Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2023
Institutional positions in Novartis AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,274
- +71 vs. Q3 2023
- Shares held
- 141.0M
- −7.27M (−4.9%) vs. Q3 2023
- Total value
- $14.2B
- −$823.8M (−5.5%) vs. Q3 2023
- New holders
- 140
- 402 more added
- Sold out
- 69
- 448 more reduced
22 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CAPROCK Group, Inc. | 17,153 | $1.73M | 0.11% | +1,232+7.7% | Added |
| Benedict Financial Advisors Inc | 17,156 | $1.73M | 0.47% | −144−0.8% | Reduced |
| Page Arthur B | 17,344 | $1.75M | 1.85% | −5,280−23.3% | Reduced |
| Prospera Financial Services Inc | 17,351 | $1.75M | 0.06% | +3,812+28.2% | Added |
| Procyon Private Wealth Partners, LLC | 17,360 | $1.75M | 0.15% | +1,679+10.7% | Added |
| Valley National Advisers Inc | 17,449 | $1.76M | 0.28% | −700−3.9% | Reduced |
| Advisors Management Group Inc | 17,473 | $1.76M | 0.48% | −1,020−5.5% | Reduced |
| Kestra Private Wealth Services, LLC | 17,520 | $1.77M | 0.05% | +1,089+6.6% | Added |
| KLR Investment Advisors, LLC | 17,537 | $1.77M | 1.28% | +10,526+150.1% | Added |
| Greenleaf Trust | 17,645 | $1.78M | 0.02% | −19−0.1% | Reduced |
| Independent Investors Inc | 17,900 | $1.81M | 0.42% | 00.0% | Unchanged |
| Park National Corp | 17,912 | $1.81M | 0.07% | −497−2.7% | Reduced |
| Headinvest, LLC | 18,015 | $1.82M | 0.38% | −88−0.5% | Reduced |
| Penobscot Investment Management Company, Inc. | 18,057 | $1.82M | 0.21% | +3,489+23.9% | Added |
| Kahn Brothers Group Inc | 18,063 | $1.82M | 0.29% | −3,515−16.3% | Reduced |
| Compass Wealth Management LLC | 18,285 | $1.85M | 0.52% | +435+2.4% | Added |
| HighPoint Advisor Group LLC | 19,568 | $1.87M | 0.13% | +19,568 | New |
| Checchi Capital Advisers, LLC | 18,556 | $1.87M | 0.15% | +158+0.9% | Added |
| Jamison Private Wealth Management, Inc. | 18,682 | $1.89M | 0.35% | +48+0.3% | Added |
| Johnson Investment Counsel Inc | 18,695 | $1.89M | 0.02% | +1,412+8.2% | Added |
| Foresight Capital Management Advisors, Inc. | 18,833 | $1.90M | 1.95% | +18,833 | New |
| Dempze Nancy E | 19,146 | $1.93M | 1.62% | −3,498−15.4% | Reduced |
| Dynamic Advisor Solutions LLC | 18,229 | $1.94M | 0.07% | −215−1.2% | Reduced |
| Atlantic Union Bankshares Corp | 19,366 | $1.96M | 0.18% | −2,131−9.9% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 19,393 | $1.96M | 0.18% | +19,393 | New |
| Abbot Financial Management, Inc. | 19,429 | $1.96M | 1.18% | −50−0.3% | Reduced |
| Trust Co of Toledo NA | 19,458 | $1.96M | 0.34% | +187+1.0% | Added |
| Old Port Advisors | 19,816 | $2.00M | 0.66% | +479+2.5% | Added |
| Susquehanna International Group, LLP | 20,094 | $2.03M | 0.00% | +7,485+59.4% | Added |
| Azzad Asset Management Inc | 20,123 | $2.03M | 0.26% | +254+1.3% | Added |
| Principal Securities, Inc. | 20,149 | $2.03M | 0.08% | +20,149 | New |
| Ipswich Investment Management Co., Inc. | 20,227 | $2.04M | 0.52% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 20,251 | $2.04M | 0.03% | +15,927+368.3% | Added |
| Kidder Stephen W | 20,256 | $2.05M | 0.66% | −7,609−27.3% | Reduced |
| Bokf, NA | 20,328 | $2.05M | 0.04% | −3,082−13.2% | Reduced |
| Wade G W & Inc | 20,428 | $2.06M | 0.07% | −40.0% | Reduced |
| Stock Yards Bank & Trust Co | 20,542 | $2.07M | 0.07% | −1,764−7.9% | Reduced |
| Veriti Management LLC | 20,560 | $2.08M | 0.19% | +1,974+10.6% | Added |
| Mitchell & Pahl Private Wealth, LLC | 20,671 | $2.09M | 1.18% | −560−2.6% | Reduced |
| Synovus Financial Corp | 20,699 | $2.09M | 0.03% | +1,328+6.9% | Added |
| Henry James International Management, Inc. | 20,830 | $2.10M | 0.79% | +6,404+44.4% | Added |
| Diamond Hill Capital Management Inc | 20,974 | $2.12M | 0.01% | +845+4.2% | Added |
| Marietta Investment Partners LLC | 21,152 | $2.14M | 0.53% | +7,680+57.0% | Added |
| Fred Alger Management, LLC | 21,337 | $2.15M | 0.01% | +2,579+13.7% | Added |
| Clearstead Advisors, LLC | 21,398 | $2.16M | 0.11% | −1,498−6.5% | Reduced |
| Cetera Investment Advisers | 21,758 | $2.20M | 0.02% | −1,121−4.9% | Reduced |
| Everett Harris & Co | 22,083 | $2.23M | 0.03% | −6,436−22.6% | Reduced |
| First Hawaiian Bank | 22,094 | $2.23M | 0.07% | −5,041−18.6% | Reduced |
| Cascade Investment Advisors, Inc. | 22,250 | $2.25M | 1.60% | −30−0.1% | Reduced |
| Commerce Bank | 22,326 | $2.25M | 0.02% | −60.0% | Reduced |
| Advisors Asset Management, Inc. | 22,488 | $2.27M | 0.05% | +2,044+10.0% | Added |
| AE Wealth Management LLC | 21,341 | $2.29M | 0.01% | −325−1.5% | Reduced |
| Palisade Asset Management, LLC | 22,883 | $2.31M | 0.25% | +951+4.3% | Added |
| Benjamin Edwards Inc | 23,054 | $2.33M | 0.51% | −4,054−15.0% | Reduced |
| Arjuna Capital | 23,131 | $2.34M | 0.73% | +1,068+4.8% | Added |
| Huntington National Bank | 23,133 | $2.34M | 0.02% | −69−0.3% | Reduced |
| Fca Corp | 23,304 | $2.35M | 0.81% | +28+0.1% | Added |
| Daymark Wealth Partners, LLC | 23,421 | $2.36M | 0.15% | +1,001+4.5% | Added |
| Geneos Wealth Management Inc. | 23,613 | $2.38M | 0.12% | +600+2.6% | Added |
| EagleClaw Capital Managment, LLC | 23,624 | $2.39M | 0.50% | +300+1.3% | Added |
| Cubic Asset Management, LLC | 23,693 | $2.39M | 0.61% | −2,100−8.1% | Reduced |
| Forum Financial Management, LP | 23,822 | $2.41M | 0.05% | −52−0.2% | Reduced |
| Summit Global Investments | 23,873 | $2.41M | 0.16% | −11,726−32.9% | Reduced |
| Beacon Financial Group | 23,991 | $2.42M | 0.30% | +763+3.3% | Added |
| Transform Wealth, LLC | 24,078 | $2.43M | 0.24% | −223−0.9% | Reduced |
| Arvest Investments, Inc. | 24,254 | $2.45M | 0.40% | +24,254 | New |
| Tealwood Asset Management Inc | 24,326 | $2.46M | 1.17% | −370−1.5% | Reduced |
| Simplex Trading, LLC | 24,703 | $2.49M | 0.08% | +15,728+175.2% | Added |
| Quantitative Investment Management, LLC | 24,704 | $2.49M | 0.14% | +22,580+1,063.1% | Added |
| Hantz Financial Services, Inc. | 24,779 | $2.50M | 0.05% | −1,303−5.0% | Reduced |
| Integrated Wealth Concepts LLC | 24,796 | $2.50M | 0.04% | −2,103−7.8% | Reduced |
| Wambolt & Associates, LLC | 24,800 | $2.50M | 0.82% | +3,480+16.3% | Added |
| Prudential Financial Inc | 25,268 | $2.55M | 0.00% | +2,633+11.6% | Added |
| Foyston, Gordon, & Payne Inc | 25,456 | $2.57M | 0.65% | +15,166+147.4% | Added |
| MAI Capital Management | 25,464 | $2.57M | 0.03% | +2,053+8.8% | Added |
| Atria Wealth Solutions, Inc. | 25,674 | $2.59M | 0.03% | +3,635+16.5% | Added |
| Mount Yale Investment Advisors, LLC | 25,890 | $2.61M | 0.25% | +2,351+10.0% | Added |
| Whittier Trust Co of Nevada Inc | 26,167 | $2.64M | 0.08% | +1,247+5.0% | Added |
| NBT Bank N A | 26,327 | $2.66M | 0.21% | −308−1.2% | Reduced |
| Northeast Investment Management | 26,352 | $2.66M | 0.14% | −675−2.5% | Reduced |
| Peapack Gladstone Financial Corp | 26,494 | $2.67M | 0.05% | −1,085−3.9% | Reduced |
| National Asset Management, Inc. | 26,779 | $2.70M | 0.07% | −295−1.1% | Reduced |
| Telos Capital Management, Inc. | 26,979 | $2.72M | 0.33% | +860+3.3% | Added |
| WCG Wealth Advisors LLC | 27,371 | $2.76M | 0.20% | −6,452−19.1% | Reduced |
| Voya Investment Management LLC | 27,435 | $2.77M | 0.00% | 00.0% | Unchanged |
| Arvest Trust Co N A | 27,501 | $2.78M | 0.17% | +177+0.6% | Added |
| Catalyst Capital Advisors LLC | 27,518 | $2.78M | 0.07% | 00.0% | Unchanged |
| Balentine LLC | 27,739 | $2.80M | 0.09% | +2,699+10.8% | Added |
| Hall Laurie J Trustee | 27,797 | $2.81M | 1.08% | +25+0.1% | Added |
| Crossmark Global Holdings, Inc. | 27,822 | $2.81M | 0.06% | +398+1.5% | Added |
| Americana Partners, LLC | 27,881 | $2.82M | 0.27% | +15,387+123.2% | Added |
| Graham Capital Management, L.P. | 27,885 | $2.82M | 0.09% | +27,885 | New |
| Broderick Brian C | 27,960 | $2.82M | 0.70% | −1,055−3.6% | Reduced |
| Cornerstone Wealth Group, LLC | 28,051 | $2.83M | 0.41% | −19,241−40.7% | Reduced |
| McIntyre Freedman & Flynn Investment Advisers Inc | 28,330 | $2.86M | 2.29% | +90+0.3% | Added |
| Naples Global Advisors, LLC | 28,349 | $2.86M | 0.31% | −300−1.0% | Reduced |
| Fairfield, Bush & Co. | 29,412 | $2.97M | 1.74% | −3,924−11.8% | Reduced |
| Triasima Portfolio Management inc. | 29,505 | $2.98M | 0.25% | +12,170+70.2% | Added |
| Moors & Cabot, Inc. | 29,542 | $2.98M | 0.19% | +250+0.9% | Added |
| Arlington Partners LLC | 29,649 | $2.99M | 0.86% | +623+2.1% | Added |