Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Boston Financial Mangement LLC | 8,465 | $862.2K | 0.03% | +342+4.2% | Added |
| Stratos Wealth Advisors, LLC | 8,466 | $862.4K | 0.06% | +360+4.4% | Added |
| Rosenbaum Jay D. | 8,555 | $871.4K | 1.46% | +300+3.6% | Added |
| Two Sigma Advisers, LP | 8,600 | $876.0K | 0.00% | −15,800−64.8% | Reduced |
| DGS Capital Management, LLC | 8,729 | $889.1K | 0.43% | +445+5.4% | Added |
| Flputnam Investment Management Co | 8,835 | $899.9K | 0.02% | +513+6.2% | Added |
| Beaton Management Co. Inc. | 8,873 | $904.0K | 0.59% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 8,955 | $912.2K | 0.03% | +787+9.6% | Added |
| Simplex Trading, LLC | 8,975 | $914.0K | 0.03% | +8,975 | New |
| Lincoln National Corp | 8,980 | $914.8K | 0.02% | +196+2.2% | Added |
| JNBA Financial Advisors | 9,042 | $921.0K | 0.11% | −288−3.1% | Reduced |
| Associated Banc-Corp | 9,042 | $921.0K | 0.04% | −240−2.6% | Reduced |
| Mission Wealth Management, LP | 9,057 | $922.5K | 0.03% | +1,028+12.8% | Added |
| Davy Global Fund Management Ltd | 9,094 | $926.3K | 0.19% | −5,373−37.1% | Reduced |
| Parallel Advisors, LLC | 9,106 | $927.6K | 0.03% | +298+3.4% | Added |
| Legacy Financial Advisors, Inc. | 9,196 | $936.7K | 0.19% | +1,364+17.4% | Added |
| Holderness Investments Co | 9,280 | $945.3K | 0.37% | −25−0.3% | Reduced |
| Kensington Investment Counsel, LLC | 9,350 | $952.4K | 0.59% | −957−9.3% | Reduced |
| Northcape Wealth Management, LLC | 9,356 | $953.0K | 0.36% | −496−5.0% | Reduced |
| Nilsine Partners, LLC | 9,477 | $965.3K | 0.15% | +43+0.5% | Added |
| Mystic Asset Management, Inc. | 9,484 | $966.0K | 0.54% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 9,515 | $969.2K | 0.56% | −200−2.1% | Reduced |
| Hamel Associates, Inc. | 9,645 | $982.4K | 0.36% | 00.0% | Unchanged |
| Simmons Bank | 9,712 | $989.3K | 0.09% | −116−1.2% | Reduced |
| Drexel Morgan & Co. | 9,720 | $990.1K | 0.27% | 00.0% | Unchanged |
| Becker Capital Management Inc | 9,756 | $993.7K | 0.04% | 00.0% | Unchanged |
| Telemus Capital, LLC | 9,809 | $999.1K | 0.09% | −4,432−31.1% | Reduced |
| Nicholas Hoffman & Company, LLC. | 9,857 | $1.00M | 0.07% | −70−0.7% | Reduced |
| Neville Rodie & Shaw Inc | 9,912 | $1.01M | 0.09% | −20−0.2% | Reduced |
| Empire Financial Management Company, LLC | 9,985 | $1.02M | 0.44% | −127−1.3% | Reduced |
| Clarius Group, LLC | 9,997 | $1.02M | 0.10% | −185−1.8% | Reduced |
| NBC Securities, Inc. | 10,076 | $1.03M | 0.11% | +10,076 | New |
| Cable Hill Partners, LLC | 10,088 | $1.03M | 0.14% | +1,947+23.9% | Added |
| Financial Advocates Investment Management | 10,101 | $1.03M | 0.08% | −273−2.6% | Reduced |
| Beacon Investment Advisory Services, Inc. | 10,169 | $1.04M | 0.05% | −60−0.6% | Reduced |
| CX Institutional | 10,255 | $1.04M | 0.06% | 00.0% | Unchanged |
| FRG Family Wealth Advisors LLC | 10,275 | $1.05M | 0.24% | 00.0% | Unchanged |
| Foyston, Gordon, & Payne Inc | 10,290 | $1.05M | 0.29% | −102,752−90.9% | Reduced |
| SAL Trading, LLC | 10,400 | $1.06M | 3.69% | +10,400 | New |
| Cary Street Partner Investment Advisory LLC | 10,437 | $1.06M | 0.06% | +5,010+92.3% | Added |
| Silvercrest Asset Management Group LLC | 10,505 | $1.07M | 0.01% | 00.0% | Unchanged |
| Mayflower Financial Advisors, LLC | 10,534 | $1.07M | 0.16% | +142+1.4% | Added |
| Scott & Selber, Inc. | 10,552 | $1.07M | 0.44% | −9−0.1% | Reduced |
| KCM Investment Advisors LLC | 10,587 | $1.08M | 0.05% | −191−1.8% | Reduced |
| Chilton Capital Management LLC | 10,690 | $1.09M | 0.06% | −53−0.5% | Reduced |
| Ar Asset Management Inc | 10,750 | $1.09M | 0.31% | 00.0% | Unchanged |
| Phoenix Holdings Ltd. | 10,657 | $1.10M | 0.02% | +5,019+89.0% | Added |
| Cambridge Advisors Inc. | 10,775 | $1.10M | 0.29% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 10,794 | $1.10M | 0.02% | +5,301+96.5% | Added |
| Capital Wealth Planning, LLC | 10,794 | $1.10M | 0.01% | +5,301+96.5% | Added |
| Voya Financial Advisors, Inc. | 10,745 | $1.10M | 0.14% | +397+3.8% | Added |
| Kennon-Green & Company, LLC | 10,901 | $1.11M | 1.10% | −265−2.4% | Reduced |
| Welch Group, LLC | 10,905 | $1.11M | 0.07% | −888−7.5% | Reduced |
| Privium Fund Management B.V. | 10,980 | $1.12M | 0.33% | −2,270−17.1% | Reduced |
| New Hampshire Trust | 11,055 | $1.13M | 0.31% | −210−1.9% | Reduced |
| Strategic Global Advisors, LLC | 11,090 | $1.13M | 0.19% | −756−6.4% | Reduced |
| Brookstone Capital Management | 11,987 | $1.13M | 0.02% | +157+1.3% | Added |
| Intrust Bank NA | 11,181 | $1.14M | 0.15% | +341+3.1% | Added |
| Kathmere Capital Management, LLC | 11,251 | $1.15M | 0.17% | +986+9.6% | Added |
| Ballentine Partners, LLC | 11,253 | $1.15M | 0.03% | +783+7.5% | Added |
| Venture Visionary Partners LLC | 11,267 | $1.15M | 0.07% | 00.0% | Unchanged |
| Abundance Wealth Counselors | 11,269 | $1.15M | 0.33% | +185+1.7% | Added |
| Mutual Advisors, LLC | 11,274 | $1.15M | 0.04% | −1,197−9.6% | Reduced |
| TD Private Client Wealth LLC | 11,303 | $1.15M | 0.05% | +1,858+19.7% | Added |
| Pine Valley Investments Ltd Liability Co | 11,356 | $1.16M | 0.11% | +643+6.0% | Added |
| Ativo Capital Management LLC | 11,402 | $1.16M | 1.31% | −92−0.8% | Reduced |
| South State Corp. | 11,409 | $1.16M | 0.11% | −900−7.3% | Reduced |
| Bryn Mawr Trust Co | 11,414 | $1.16M | 0.05% | −239−2.1% | Reduced |
| Greenwich Wealth Management LLC | 11,476 | $1.17M | 0.12% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 11,512 | $1.17M | 0.11% | −573−4.7% | Reduced |
| McDaniel Terry & Co | 11,511 | $1.17M | 0.12% | 00.0% | Unchanged |
| Highland Capital Management, LLC | 11,532 | $1.17M | 0.08% | +1,450+14.4% | Added |
| LCNB Corp | 11,559 | $1.18M | 0.52% | −385−3.2% | Reduced |
| BTC Capital Management, Inc. | 11,575 | $1.18M | 0.14% | +462+4.2% | Added |
| Trust Co of Oklahoma | 11,580 | $1.18M | 0.47% | +1,253+12.1% | Added |
| Carnegie Capital Asset Management, LLC | 11,622 | $1.18M | 0.05% | −325−2.7% | Reduced |
| Umb Bank N A | 11,666 | $1.19M | 0.02% | −560−4.6% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 11,683 | $1.19M | 0.08% | 00.0% | Unchanged |
| Vident Advisory, LLC | 11,739 | $1.20M | 0.04% | +11,739 | New |
| Abbrea Capital, LLC | 11,756 | $1.20M | 0.19% | 00.0% | Unchanged |
| Qtron Investments LLC | 11,755 | $1.20M | 0.23% | 00.0% | Unchanged |
| Susquehanna International Group Ltd. | 11,828 | $1.20M | 0.28% | +11,828 | New |
| First Horizon Advisors, Inc. | 11,962 | $1.22M | 0.04% | −10−0.1% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 12,000 | $1.22M | 0.95% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 12,100 | $1.23M | 0.08% | −826−6.4% | Reduced |
| Lido Advisors, LLC | 12,102 | $1.23M | 0.01% | +323+2.7% | Added |
| XML Financial, LLC | 12,131 | $1.24M | 0.15% | +137+1.1% | Added |
| Horizon Kinetics Asset Management LLC | 12,200 | $1.24M | 0.02% | 00.0% | Unchanged |
| EP Wealth Advisors, LLC | 12,248 | $1.25M | 0.02% | −16,000−56.6% | Reduced |
| Eagle Asset Management Inc | 12,266 | $1.25M | 0.01% | −360−2.9% | Reduced |
| Williams Jones Wealth Management, LLC. | 12,309 | $1.25M | 0.02% | +51+0.4% | Added |
| Americana Partners, LLC | 12,494 | $1.26M | 0.14% | −423−3.3% | Reduced |
| Schechter Investment Advisors, LLC | 12,418 | $1.26M | 0.12% | −5,885−32.2% | Reduced |
| IAM Advisory, LLC | 12,565 | $1.28M | 0.45% | +12,565 | New |
| Ameritas Advisory Services, LLC | 12,813 | $1.28M | 0.06% | +9,227+257.3% | Added |
| West Oak Capital, LLC | 12,608 | $1.28M | 0.64% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 12,609 | $1.28M | 0.00% | +9,139+263.4% | Added |
| Arnhold LLC | 12,636 | $1.29M | 0.15% | 00.0% | Unchanged |
| Boit C F David | 12,800 | $1.30M | 0.89% | 00.0% | Unchanged |
| Baker Ellis Asset Management LLC | 12,769 | $1.30M | 0.23% | −250−1.9% | Reduced |