club Bank | 61,132 | $7.07M | 0.47% | −1,427−2.3% | Reduced |
| Dearborn Partners LLC | 62,334 | $7.17M | 0.29% | +190.0% | Added |
| Congress Wealth Management LLC | 64,528 | $7.42M | 0.10% | +38,408+147.0% | Added |
| Trustmark National Bank Trust Department | 65,017 | $7.48M | 0.57% | −1,615−2.4% | Reduced |
| Welch & Forbes LLC | 65,576 | $7.54M | 0.10% | −805−1.2% | Reduced |
| Foundations Investment Advisors, LLC | 70,180 | $8.07M | 0.17% | +6,365+10.0% | Added |
| Northwestern Mutual Wealth Management Co | 70,942 | $8.16M | 0.01% | +4,062+6.1% | Added |
| Foster Victor Wealth Advisors, LLC | 71,512 | $8.27M | 0.66% | −54,965−43.5% | Reduced |
| TCW Group Inc | 73,745 | $8.48M | 0.07% | −239−0.3% | Reduced |
| Camden National Bank | 73,938 | $8.50M | 1.22% | −1,444−1.9% | Reduced |
| Altrius Capital Management Inc | 74,438 | $8.56M | 2.15% | −3,622−4.6% | Reduced |
| Franklin, Parlapiano, Turner & Welch, LLC | 75,244 | $8.65M | 2.24% | −233−0.3% | Reduced |
| CWM, LLC | 75,405 | $8.67M | 0.04% | −5,412−6.7% | Reduced |
| Live Oak Private Wealth LLC | 76,173 | $8.76M | 1.42% | −3,150−4.0% | Reduced |
| Cresset Asset Management, LLC | 78,138 | $8.99M | 0.03% | +8,452+12.1% | Added |
| Mengis Capital Management, Inc. | 79,513 | $9.15M | 1.80% | −2,092−2.6% | Reduced |
| Cohen Capital Management, Inc. | 80,078 | $9.21M | 1.49% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 80,505 | $9.26M | 0.08% | −2,051−2.5% | Reduced |
| Blair William & Co | 80,819 | $9.30M | 0.03% | −343−0.4% | Reduced |
| Aquatic Capital Management LLC | 81,000 | $9.32M | 0.24% | +61,800+321.9% | Added |
| Tower Bridge Advisors | 81,336 | $9.36M | 0.97% | −2,026−2.4% | Reduced |
| Osterweis Capital Management Inc | – | $9.42M | 0.48% | – | – |
| Clifford Swan Investment Counsel LLC | 82,041 | $9.44M | 0.33% | −5,946−6.8% | Reduced |
| Investment House LLC | 82,379 | $9.48M | 0.51% | −50−0.1% | Reduced |
| Claudia M.P. Batlle, CRP (R) LLC | 82,813 | $9.53M | 2.86% | −5,612−6.3% | Reduced |
| Gabelli Funds LLC | 84,500 | $9.72M | 0.07% | −500−0.6% | Reduced |
| Sanctuary Advisors, LLC | 93,276 | $9.73M | 0.06% | +12,118+14.9% | Added |
| Tweedy, Browne Co LLC | 85,347 | $9.82M | 0.47% | −2,259−2.6% | Reduced |
| GWM Advisors LLC | 85,386 | $9.82M | 0.06% | −19,771−18.8% | Reduced |
| Matthew Goff Investment Advisor, LLC | 87,476 | $10.1M | 1.91% | −427−0.5% | Reduced |
| Zevin Asset Management LLC | 87,936 | $10.1M | 1.56% | −506−0.6% | Reduced |
| Baird Financial Group, Inc. | 89,751 | $10.3M | 0.02% | +2,467+2.8% | Added |
| Manufacturers Life Insurance Company, The | 89,758 | $10.3M | 0.01% | 00.0% | Unchanged |
| American Assets Investment Management, LLC | 93,610 | $10.8M | 0.94% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 94,488 | $10.9M | 0.02% | −3,448−3.5% | Reduced |
| Ritholtz Wealth Management | 96,313 | $11.1M | 0.33% | +1,257+1.3% | Added |
| Euro Pacific Asset Management, LLC | 97,224 | $11.2M | 2.06% | −1,185−1.2% | Reduced |
| JustInvest LLC | 97,749 | $11.2M | 0.18% | +27,975+40.1% | Added |
| Bahl & Gaynor Inc | 98,572 | $11.3M | 0.06% | −3,623−3.5% | Reduced |
| HSBC Holdings PLC | 100,904 | $11.6M | 0.01% | −114,058−53.1% | Reduced |
| Jones Financial Companies LLLP | 101,105 | $11.7M | 0.01% | +32,689+47.8% | Added |
| Wealth Enhancement Advisory Services, LLC | 102,418 | $11.8M | 0.03% | −3,449−3.3% | Reduced |
| Pathstone Holdings, LLC | 103,150 | $11.9M | 0.05% | −32,123−23.7% | Reduced |
| Rockefeller Capital Management L.P. | 105,613 | $12.1M | 0.03% | −4,910−4.4% | Reduced |
| New York State Common Retirement Fund | 106,377 | $12.2M | 0.02% | +10,667+11.1% | Added |
| Tocqueville Asset Management L.P. | 107,518 | $12.4M | 0.19% | −2,758−2.5% | Reduced |
| Reynders McVeigh Capital Management, LLC | 109,084 | $12.5M | 0.66% | −5,258−4.6% | Reduced |
| Advisor Group Holdings, Inc. | 110,514 | $12.7M | 0.03% | +3,083+2.9% | Added |
| Ethic Inc. | 132,747 | $12.8M | 0.32% | −8,210−5.8% | Reduced |
| Cetera Investment Advisers | 113,885 | $13.1M | 0.03% | +4,229+3.9% | Added |
| Ingalls & Snyder LLC | 116,434 | $13.4M | 0.53% | +2,209+1.9% | Added |