Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2024
Institutional positions in Novartis AG as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,254
- −4 vs. Q4 2023
- Shares held
- 140.2M
- −494.3K (−0.4%) vs. Q4 2023
- Total value
- $13.6B
- −$633.7M (−4.5%) vs. Q4 2023
- New holders
- 90
- 426 more added
- Sold out
- 94
- 469 more reduced
16 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pacer Advisors, Inc. | 393,336 | $38.0M | 0.09% | +5,516+1.4% | Added |
| Groupama Asset Managment | 395,595 | $38.4M | 0.70% | +395,595 | New |
| TCTC Holdings, LLC | 398,301 | $38.5M | 1.28% | −568−0.1% | Reduced |
| JPMorgan Chase & Co | 404,831 | $39.2M | 0.00% | +54,370+15.5% | Added |
| Ameriprise Financial Inc | 429,542 | $41.6M | 0.01% | +64,829+17.8% | Added |
| Arrowstreet Capital, Limited Partnership | 445,201 | $43.1M | 0.04% | +389,298+696.4% | Added |
| Aristotle Capital Management, LLC | 446,389 | $43.2M | 0.08% | −145,946−24.6% | Reduced |
| Harvest Portfolios Group Inc. | 484,971 | $46.9M | 1.83% | −36,361−7.0% | Reduced |
| CIBC Private Wealth Group, LLC | 495,680 | $47.5M | 0.09% | −129,925−20.8% | Reduced |
| American Century Companies Inc | 491,417 | $47.5M | 0.03% | +55,720+12.8% | Added |
| D.A. Davidson & Co. | 493,302 | $47.7M | 0.43% | +6,225+1.3% | Added |
| Raymond James & Associates | 529,840 | $51.3M | 0.03% | +11,435+2.2% | Added |
| Citadel Advisors LLC | 562,085 | $54.4M | 0.05% | +122,030+27.7% | Added |
| SEI Investments Co | 572,889 | $55.4M | 0.08% | −37,859−6.2% | Reduced |
| CI Private Wealth, LLC | 585,788 | $56.7M | 0.10% | −1,775−0.3% | Reduced |
| Royal Bank of Canada | 597,948 | $57.8M | 0.01% | +8,587+1.5% | Added |
| First Trust Advisors LP | 629,247 | $60.9M | 0.06% | −49,427−7.3% | Reduced |
| Bristol John W & Co Inc | 638,558 | $61.8M | 1.05% | −4,197−0.7% | Reduced |
| Bank of New York Mellon Corp | 654,346 | $63.3M | 0.01% | +29,491+4.7% | Added |
| Qube Research & Technologies Ltd | 729,712 | $70.6M | 0.13% | +385,402+111.9% | Added |
| Truist Financial Corp | 756,062 | $73.1M | 0.11% | −74,303−8.9% | Reduced |
| Earnest Partners LLC | 835,551 | $80.8M | 0.37% | +21,535+2.6% | Added |
| Chevy Chase Trust Holdings, Inc. | 845,001 | $81.7M | 0.27% | +29,197+3.6% | Added |
| Capital Research Global Investors | 904,134 | $87.5M | 0.02% | +4120.0% | Added |
| Citigroup Inc | 916,164 | $88.6M | 0.10% | +676,034+281.5% | Added |
| Natixis Advisors, L.P. | 926,655 | $89.6M | 0.21% | −4,472−0.5% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 945,876 | $91.5M | 0.33% | −581,499−38.1% | Reduced |
| Manning & Napier Group, LLC | 1,042,426 | $100.8M | 1.15% | −14,742−1.4% | Reduced |
| FMR LLC | 1,211,945 | $117.2M | 0.01% | +13,823+1.2% | Added |
| Scharf Investments, LLC | 1,364,854 | $132.0M | 3.57% | −58,866−4.1% | Reduced |
| Fisher Asset Management, LLC | 1,447,875 | $140.1M | 0.07% | +17,266+1.2% | Added |
| UBS Group AG | 1,546,738 | $149.6M | 0.05% | −114,754−6.9% | Reduced |
| State Street Corp | 1,737,954 | $174.7M | 0.01% | −39,094−2.2% | Reduced |
| BlackRock Inc. | 1,858,800 | $179.8M | 0.00% | +29,277+1.6% | Added |
| Magnetar Financial LLC | 1,906,046 | $184.4M | 4.13% | +666,104+53.7% | Added |
| Envestnet Asset Management Inc | 1,953,052 | $188.9M | 0.07% | −79,078−3.9% | Reduced |
| Wells Fargo & Company | 2,010,126 | $194.4M | 0.05% | +6,578+0.3% | Added |
| Mondrian Investment Partners LTD | 2,065,739 | $199.8M | 2.74% | +590,830+40.1% | Added |
| Northern Trust Corp | 2,150,896 | $208.1M | 0.04% | +10,724+0.5% | Added |
| Principal Financial Group Inc | 2,523,334 | $244.1M | 0.14% | +14,686+0.6% | Added |
| Janus Henderson Group PLC | 2,568,728 | $248.5M | 0.14% | +16,015+0.6% | Added |
| Cullen Capital Management LLC | 2,924,424 | $282.9M | 3.15% | +1,295,186+79.5% | Added |
| Renaissance Technologies LLC | 2,940,582 | $284.4M | 0.45% | +102,500+3.6% | Added |
| Goldman Sachs Group Inc | 3,059,361 | $295.9M | 0.06% | −476,541−13.5% | Reduced |
| Wellington Management Group LLP | 4,589,350 | $443.9M | 0.08% | −157,249−3.3% | Reduced |
| Bank of America Corp | 4,888,193 | $472.8M | 0.05% | −259,473−5.0% | Reduced |
| Franklin Resources Inc | 5,699,789 | $551.3M | 0.17% | −215,200−3.6% | Reduced |
| Loomis Sayles & Co L P | 5,917,972 | $572.4M | 0.81% | −91,928−1.5% | Reduced |
| Dimensional Fund Advisors LP | 6,018,082 | $582.1M | 0.16% | −60,093−1.0% | Reduced |
| Morgan Stanley | 7,258,381 | $702.1M | 0.06% | +166,128+2.3% | Added |
| Dodge & Cox | 12,353,985 | $1.20B | 0.69% | −811,553−6.2% | Reduced |
| Primecap Management Co | 12,417,755 | $1.20B | 0.90% | −487,942−3.8% | Reduced |
| Transamerica Financial Advisors, Inc. | 1 | – | – | 00.0% | Unchanged |
| Bellecapital International Ltd. | 917 | – | – | 00.0% | Unchanged |
| Clark Capital Management Group, Inc. | 0 | $0 | 0.00% | −421,986−100.0% | Sold out |
| Holocene Advisors, LP | 0 | $0 | 0.00% | −79,063−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −76,186−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −54,817−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −50,851−100.0% | Sold out |
| Jefferies Financial Group Inc. | 0 | $0 | 0.00% | −49,437−100.0% | Sold out |
| Y.D. More Investments Ltd | 0 | $0 | 0.00% | −30,070−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −24,703−100.0% | Sold out |
| Summit Global Investments | 0 | $0 | 0.00% | −23,873−100.0% | Sold out |
| KLR Investment Advisors, LLC | 0 | $0 | 0.00% | −17,537−100.0% | Sold out |
| Altshuler Shaham Ltd | 0 | $0 | 0.00% | −16,074−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −13,780−100.0% | Sold out |
| Boit C F David | 0 | $0 | 0.00% | −12,800−100.0% | Sold out |
| Susquehanna International Securities, Ltd. | 0 | $0 | 0.00% | −11,462−100.0% | Sold out |
| Susquehanna International Group Ltd. | 0 | $0 | 0.00% | −11,010−100.0% | Sold out |
| Amundi | 0 | $0 | 0.00% | −9,602−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −8,607−100.0% | Sold out |
| Mitchell Sinkler & Starr | 0 | $0 | 0.00% | −7,728−100.0% | Sold out |
| Scissortail Wealth Management, LLC | 0 | $0 | 0.00% | −6,806−100.0% | Sold out |
| SAL Trading, LLC | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Apexium Financial, LP | 0 | $0 | 0.00% | −6,952−100.0% | Sold out |
| Twin Tree Management, LP | 0 | $0 | 0.00% | −6,821−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −6,260−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −5,931−100.0% | Sold out |
| Pallas Capital Advisors LLC | 0 | $0 | 0.00% | −5,596−100.0% | Sold out |
| Granite Bay Wealth Management, LLC | 0 | $0 | 0.00% | −5,715−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −4,519−100.0% | Sold out |
| Rosenbaum Jay D. | 0 | $0 | 0.00% | −4,180−100.0% | Sold out |
| First Light Asset Management, LLC | 0 | $0 | 0.00% | −4,123−100.0% | Sold out |
| Curbstone Financial Management Corp | 0 | $0 | 0.00% | −4,094−100.0% | Sold out |
| Meridian Wealth Management, LLC | 0 | $0 | 0.00% | −3,549−100.0% | Sold out |
| OmniStar Financial Group, Inc. | 0 | $0 | 0.00% | −3,476−100.0% | Sold out |
| IFG Advisory, LLC | 0 | $0 | 0.00% | −3,369−100.0% | Sold out |
| Carlson Capital Management | 0 | $0 | 0.00% | −3,315−100.0% | Sold out |
| Moody National Bank Trust Division | 0 | $0 | 0.00% | −3,239−100.0% | Sold out |
| Penn Mutual Asset Management, LLC | 0 | $0 | 0.00% | −3,120−100.0% | Sold out |
| Signature Estate & Investment Advisors LLC | 0 | $0 | 0.00% | −2,960−100.0% | Sold out |
| Curated Wealth Partners LLC | 0 | $0 | 0.00% | −2,941−100.0% | Sold out |
| Steel Peak Wealth Management LLC | 0 | $0 | 0.00% | −2,925−100.0% | Sold out |
| GFS Advisors, LLC | 0 | $0 | 0.00% | −2,750−100.0% | Sold out |
| Benchmark Investment Advisors LLC | 0 | $0 | 0.00% | −2,704−100.0% | Sold out |
| Advisors Preferred, LLC | 0 | $0 | 0.00% | −2,679−100.0% | Sold out |
| OneAscent Wealth Management LLC | 0 | $0 | 0.00% | −2,531−100.0% | Sold out |
| Eagle Strategies LLC | 0 | $0 | 0.00% | −2,534−100.0% | Sold out |
| Straight Path Wealth Management | 0 | $0 | 0.00% | −2,507−100.0% | Sold out |
| Prio Wealth Limited Partnership | 0 | $0 | 0.00% | −2,503−100.0% | Sold out |