Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Castlekeep Investment Advisors LLC | 11,148 | $1.13M | 0.80% | +11,148 | New |
| Kathmere Capital Management, LLC | 11,168 | $1.13M | 0.15% | −83−0.7% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 11,263 | $1.14M | 0.00% | −2,795−19.9% | Reduced |
| South State Corp. | 11,309 | $1.14M | 0.10% | −100−0.9% | Reduced |
| Ativo Capital Management LLC | 11,314 | $1.14M | 1.22% | −88−0.8% | Reduced |
| Transcend Wealth Collective, LLC | 11,320 | $1.14M | 0.10% | −192−1.7% | Reduced |
| LCNB Corp | 11,384 | $1.15M | 0.45% | −175−1.5% | Reduced |
| Level Four Advisory Services, LLC | 11,391 | $1.15M | 0.06% | −709−5.9% | Reduced |
| Ameritas Advisory Services, LLC | 11,419 | $1.15M | 0.06% | −1,394−10.9% | Reduced |
| Susquehanna International Securities, Ltd. | 11,462 | $1.16M | 0.84% | +11,462 | New |
| Greenwich Wealth Management LLC | 11,476 | $1.16M | 0.11% | 00.0% | Unchanged |
| McDaniel Terry & Co | 11,511 | $1.16M | 0.11% | 00.0% | Unchanged |
| Carnegie Capital Asset Management, LLC | 11,570 | $1.17M | 0.04% | −52−0.4% | Reduced |
| First Horizon Advisors, Inc. | 11,675 | $1.18M | 0.04% | −287−2.4% | Reduced |
| Highland Capital Management, LLC | 11,682 | $1.18M | 0.07% | +150+1.3% | Added |
| Eagle Asset Management Inc | 11,713 | $1.18M | 0.01% | −553−4.5% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 11,717 | $1.18M | 0.07% | +34+0.3% | Added |
| Qtron Investments LLC | 11,755 | $1.19M | 0.19% | 00.0% | Unchanged |
| Abbrea Capital, LLC | 11,756 | $1.19M | 0.17% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 11,797 | $1.19M | 0.02% | −403−3.3% | Reduced |
| TD Private Client Wealth LLC | 11,932 | $1.20M | 0.04% | +629+5.6% | Added |
| Abundance Wealth Counselors | 11,933 | $1.21M | 0.31% | +664+5.9% | Added |
| Creegan & Nassoura Financial Group, LLC | 12,000 | $1.21M | 0.88% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 12,067 | $1.22M | 0.02% | −242−2.0% | Reduced |
| Cullen/Frost Bankers, Inc. | 12,088 | $1.22M | 0.02% | −10,769−47.1% | Reduced |
| XML Financial, LLC | 12,090 | $1.22M | 0.13% | −41−0.3% | Reduced |
| Trust Co of Oklahoma | 12,098 | $1.22M | 0.46% | +518+4.5% | Added |
| Avantax Advisory Services, Inc. | 12,187 | $1.23M | 0.01% | −792−6.1% | Reduced |
| Intrust Bank NA | 12,383 | $1.25M | 0.15% | +1,202+10.8% | Added |
| Arnhold LLC | 12,636 | $1.28M | 0.14% | 00.0% | Unchanged |
| Pine Valley Investments Ltd Liability Co | 12,659 | $1.28M | 0.11% | +1,303+11.5% | Added |
| Brookstone Capital Management | 12,671 | $1.28M | 0.02% | +684+5.7% | Added |
| Guyasuta Investment Advisors Inc | 12,674 | $1.28M | 0.09% | −4,127−24.6% | Reduced |
| Quantbot Technologies LP | 12,746 | $1.29M | 0.07% | +9,593+304.2% | Added |
| Schechter Investment Advisors, LLC | 12,748 | $1.29M | 0.11% | +330+2.7% | Added |
| Baker Ellis Asset Management LLC | 12,769 | $1.29M | 0.21% | 00.0% | Unchanged |
| Court Place Advisors, LLC | 12,795 | $1.29M | 0.42% | −200−1.5% | Reduced |
| WSFS Capital Management, LLC | 12,901 | $1.30M | 0.08% | −371−2.8% | Reduced |
| Lido Advisors, LLC | 12,956 | $1.31M | 0.01% | +854+7.1% | Added |
| Engineers Gate Manager LP | 12,978 | $1.31M | 0.04% | +8,820+212.1% | Added |
| Quadcap Wealth Management, LLC | 13,024 | $1.32M | 0.34% | +13,024 | New |
| Apollon Wealth Management, LLC | 13,050 | $1.32M | 0.05% | +7,990+157.9% | Added |
| Boston Family Office LLC | 13,085 | $1.32M | 0.10% | 00.0% | Unchanged |
| Old National Bancorp | 13,172 | $1.33M | 0.03% | −569−4.1% | Reduced |
| Vident Advisory, LLC | 13,226 | $1.34M | 0.03% | +1,487+12.7% | Added |
| IAM Advisory, LLC | 13,258 | $1.34M | 0.42% | +693+5.5% | Added |
| Boit C F David | 12,800 | $1.34M | 0.76% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 13,413 | $1.35M | 0.03% | +227+1.7% | Added |
| Albert D Mason Inc | 13,471 | $1.36M | 0.90% | −30−0.2% | Reduced |
| Evergreen Capital Management LLC | 13,520 | $1.37M | 0.06% | +56+0.4% | Added |
| AIMZ Investment Advisors, LLC | 13,528 | $1.37M | 0.55% | −200−1.5% | Reduced |
| World Equity Group, Inc. | 13,558 | $1.37M | 0.27% | 00.0% | Unchanged |
| Ballentine Partners, LLC | 13,592 | $1.37M | 0.03% | +2,339+20.8% | Added |
| Archford Capital Strategies, LLC | 13,716 | $1.38M | 0.25% | −444−3.1% | Reduced |
| Aberdeen Wealth Management LLC | 13,740 | $1.39M | 1.01% | −800−5.5% | Reduced |
| Marco Investment Management LLC | 13,770 | $1.39M | 0.14% | +338+2.5% | Added |
| Cetera Advisors LLC | 13,780 | $1.39M | 0.02% | +251+1.9% | Added |
| West Oak Capital, LLC | 12,958 | $1.39M | 0.65% | +350+2.8% | Added |
| Eldred Rock Partners, LLC | 13,791 | $1.39M | 0.89% | +13,791 | New |
| Raymond James Trust N.A. | 13,807 | $1.39M | 0.04% | −349−2.5% | Reduced |
| Physicians Financial Services, Inc. | 13,943 | $1.41M | 0.53% | −140−1.0% | Reduced |
| Dorsey & Whitney Trust CO LLC | 14,319 | $1.45M | 0.11% | +254+1.8% | Added |
| Sandy Spring Bank | 14,397 | $1.45M | 0.07% | −617−4.1% | Reduced |
| Stonebridge Capital Management Inc | 14,425 | $1.46M | 0.71% | +50+0.3% | Added |
| FineMark National Bank & Trust | 14,552 | $1.47M | 0.06% | −597−3.9% | Reduced |
| Beverly Hills Private Wealth, LLC | 14,748 | $1.49M | 0.39% | −994−6.3% | Reduced |
| Belvedere Trading LLC | 14,766 | $1.49M | 0.13% | +14,766 | New |
| CNB Bank | 14,862 | $1.50M | 0.81% | −647−4.2% | Reduced |
| Northstar Asset Management LLC | 14,875 | $1.50M | 0.40% | −450−2.9% | Reduced |
| Altman Advisors, Inc. | 14,934 | $1.51M | 0.79% | +217+1.5% | Added |
| Bessemer Group Inc | 14,971 | $1.51M | 0.00% | +263+1.8% | Added |
| Grimes & Company, Inc. | 15,000 | $1.51M | 0.05% | −785−5.0% | Reduced |
| Snowden Capital Advisors LLC | 15,062 | $1.52M | 0.06% | +1,143+8.2% | Added |
| Ellevest, Inc. | 15,073 | $1.52M | 0.10% | +445+3.0% | Added |
| Sepio Capital, LP | 15,109 | $1.53M | 0.13% | −2,071−12.1% | Reduced |
| TownSquare Capital, LLC | 15,126 | $1.53M | 0.03% | −10,529−41.0% | Reduced |
| Delphi Management Inc | 15,150 | $1.53M | 1.41% | +1,793+13.4% | Added |
| Sanibel Captiva Trust Company, Inc. | 15,298 | $1.54M | 0.06% | +15,298 | New |
| Richard P Slaughter Associates Inc | 15,431 | $1.56M | 0.39% | −507−3.2% | Reduced |
| SevenBridge Financial Group, LLC | 15,449 | $1.56M | 0.37% | 00.0% | Unchanged |
| Coastline Trust Co | 15,481 | $1.56M | 0.21% | 00.0% | Unchanged |
| Allen Wealth Management, LLC | 15,521 | $1.57M | 1.53% | +15,521 | New |
| Roberts Glore & Co Inc | 15,531 | $1.57M | 0.49% | −1,145−6.9% | Reduced |
| Penserra Capital Management LLC | 15,936 | $1.61M | 0.03% | +5,142+47.6% | Added |
| Capital Wealth Planning, LLC | 15,936 | $1.61M | 0.02% | +5,142+47.6% | Added |
| Ascent Wealth Partners, LLC | 15,971 | $1.61M | 0.26% | +157+1.0% | Added |
| Altshuler Shaham Ltd | 16,074 | $1.62M | 0.09% | +16,074 | New |
| Lester Murray Antman dba SimplyRich | 16,077 | $1.62M | 0.56% | 00.0% | Unchanged |
| Boston Private Wealth LLC | 16,105 | $1.63M | 0.04% | +516+3.3% | Added |
| Patten Group, Inc. | 16,110 | $1.63M | 0.44% | +299+1.9% | Added |
| Rothschild Investment LLC | 16,186 | $1.63M | 0.14% | +16,186 | New |
| Guggenheim Capital LLC | 16,234 | $1.64M | 0.01% | +1,960+13.7% | Added |
| Lowe Brockenbrough & Co Inc | 16,290 | $1.64M | 0.13% | +345+2.2% | Added |
| Vise Technologies, Inc. | 16,320 | $1.65M | 0.35% | +817+5.3% | Added |
| FDx Advisors, Inc. | 16,369 | $1.65M | 0.13% | +651+4.1% | Added |
| Quadrant Capital Group LLC | 16,865 | $1.70M | 0.15% | +2,119+14.4% | Added |
| Vestmark Advisory Solutions, Inc. | 16,866 | $1.70M | 0.09% | +2,366+16.3% | Added |
| Perigon Wealth Management, LLC | 16,955 | $1.71M | 0.06% | −374−2.2% | Reduced |
| Parsons Capital Management Inc | 17,109 | $1.73M | 0.12% | −915−5.1% | Reduced |
| McKinley Capital Management LLC /Delaware | 17,138 | $1.73M | 0.22% | −390−2.2% | Reduced |