Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wetzel Investment Advisors, Inc. | 220 | $22.0K | 0.01% | +220 | New |
| Thompson Siegel & Walmsley LLC | 229 | $23.0K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 232 | $23.4K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 233 | $23.5K | 0.01% | −45−16.2% | Reduced |
| WFA Asset Management Corp | 233 | $23.5K | 0.01% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 235 | $24.0K | 0.02% | +1+0.4% | Added |
| Boyd Watterson Asset Management LLC | 242 | $24.4K | 0.01% | 00.0% | Unchanged |
| Credit Agricole S A | 243 | $24.5K | 0.00% | 00.0% | Unchanged |
| Silicon Valley Capital Partners | 250 | $25.2K | 0.00% | 00.0% | Unchanged |
| Nalls Sherbakoff Group, LLC | 250 | $25.2K | 0.02% | 00.0% | Unchanged |
| McCarthy Grittinger Financial Group, LLC | 250 | $25.2K | 0.01% | 00.0% | Unchanged |
| Paladin Advisory Group, LLC | 252 | $25.4K | 0.02% | 00.0% | Unchanged |
| Retirement Group, LLC | 254 | $25.6K | 0.01% | +22+9.5% | Added |
| Bank of New Hampshire | 255 | $25.7K | 0.01% | 00.0% | Unchanged |
| Frazier Financial Advisors, LLC | 255 | $25.7K | 0.02% | +255 | New |
| Richardson Financial Services Inc. | 257 | $25.9K | 0.02% | +257 | New |
| Global Financial Private Client, LLC | 258 | $26.1K | 0.01% | 00.0% | Unchanged |
| New Millennium Group LLC | 267 | $27.0K | 0.02% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 272 | $27.5K | 0.01% | +135+98.5% | Added |
| Country Trust Bank | 273 | $27.6K | 0.00% | +79+40.7% | Added |
| Operose Advisors LLC | 279 | $28.2K | 0.01% | 00.0% | Unchanged |
| Planning Capital Management Corp | 279 | $28.2K | 0.02% | +279 | New |
| Adirondack Trust Co | 289 | $29.2K | 0.01% | −100−25.7% | Reduced |
| Legacy Bridge, LLC | 292 | $29.5K | 0.02% | 00.0% | Unchanged |
| Asset Dedication, LLC | 303 | $30.0K | 0.00% | 00.0% | Unchanged |
| Mine & Arao Wealth Creation & Management, LLC. | 299 | $30.2K | 0.02% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 300 | $30.3K | 0.00% | +23+8.3% | Added |
| Pin Oak Investment Advisors Inc | 310 | $31.0K | 0.03% | 00.0% | Unchanged |
| Planned Solutions, Inc. | 310 | $31.3K | 0.01% | +310 | New |
| Barclays PLC | 319 | $32.2K | 0.00% | −9−2.7% | Reduced |
| Financial Management Professionals, Inc. | 330 | $33.0K | 0.01% | +8+2.5% | Added |
| AdvisorNet Financial, Inc | 348 | $35.1K | 0.00% | +288+480.0% | Added |
| Washington Trust Advisors, Inc. | 349 | $35.2K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 352 | $35.6K | 0.00% | +42+13.5% | Added |
| ZRC Wealth Management, LLC | 350 | $35.7K | 0.02% | 00.0% | Unchanged |
| Broadwater Capital Management LLC | 370 | $37.4K | 0.03% | +370 | New |
| Solstein Capital, LLC | 372 | $37.6K | 0.03% | 00.0% | Unchanged |
| Webster Bank, N. A. | 375 | $37.9K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 375 | $37.9K | 0.01% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 377 | $38.1K | 0.02% | +19+5.3% | Added |
| Nordwand Advisors, LLC | 383 | $38.7K | 0.01% | +383 | New |
| Annis Gardner Whiting Capital Advisors, LLC | 384 | $38.8K | 0.02% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 394 | $39.8K | 0.00% | −47−10.7% | Reduced |
| Resources Management Corp | 400 | $40.0K | 0.01% | 00.0% | Unchanged |
| Bourgeon Capital Management LLC | 410 | $41.4K | 0.01% | +24+6.2% | Added |
| First United Bank Trust | 414 | $41.8K | 0.02% | +414 | New |
| Manchester Capital Management LLC | 416 | $42.0K | 0.01% | +75+22.0% | Added |
| Tyler-Stone Wealth Management | 420 | $42.4K | 0.02% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 421 | $42.5K | 0.00% | −85−16.8% | Reduced |
| Versant Capital Management, Inc | 440 | $44.4K | 0.01% | 00.0% | Unchanged |
| Dunhill Financial, LLC | 498 | $45.6K | 0.04% | +498 | New |
| Creative Financial Designs Inc | 451 | $45.6K | 0.00% | +72+19.0% | Added |
| Johnson Financial Group, Inc. | 459 | $46.3K | 0.00% | +428+1,380.6% | Added |
| Roble, Belko & Company, Inc | 470 | $47.0K | 0.01% | +150+46.9% | Added |
| Nemes Rush Group LLC | 466 | $47.1K | 0.01% | 00.0% | Unchanged |
| Bray Capital Advisors | 467 | $47.2K | 0.01% | 00.0% | Unchanged |
| Colonial Trust Advisors | 500 | $50.5K | 0.01% | −300−37.5% | Reduced |
| Stephens Consulting, LLC | 500 | $50.5K | 0.02% | 00.0% | Unchanged |
| Perkins Coie Trust Co | 529 | $53.4K | 0.01% | 00.0% | Unchanged |
| Optimum Investment Advisors | 530 | $53.5K | 0.03% | +100+23.3% | Added |
| Sugarloaf Wealth Management, LLC | 541 | $54.7K | 0.01% | 00.0% | Unchanged |
| Fairfield Financial Advisors, LTD | 542 | $54.7K | 0.02% | +136+33.5% | Added |
| Pflug Koory, LLC | 550 | $55.5K | 0.03% | 00.0% | Unchanged |
| Provenance Wealth Advisors, LLC | 555 | $56.0K | 0.01% | +55+11.0% | Added |
| City Holding Co | 563 | $56.8K | 0.01% | 00.0% | Unchanged |
| BKM Wealth Management, LLC | 565 | $57.0K | 0.02% | +565 | New |
| First Financial Corp | 614 | $62.0K | 0.03% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 615 | $62.1K | 0.01% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 648 | $65.4K | 0.02% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 650 | $65.6K | 0.02% | 00.0% | Unchanged |
| WealthCollab, LLC | 657 | $66.3K | 0.05% | +657 | New |
| Dividend Assets Capital, LLC | 707 | $71.0K | 0.01% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 700 | $71.0K | 0.03% | 00.0% | Unchanged |
| Ables, Iannone, Moore & Associates, Inc. | 709 | $71.6K | 0.05% | +709 | New |
| Missouri Trust & Investment Co | 728 | $73.5K | 0.03% | +244+50.4% | Added |
| Orion Capital Management LLC | 733 | $74.0K | 0.04% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 740 | $75.0K | 0.01% | 00.0% | Unchanged |
| Blume Capital Management, Inc. | 750 | $75.7K | 0.02% | −600−44.4% | Reduced |
| Centennial Bank | 780 | $78.8K | 0.05% | +194+33.1% | Added |
| Hoese & Co LLP | 825 | $80.8K | 0.08% | 00.0% | Unchanged |
| Edmond de Rothschild Holding S.A. | 800 | $80.8K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 817 | $81.0K | 0.00% | −2,044−71.4% | Reduced |
| CKW Financial Group | 800 | $81.0K | 0.01% | −400−33.3% | Reduced |
| City State Bank | 855 | $86.0K | 0.04% | 00.0% | Unchanged |
| CGC Financial Services, LLC | 872 | $88.0K | 0.04% | 00.0% | Unchanged |
| Cassady Schiller Wealth Management, LLC | 876 | $88.5K | 0.04% | 00.0% | Unchanged |
| Kiely Wealth Advisory Group, Inc. | 832 | $88.9K | 0.05% | +832 | New |
| Brown, Lisle/Cummings, Inc. | 888 | $89.7K | 0.03% | 00.0% | Unchanged |
| Grove Bank & Trust | 895 | $90.4K | 0.02% | −4−0.4% | Reduced |
| Citizens National Bank Trust Department | 925 | $93.4K | 0.02% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 931 | $94.0K | 0.02% | 00.0% | Unchanged |
| BFSG, LLC | 962 | $97.1K | 0.01% | +962 | New |
| Glen Eagle Advisors, LLC | 990 | $100.0K | 0.02% | +712+256.1% | Added |
| EntryPoint Capital, LLC | 1,000 | $101.0K | 0.10% | +1,000 | New |
| Sunbelt Securities, Inc. | 1,000 | $101.0K | 0.01% | +100+11.1% | Added |
| Spotlight Asset Group, Inc. | 1,001 | $102.0K | 0.09% | 00.0% | Unchanged |
| Garner Asset Management Corp | 1,015 | $102.1K | 0.05% | +1,015 | New |
| Zions Bancorporation, N.A. | 1,057 | $106.7K | 0.01% | +10+1.0% | Added |
| Duncker Streett & Co Inc | 1,063 | $107.3K | 0.02% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 1,076 | $108.6K | 0.02% | 00.0% | Unchanged |