Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Avantax Advisory Services, Inc. | 12,979 | $1.32M | 0.01% | −1,566−10.8% | Reduced |
| Court Place Advisors, LLC | 12,995 | $1.32M | 0.47% | 00.0% | Unchanged |
| Boston Family Office LLC | 13,085 | $1.33M | 0.11% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 13,186 | $1.34M | 0.03% | +909+7.4% | Added |
| WSFS Capital Management, LLC | 13,272 | $1.35M | 0.09% | +13,272 | New |
| TD Asset Management Inc | 13,281 | $1.35M | 0.00% | +67+0.5% | Added |
| Delphi Management Inc | 13,357 | $1.36M | 1.39% | +636+5.0% | Added |
| Marco Investment Management LLC | 13,432 | $1.37M | 0.16% | −1,000−6.9% | Reduced |
| Evergreen Capital Management LLC | 13,464 | $1.37M | 0.06% | +221+1.7% | Added |
| Marietta Investment Partners LLC | 13,472 | $1.37M | 0.38% | +90+0.7% | Added |
| Albert D Mason Inc | 13,501 | $1.38M | 0.99% | −1,480−9.9% | Reduced |
| Cetera Advisors LLC | 13,529 | $1.38M | 0.02% | +411+3.1% | Added |
| Prospera Financial Services Inc | 13,539 | $1.38M | 0.05% | +458+3.5% | Added |
| World Equity Group, Inc. | 13,558 | $1.38M | 0.29% | −20−0.1% | Reduced |
| AIMZ Investment Advisors, LLC | 13,728 | $1.40M | 0.62% | 00.0% | Unchanged |
| Old National Bancorp | 13,741 | $1.40M | 0.04% | −532−3.7% | Reduced |
| Comerica Securities,inc. | 13,899 | $1.42M | 0.12% | −632−4.3% | Reduced |
| Snowden Capital Advisors LLC | 13,919 | $1.42M | 0.06% | −1,372−9.0% | Reduced |
| Acadian Asset Management LLC | 13,930 | $1.42M | 0.01% | +1,130+8.8% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 14,058 | $1.43M | 0.00% | −1,901−11.9% | Reduced |
| Dorsey & Whitney Trust CO LLC | 14,065 | $1.43M | 0.12% | +264+1.9% | Added |
| Physicians Financial Services, Inc. | 14,083 | $1.43M | 0.59% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 14,156 | $1.44M | 0.04% | −69−0.5% | Reduced |
| Archford Capital Strategies, LLC | 14,160 | $1.44M | 0.29% | −334−2.3% | Reduced |
| Guggenheim Capital LLC | 14,274 | $1.45M | 0.01% | −340−2.3% | Reduced |
| Stonebridge Capital Management Inc | 14,375 | $1.46M | 0.80% | −3,100−17.7% | Reduced |
| Henry James International Management, Inc. | 14,426 | $1.47M | 0.64% | +8,650+149.8% | Added |
| Vestmark Advisory Solutions, Inc. | 14,500 | $1.48M | 0.11% | −31,950−68.8% | Reduced |
| Aberdeen Wealth Management LLC | 14,540 | $1.48M | 1.12% | −100−0.7% | Reduced |
| Penobscot Investment Management Company, Inc. | 14,568 | $1.48M | 0.20% | +10,943+301.9% | Added |
| Choate Investment Advisors | 14,594 | $1.49M | 0.06% | +2,217+17.9% | Added |
| Ellevest, Inc. | 14,628 | $1.49M | 0.11% | +1,886+14.8% | Added |
| Bessemer Group Inc | 14,708 | $1.50M | 0.00% | −1,675−10.2% | Reduced |
| Altman Advisors, Inc. | 14,717 | $1.50M | 0.94% | +14,717 | New |
| Quadrant Capital Group LLC | 14,746 | $1.50M | 0.15% | +634+4.5% | Added |
| FORA Capital, LLC | 14,793 | $1.51M | 0.13% | −16,506−52.7% | Reduced |
| Sandy Spring Bank | 15,014 | $1.53M | 0.09% | −293−1.9% | Reduced |
| FineMark National Bank & Trust | 15,149 | $1.54M | 0.07% | −710−4.5% | Reduced |
| Twin Tree Management, LP | 15,196 | $1.55M | 0.05% | −407,452−96.4% | Reduced |
| Northstar Asset Management LLC | 15,325 | $1.56M | 0.45% | 00.0% | Unchanged |
| SevenBridge Financial Group, LLC | 15,449 | $1.57M | 0.41% | −88−0.6% | Reduced |
| Coastline Trust Co | 15,481 | $1.58M | 0.23% | 00.0% | Unchanged |
| Vise Technologies, Inc. | 15,503 | $1.58M | 0.39% | −599−3.7% | Reduced |
| CNB Bank | 15,509 | $1.58M | 0.93% | −511−3.2% | Reduced |
| Boston Private Wealth LLC | 15,589 | $1.59M | 0.03% | −42−0.3% | Reduced |
| Rothschild Investment Corp | 15,605 | $1.59M | 0.13% | +347+2.3% | Added |
| Procyon Private Wealth Partners, LLC | 15,681 | $1.60M | 0.16% | +9,308+146.1% | Added |
| FDx Advisors, Inc. | 15,718 | $1.60M | 0.13% | −13,946−47.0% | Reduced |
| Beverly Hills Private Wealth, LLC | 15,742 | $1.60M | 0.48% | −16,680−51.4% | Reduced |
| Grimes & Company, Inc. | 15,785 | $1.61M | 0.06% | −1,426−8.3% | Reduced |
| Patten Group, Inc. | 15,811 | $1.61M | 0.48% | +19+0.1% | Added |
| Ascent Wealth Partners, LLC | 15,814 | $1.61M | 0.30% | +1,080+7.3% | Added |
| CAPROCK Group, Inc. | 15,921 | $1.62M | 0.12% | +1,034+6.9% | Added |
| Richard P Slaughter Associates Inc | 15,938 | $1.62M | 0.43% | +112+0.7% | Added |
| Lowe Brockenbrough & Co Inc | 15,945 | $1.62M | 0.13% | −464−2.8% | Reduced |
| Lester Murray Antman dba SimplyRich | 16,077 | $1.64M | 0.79% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 16,431 | $1.67M | 0.05% | +2,398+17.1% | Added |
| Roberts Glore & Co Inc | 16,676 | $1.70M | 0.56% | −250−1.5% | Reduced |
| Guyasuta Investment Advisors Inc | 16,801 | $1.71M | 0.13% | −116,388−87.4% | Reduced |
| Sepio Capital, LP | 17,180 | $1.75M | 0.15% | +939+5.8% | Added |
| Johnson Investment Counsel Inc | 17,283 | $1.76M | 0.02% | +1,030+6.3% | Added |
| Benedict Financial Advisors Inc | 17,300 | $1.76M | 0.51% | −226−1.3% | Reduced |
| Perigon Wealth Management, LLC | 17,329 | $1.77M | 0.07% | −54−0.3% | Reduced |
| Triasima Portfolio Management inc. | 17,335 | $1.77M | 0.16% | +17,335 | New |
| McKinley Capital Management LLC /Delaware | 17,528 | $1.79M | 0.25% | +1,312+8.1% | Added |
| Greenleaf Trust | 17,664 | $1.80M | 0.02% | +1,455+9.0% | Added |
| Eaton Financial Holdings Company, LLC | 17,710 | $1.80M | 0.48% | +17,710 | New |
| Compass Wealth Management LLC | 17,850 | $1.82M | 0.57% | −350−1.9% | Reduced |
| Independent Investors Inc | 17,900 | $1.82M | 0.46% | 00.0% | Unchanged |
| Parsons Capital Management Inc | 18,024 | $1.84M | 0.15% | −45−0.2% | Reduced |
| Headinvest, LLC | 18,103 | $1.84M | 0.40% | 00.0% | Unchanged |
| Valley National Advisers Inc | 18,149 | $1.85M | 0.32% | −1,118−5.8% | Reduced |
| Checchi Capital Advisers, LLC | 18,398 | $1.87M | 0.17% | +413+2.3% | Added |
| Park National Corp | 18,409 | $1.88M | 0.08% | −442−2.3% | Reduced |
| Dynamic Advisor Solutions LLC | 18,444 | $1.88M | 0.09% | +780+4.4% | Added |
| Advisors Management Group Inc | 18,493 | $1.88M | 0.57% | −931−4.8% | Reduced |
| Veriti Management LLC | 18,586 | $1.89M | 0.22% | +1,941+11.7% | Added |
| Jamison Private Wealth Management, Inc. | 18,634 | $1.90M | 0.39% | +18,634 | New |
| Fred Alger Management, LLC | 18,758 | $1.91M | 0.01% | −287−1.5% | Reduced |
| Private Asset Management Inc | 18,825 | $1.92M | 0.45% | −3,599−16.0% | Reduced |
| Pacer Advisors, Inc. | 19,042 | $1.94M | 0.01% | −1,114−5.5% | Reduced |
| Trust Co of Toledo NA | 19,271 | $1.96M | 0.39% | −651−3.3% | Reduced |
| Nixon Peabody Trust Co | 19,332 | $1.97M | 1.65% | −545−2.7% | Reduced |
| Old Port Advisors | 19,337 | $1.97M | 0.71% | +19,337 | New |
| Synovus Financial Corp | 19,371 | $1.97M | 0.02% | +46+0.2% | Added |
| Abbot Financial Management, Inc. | 19,479 | $1.98M | 1.33% | −922−4.5% | Reduced |
| Azzad Asset Management Inc | 19,869 | $2.02M | 0.29% | −14,453−42.1% | Reduced |
| Diamond Hill Capital Management Inc | 20,129 | $2.05M | 0.01% | +1,600+8.6% | Added |
| Ipswich Investment Management Co., Inc. | 20,227 | $2.06M | 0.56% | +620+3.2% | Added |
| Wade G W & Inc | 20,432 | $2.08M | 0.08% | −2,340−10.3% | Reduced |
| Advisors Asset Management, Inc. | 20,444 | $2.08M | 0.04% | −138−0.7% | Reduced |
| Lowell Blake & Associates Inc. | 20,785 | $2.12M | 0.60% | −620−2.9% | Reduced |
| Sequoia Financial Advisors, LLC | 20,865 | $2.13M | 0.04% | +1,082+5.5% | Added |
| Mitchell & Pahl Private Wealth, LLC | 21,231 | $2.16M | 1.28% | +1,269+6.4% | Added |
| Wambolt & Associates, LLC | 21,320 | $2.16M | 0.79% | +1,899+9.8% | Added |
| Victory Capital Management Inc | 21,390 | $2.18M | 0.00% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 21,497 | $2.19M | 0.22% | −1,214−5.3% | Reduced |
| Bokf, NA | 23,410 | $2.19M | 0.05% | −1,742−6.9% | Reduced |
| Kahn Brothers Group Inc | 21,578 | $2.20M | 0.34% | 00.0% | Unchanged |
| AE Wealth Management LLC | 21,666 | $2.21M | 0.01% | −5,629−20.6% | Reduced |