Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2024
Institutional positions in Novartis AG as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,254
- −4 vs. Q4 2023
- Shares held
- 140.2M
- −494.3K (−0.4%) vs. Q4 2023
- Total value
- $13.6B
- −$633.7M (−4.5%) vs. Q4 2023
- New holders
- 90
- 426 more added
- Sold out
- 94
- 469 more reduced
16 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mirae Asset Global Investments Co., Ltd. | 82,727 | $8.00M | 0.02% | +26,632+47.5% | Added |
| Voloridge Investment Management, LLC | 82,943 | $8.02M | 0.03% | −197,118−70.4% | Reduced |
| Mengis Capital Management, Inc. | 83,793 | $8.11M | 1.25% | +1,850+2.3% | Added |
| Matthew Goff Investment Advisor, LLC | 84,583 | $8.18M | 1.66% | +1,631+2.0% | Added |
| Tower Bridge Advisors | 84,968 | $8.22M | 0.84% | −6,042−6.6% | Reduced |
| Gabelli Funds LLC | 86,000 | $8.32M | 0.06% | −1,000−1.1% | Reduced |
| Clifford Swan Investment Counsel LLC | 88,402 | $8.55M | 0.32% | −3,860−4.2% | Reduced |
| Claudia M.P. Batlle, CRP (R) LLC | 88,912 | $8.60M | 2.59% | +88,912 | New |
| Tweedy, Browne Co LLC | 89,446 | $8.65M | 0.41% | −1,173−1.3% | Reduced |
| Hemenway Trust Co LLC | 89,711 | $8.68M | 0.75% | −72,114−44.6% | Reduced |
| Manufacturers Life Insurance Company, The | 89,788 | $8.69M | 0.01% | −3,538−3.8% | Reduced |
| Zevin Asset Management LLC | 90,738 | $8.78M | 1.46% | +5,464+6.4% | Added |
| Advisor Group Holdings, Inc. | 91,336 | $8.84M | 0.02% | −102,478−52.9% | Reduced |
| American Assets Investment Management, LLC | 93,610 | $9.05M | 0.86% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 94,041 | $9.10M | 0.31% | +22,538+31.5% | Added |
| Fort Washington Investment Advisors Inc | 95,317 | $9.22M | 0.06% | −550−0.6% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 97,493 | $9.43M | 0.36% | −1,701−1.7% | Reduced |
| Euro Pacific Asset Management, LLC | 99,366 | $9.56M | 1.95% | −10,077−9.2% | Reduced |
| Bahl & Gaynor Inc | 103,010 | $9.96M | 0.06% | −808−0.8% | Reduced |
| Woodline Partners LP | 105,656 | $10.2M | 0.09% | +105,656 | New |
| Cetera Investment Advisers | 106,535 | $10.3M | 0.02% | +84,777+389.6% | Added |
| Tocqueville Asset Management L.P. | 108,539 | $10.5M | 0.17% | +503+0.5% | Added |
| New York State Common Retirement Fund | 108,875 | $10.5M | 0.01% | +13,245+13.9% | Added |
| Federated Hermes, Inc. | 110,202 | $10.7M | 0.02% | −9,853−8.2% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 111,453 | $10.8M | 0.03% | +5,491+5.2% | Added |
| Promethos Capital, LLC | 112,085 | $10.8M | 6.36% | +112,085 | New |
| Ingalls & Snyder LLC | 112,265 | $10.9M | 0.48% | +947+0.9% | Added |
| Trexquant Investment LP | 114,112 | $11.0M | 0.22% | +114,112 | New |
| Price T Rowe Associates Inc | 115,849 | $11.2M | 0.00% | +3,696+3.3% | Added |
| MML Investors Services, LLC | 119,456 | $11.6M | 0.05% | +22,714+23.5% | Added |
| Charles Schwab Investment Management Inc | 120,604 | $11.6M | 0.00% | −25,805−17.6% | Reduced |
| Reynders McVeigh Capital Management, LLC | 121,220 | $11.7M | 0.68% | −3,885−3.1% | Reduced |
| Foster Victor Wealth Advisors, LLC | 124,888 | $11.8M | 1.08% | +13,864+12.5% | Added |
| Nixon Peabody Trust Co | 125,288 | $12.1M | 1.11% | +4,031+3.3% | Added |
| Captrust Financial Advisors | 126,781 | $12.3M | 0.05% | −14,338−10.2% | Reduced |
| ProVise Management Group, LLC | 127,390 | $12.3M | 1.07% | +3,074+2.5% | Added |
| Marshall Wace, LLP | 131,247 | $12.7M | 0.02% | −301,075−69.6% | Reduced |
| Richard C. Young & CO., LTD. | 131,600 | $12.7M | 1.60% | −5,556−4.1% | Reduced |
| Ethic Inc. | 132,747 | $12.8M | 0.32% | +7,987+6.4% | Added |
| Edgemoor Investment Advisors, Inc. | 133,877 | $13.0M | 1.22% | −1,329−1.0% | Reduced |
| First Fiduciary Investment Counsel, Inc. | 141,064 | $13.6M | 2.83% | −2,940−2.0% | Reduced |
| Exencial Wealth Advisors, LLC | 141,097 | $13.6M | 0.51% | −2,949−2.0% | Reduced |
| Cambiar Investors LLC | 141,718 | $13.7M | 0.51% | −14,406−9.2% | Reduced |
| Pathstone Holdings, LLC | 141,112 | $13.7M | 0.06% | +43,549+44.6% | Added |
| Cubist Systematic Strategies, LLC | 142,265 | $13.8M | 0.16% | +87,081+157.8% | Added |
| Bartlett & Co. Wealth Management LLC | 139,078 | $13.9M | 0.21% | −11,968−7.9% | Reduced |
| Mercer Global Advisors Inc | 147,770 | $14.3M | 0.04% | +36,704+33.0% | Added |
| Rockefeller Capital Management L.P. | 148,741 | $14.4M | 0.04% | +46,960+46.1% | Added |
| Bank of Montreal | 148,336 | $14.4M | 0.01% | +2,901+2.0% | Added |
| Oak Associates, Ltd | 152,158 | $14.7M | 1.02% | −675−0.4% | Reduced |
| National Bank of Canada | 146,188 | $14.9M | 0.03% | +5,104+3.6% | Added |
| Grandfield & Dodd, LLC | 159,764 | $15.5M | 0.98% | +1,733+1.1% | Added |
| Boston Common Asset Management, LLC | 160,904 | $15.6M | 0.37% | −12,641−7.3% | Reduced |
| Two Sigma Investments, LP | 161,409 | $15.6M | 0.04% | +31,938+24.7% | Added |
| QRG Capital Management, Inc. | 168,532 | $16.3M | 0.21% | +28,620+20.5% | Added |
| M&T Bank Corp | 171,304 | $16.6M | 0.06% | −12,705−6.9% | Reduced |
| Teachers Retirement System of the State of Kentucky | 172,800 | $16.7M | 0.15% | +172,800 | New |
| Neuberger Berman Group LLC | 175,258 | $17.0M | 0.01% | −36,975−17.4% | Reduced |
| John G Ullman & Associates Inc | 179,187 | $17.3M | 2.66% | −1,713−0.9% | Reduced |
| Douglas Lane & Associates, LLC | 179,964 | $17.4M | 0.25% | +5,253+3.0% | Added |
| O'Shaughnessy Asset Management, LLC | 180,764 | $17.5M | 0.19% | +11,080+6.5% | Added |
| Wilkins Investment Counsel Inc | 187,737 | $18.2M | 2.65% | +57,627+44.3% | Added |
| Mariner, LLC | 192,422 | $18.6M | 0.04% | +820+0.4% | Added |
| Godsey & Gibb Associates | 197,265 | $19.1M | 2.01% | +1,629+0.8% | Added |
| Foresight Global Investors, Inc. | 197,375 | $19.1M | 9.40% | +65,400+49.6% | Added |
| Optiver Holding B.V. | 210,278 | $20.3M | 0.84% | −271,899−56.4% | Reduced |
| Cambridge Trust Co | 213,554 | $20.7M | 0.78% | −86,496−28.8% | Reduced |
| Brandes Investment Partners, LP | 213,927 | $20.7M | 0.27% | +40,144+23.1% | Added |
| Assetmark, Inc | 218,697 | $21.2M | 0.07% | +2,398+1.1% | Added |
| Commonwealth Equity Services, LLC | 223,755 | $21.6M | 0.04% | −5,431−2.4% | Reduced |
| Integral Health Asset Management, LLC | 225,000 | $21.8M | 2.14% | 00.0% | Unchanged |
| Brown Advisory Inc | 233,421 | $22.6M | 0.03% | −14,399−5.8% | Reduced |
| The PNC Financial Services Group, Inc. | 235,777 | $22.8M | 0.02% | −9,009−3.7% | Reduced |
| Martin Investment Management, LLC | 236,800 | $22.9M | 5.63% | +10,665+4.7% | Added |
| Causeway Capital Management LLC | 239,468 | $23.2M | 0.61% | +30,379+14.5% | Added |
| Invesco Ltd. | 242,723 | $23.5M | 0.01% | −24,793−9.3% | Reduced |
| GW Henssler & Associates Ltd | 248,626 | $24.0M | 1.41% | +1,400+0.6% | Added |
| Janney Montgomery Scott LLC | 252,761 | $24.4M | 0.07% | −6,795−2.6% | Reduced |
| Financial Counselors Inc | 256,538 | $24.8M | 0.42% | −2,872−1.1% | Reduced |
| Oppenheimer Asset Management Inc. | 258,933 | $25.0M | 0.37% | +19,468+8.1% | Added |
| Managed Asset Portfolios, LLC | 259,022 | $25.1M | 3.65% | −16,789−6.1% | Reduced |
| Stifel Financial Corp | 259,370 | $25.1M | 0.03% | +9,060+3.6% | Added |
| US Bancorp | 264,076 | $25.5M | 0.04% | −2,467−0.9% | Reduced |
| Van Eck Associates Corp | 270,440 | $26.2M | 0.04% | +55,142+25.6% | Added |
| Millennium Management LLC | 271,243 | $26.2M | 0.02% | −127,057−31.9% | Reduced |
| Boothbay Fund Management, LLC | 275,974 | $26.7M | 0.79% | +87,279+46.3% | Added |
| Cerity Partners LLC | 287,176 | $28.1M | 0.07% | +39,375+15.9% | Added |
| Todd Asset Management LLC | 296,246 | $28.7M | 0.59% | +296,246 | New |
| HighTower Advisors, LLC | 296,253 | $28.7M | 0.05% | +7,284+2.5% | Added |
| First Financial Bankshares Inc | 313,159 | $30.3M | 0.68% | −3,797−1.2% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 314,559 | $30.5M | 1.68% | −109,768−25.9% | Reduced |
| Creative Planning | 316,607 | $30.6M | 0.03% | +6,419+2.1% | Added |
| Adage Capital Partners GP, L.L.C. | 323,549 | $31.3M | 0.06% | −70,923−18.0% | Reduced |
| Saturna Capital CORP | 327,884 | $31.7M | 0.44% | +228+0.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 337,957 | $32.7M | 0.05% | −9,257−2.7% | Reduced |
| NewEdge Wealth, LLC | 355,010 | $34.6M | 0.78% | +30,109+9.3% | Added |
| LPL Financial LLC | 361,048 | $34.9M | 0.02% | +15,026+4.3% | Added |
| Morningstar Investment Services LLC | 370,994 | $35.6M | 0.39% | −375,842−50.3% | Reduced |
| Macquarie Group Ltd | 381,786 | $36.9M | 0.04% | −52,289−12.0% | Reduced |
| GWM Advisors LLC | 389,725 | $37.7M | 0.33% | −1,733−0.4% | Reduced |