Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gradient Investments LLC | 5,729 | $583.6K | 0.02% | −325−5.4% | Reduced |
| Patton Albertson Miller Group, LLC | 5,864 | $597.3K | 0.12% | −50−0.8% | Reduced |
| Rehmann Capital Advisory Group | 5,888 | $599.8K | 0.06% | +2,828+92.4% | Added |
| CVA Family Office, LLC | 5,891 | $600.1K | 0.14% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 6,227 | $600.9K | 0.01% | +5,887+1,731.5% | Added |
| Dillon & Associates Inc | 5,925 | $604.0K | 0.12% | −499−7.8% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 5,933 | $604.3K | 0.01% | 00.0% | Unchanged |
| Mitchell McLeod Pugh & Williams Inc | 5,954 | $606.5K | 0.18% | +300+5.3% | Added |
| Cyndeo Wealth Partners, LLC | 5,978 | $608.9K | 0.06% | −60−1.0% | Reduced |
| Ascent Group, LLC | 6,549 | $610.6K | 0.07% | −582−8.2% | Reduced |
| Juncture Wealth Strategies, LLC | 5,998 | $611.0K | 0.30% | −100−1.6% | Reduced |
| Cohen Klingenstein LLC | 6,000 | $611.2K | 0.03% | 00.0% | Unchanged |
| Wedbush Securities Inc | 6,010 | $612.0K | 0.03% | −946−13.6% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 6,031 | $614.0K | 0.02% | −106−1.7% | Reduced |
| Schulhoff & Co Inc | 6,051 | $616.4K | 0.31% | 00.0% | Unchanged |
| Keystone Financial Services | 6,084 | $619.7K | 0.33% | +29+0.5% | Added |
| BancorpSouth Bank | 6,102 | $621.5K | 0.05% | −97−1.6% | Reduced |
| Thomasville National Bank | 6,110 | $622.4K | 0.06% | +66+1.1% | Added |
| Quintet Private Bank (Europe) S.A. | 6,132 | $624.6K | 0.04% | −108−1.7% | Reduced |
| Cape Cod Five Cents Savings Bank | 6,168 | $628.3K | 0.03% | +2,984+93.7% | Added |
| 1832 Asset Management L.P. | 6,518 | $629.0K | 0.00% | −144−2.2% | Reduced |
| Oarsman Capital, Inc. | 6,217 | $633.3K | 0.26% | −65−1.0% | Reduced |
| KLR Investment Advisors, LLC | 7,011 | $645.0K | 0.59% | −3,707−34.6% | Reduced |
| Radnor Capital Management, LLC | 6,375 | $649.0K | 0.13% | −300−4.5% | Reduced |
| Jeppson Wealth Management, LLC | 6,377 | $649.6K | 0.30% | −100−1.5% | Reduced |
| E&G Advisors, LP | 6,398 | $651.7K | 0.24% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 6,424 | $653.0K | 0.00% | −800−11.1% | Reduced |
| Mraz, Amerine & Associates, Inc. | 6,431 | $655.1K | 0.15% | 00.0% | Unchanged |
| Berkeley Capital Partners, LLC | 6,437 | $655.7K | 0.24% | −259−3.9% | Reduced |
| Regions Financial Corp | 6,447 | $656.7K | 0.01% | +775+13.7% | Added |
| Stokes Family Office, LLC | 6,452 | $657.2K | 0.08% | +1,464+29.4% | Added |
| NTV Asset Management LLC | 6,471 | $659.1K | 0.12% | −22−0.3% | Reduced |
| Ignite Planners, LLC | 6,929 | $666.1K | 0.20% | +6,929 | New |
| Essex Financial Services, Inc. | 6,581 | $670.4K | 0.08% | −175−2.6% | Reduced |
| SYSTM Wealth Solutions LLC | 6,635 | $675.8K | 0.10% | −3,262−33.0% | Reduced |
| Baker Tilly Wealth Management, LLC | 6,644 | $676.8K | 0.11% | −12,732−65.7% | Reduced |
| J.W. Cole Advisors, Inc. | 6,664 | $678.8K | 0.05% | +87+1.3% | Added |
| OmniStar Financial Group, Inc. | 6,658 | $681.0K | 0.81% | −120−1.8% | Reduced |
| Jacobi Capital Management LLC | 6,821 | $694.8K | 0.08% | 00.0% | Unchanged |
| Valeo Financial Advisors, LLC | 6,838 | $696.6K | 0.03% | −525−7.1% | Reduced |
| Stephens Inc | 6,908 | $703.6K | 0.01% | −393−5.4% | Reduced |
| BSW Wealth Partners | 6,915 | $704.3K | 0.16% | −121−1.7% | Reduced |
| Douglass Winthrop Advisors, LLC | 6,938 | $706.7K | 0.02% | 00.0% | Unchanged |
| Adviser Investments LLC | 6,950 | $707.9K | 0.02% | 00.0% | Unchanged |
| Advisory Resource Group | 6,955 | $708.4K | 0.19% | +212+3.1% | Added |
| Harbour Investments, Inc. | 7,011 | $714.2K | 0.04% | −186−2.6% | Reduced |
| Grant/GrossMendelsohn, LLC | 7,025 | $715.6K | 0.31% | 00.0% | Unchanged |
| Graypoint LLC | 7,027 | $715.8K | 0.07% | −255−3.5% | Reduced |
| Independent Solutions Wealth Management, LLC | 7,067 | $719.8K | 0.20% | +3,725+111.5% | Added |
| St. Clair Advisors, LLC | 7,092 | $722.4K | 0.28% | 00.0% | Unchanged |
| Tiaa Trust, National Association | 7,114 | $724.6K | 0.00% | +7,114 | New |
| Csenge Advisory Group | 7,115 | $724.7K | 0.05% | +3,709+108.9% | Added |
| Sigma Planning Corp | 7,116 | $724.9K | 0.03% | −21−0.3% | Reduced |
| Colony Group LLC | 7,121 | $725.0K | 0.01% | −368−4.9% | Reduced |
| Cookson Peirce & Co Inc | 7,135 | $727.0K | 0.05% | +7,135 | New |
| CFO4Life Group, LLC | 7,151 | $728.4K | 0.17% | +886+14.1% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 7,811 | $734.9K | 0.01% | −434−5.3% | Reduced |
| Peoples Bank | 7,250 | $738.5K | 0.63% | +7,250 | New |
| Monticello Wealth Management, LLC | 7,275 | $741.0K | 0.07% | +3,225+79.6% | Added |
| TD Waterhouse Canada Inc. | 7,039 | $745.9K | 0.01% | −407−5.5% | Reduced |
| Thornburg Investment Management Inc | 7,412 | $755.0K | 0.01% | 00.0% | Unchanged |
| PDS Planning, Inc | 7,426 | $756.4K | 0.10% | +672+9.9% | Added |
| West Family Investments, Inc. | 7,441 | $757.9K | 0.26% | −961−11.4% | Reduced |
| Lantz Financial LLC | 7,450 | $758.9K | 0.30% | +28+0.4% | Added |
| Fulton Bank, N.A. | 7,551 | $769.1K | 0.04% | +1,016+15.5% | Added |
| Modera Wealth Management, LLC | 7,556 | $769.7K | 0.01% | +98+1.3% | Added |
| Ruggaard & Associates LLC | 7,562 | $770.2K | 0.46% | +150+2.0% | Added |
| Sage Rhino Capital LLC | 7,574 | $771.5K | 0.22% | +384+5.3% | Added |
| Romano Brothers and Company | 7,581 | $772.2K | 0.12% | −50−0.7% | Reduced |
| Burns J W & Co Inc | 7,614 | $775.6K | 0.13% | −200−2.6% | Reduced |
| Epoch Investment Partners, Inc. | 7,649 | $779.1K | 0.00% | −281−3.5% | Reduced |
| Anchor Investment Management, LLC | 7,684 | $782.7K | 0.10% | −200−2.5% | Reduced |
| Marotta Asset Management | 7,705 | $784.8K | 0.18% | −36−0.5% | Reduced |
| Davidson Trust Co | 7,752 | $789.6K | 0.59% | −36−0.5% | Reduced |
| Mather Group, LLC. | 7,763 | $790.8K | 0.01% | +580+8.1% | Added |
| Armor Investment Advisors, LLC | 7,788 | $793.3K | 0.47% | +165+2.2% | Added |
| Lee Danner & Bass Inc | 7,830 | $798.0K | 0.07% | −150−1.9% | Reduced |
| Covenant Partners, LLC | 7,939 | $808.7K | 0.29% | −36−0.5% | Reduced |
| Means Investment Co., Inc. | 7,971 | $811.9K | 0.13% | −112−1.4% | Reduced |
| Fort Sheridan Advisors LLC | 8,008 | $815.7K | 0.18% | +645+8.8% | Added |
| Avidian Wealth Solutions, LLC | 8,032 | $818.1K | 0.06% | −506−5.9% | Reduced |
| Semmax Financial Advisors Inc. | 8,729 | $821.3K | 0.33% | +8,729 | New |
| Elmwood Wealth Management, Inc. | 8,064 | $821.4K | 0.40% | −85−1.0% | Reduced |
| Central Trust Co | 8,075 | $822.5K | 0.02% | −7−0.1% | Reduced |
| Montag A & Associates Inc | 8,076 | $822.6K | 0.05% | −191−2.3% | Reduced |
| Gladstone Institutional Advisory LLC | 8,102 | $825.3K | 0.05% | −65−0.8% | Reduced |
| Liberty One Investment Management, LLC | 8,126 | $827.7K | 0.12% | −182−2.2% | Reduced |
| Banco de Sabadell, S.A | 8,177 | $832.0K | 0.72% | −296−3.5% | Reduced |
| Bangor Savings Bank | 8,170 | $832.2K | 0.10% | +247+3.1% | Added |
| Continuum Advisory, LLC | 8,224 | $837.7K | 0.13% | −231−2.7% | Reduced |
| Klingenstein Fields & Co LP | 8,243 | $839.6K | 0.04% | 00.0% | Unchanged |
| Valmark Advisers, Inc. | 8,245 | $839.8K | 0.02% | +842+11.4% | Added |
| Eqis Capital Management, Inc. | 8,310 | $846.4K | 0.10% | −1,597−16.1% | Reduced |
| Hilltop Holdings Inc. | 8,332 | $848.7K | 0.11% | −7−0.1% | Reduced |
| King Luther Capital Management Corp | 8,346 | $850.1K | 0.00% | −776−8.5% | Reduced |
| Mill Capital Management, LLC | 8,384 | $854.0K | 0.08% | −175−2.0% | Reduced |
| Community Financial Services Group, LLC | 8,403 | $855.9K | 0.22% | +8,403 | New |
| Cypress Asset Management Inc | 8,423 | $858.0K | 0.29% | +295+3.6% | Added |
| Blue Square Asset Management, LLC | 8,429 | $858.6K | 0.63% | −1,262−13.0% | Reduced |
| Dakota Wealth Management | 8,436 | $859.3K | 0.04% | +1,404+20.0% | Added |