Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Ocean, LLC | 255 | $26.0K | 0.00% | 00.0% | Unchanged |
| Bank of New Hampshire | 255 | $26.0K | 0.01% | 00.0% | Unchanged |
| Global Financial Private Client, LLC | 258 | $26.2K | 0.01% | 00.0% | Unchanged |
| New Millennium Group LLC | 267 | $27.2K | 0.02% | −186−41.1% | Reduced |
| GoalVest Advisory LLC | 272 | $27.7K | 0.01% | +86+46.2% | Added |
| Beaird Harris Wealth Management, LLC | 277 | $28.2K | 0.00% | −30−9.8% | Reduced |
| Oliver Lagore Vanvalin Investment Group | 278 | $28.3K | 0.01% | +98+54.4% | Added |
| Glen Eagle Advisors, LLC | 278 | $28.4K | 0.01% | −1−0.4% | Reduced |
| Operose Advisors LLC | 279 | $28.4K | 0.01% | +279 | New |
| Legacy Bridge, LLC | 292 | $29.7K | 0.02% | 00.0% | Unchanged |
| Mine & Arao Wealth Creation & Management, LLC. | 299 | $30.5K | 0.02% | 00.0% | Unchanged |
| Asset Dedication, LLC | 303 | $31.0K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 310 | $31.6K | 0.00% | +50+19.2% | Added |
| Pin Oak Investment Advisors Inc | 310 | $32.0K | 0.04% | +310 | New |
| Roble, Belko & Company, Inc | 320 | $33.0K | 0.01% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 322 | $33.0K | 0.01% | +33+11.4% | Added |
| Barclays PLC | 328 | $33.4K | 0.00% | −10,650−97.0% | Reduced |
| Manchester Capital Management LLC | 341 | $34.7K | 0.01% | +33+10.7% | Added |
| Washington Trust Advisors, Inc. | 349 | $35.5K | 0.00% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 350 | $35.7K | 0.03% | 00.0% | Unchanged |
| Northwest Investment Counselors, LLC | 354 | $36.1K | 0.01% | +50+16.4% | Added |
| Cape Investment Advisory, Inc. | 358 | $36.5K | 0.02% | +44+14.0% | Added |
| Solstein Capital, LLC | 372 | $37.9K | 0.03% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 372 | $37.9K | 0.03% | 00.0% | Unchanged |
| Webster Bank, N. A. | 375 | $38.2K | 0.01% | −650−63.4% | Reduced |
| McIlrath & Eck, LLC | 375 | $38.2K | 0.01% | +100+36.4% | Added |
| Creative Financial Designs Inc | 379 | $38.6K | 0.00% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 384 | $39.1K | 0.02% | +384 | New |
| Bourgeon Capital Management LLC | 386 | $39.3K | 0.01% | +36+10.3% | Added |
| Baker Avenue Asset Management, LP | 387 | $39.4K | 0.00% | −60−13.4% | Reduced |
| Adirondack Trust Co | 389 | $39.6K | 0.02% | +159+69.1% | Added |
| Resources Management Corp | 400 | $41.0K | 0.01% | 00.0% | Unchanged |
| Fairfield Financial Advisors, LTD | 406 | $41.4K | 0.02% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 420 | $43.0K | 0.02% | 00.0% | Unchanged |
| Optimum Investment Advisors | 430 | $43.8K | 0.02% | −510−54.3% | Reduced |
| Versant Capital Management, Inc | 440 | $44.8K | 0.01% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 441 | $44.9K | 0.00% | 00.0% | Unchanged |
| Front Row Advisors LLC | 448 | $45.6K | 0.02% | +29+6.9% | Added |
| Nemes Rush Group LLC | 466 | $47.5K | 0.01% | 00.0% | Unchanged |
| Bray Capital Advisors | 467 | $47.6K | 0.01% | 00.0% | Unchanged |
| Missouri Trust & Investment Co | 484 | $49.3K | 0.02% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 500 | $50.9K | 0.02% | 00.0% | Unchanged |
| Provenance Wealth Advisors, LLC | 500 | $50.9K | 0.01% | +500 | New |
| Allspring Global Investments Holdings, LLC | 506 | $51.5K | 0.00% | +58+12.9% | Added |
| Perkins Coie Trust Co | 529 | $53.9K | 0.02% | +400+310.1% | Added |
| Column Capital Advisors, LLC | 535 | $54.5K | 0.01% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 541 | $55.2K | 0.01% | 00.0% | Unchanged |
| Pflug Koory, LLC | 550 | $56.0K | 0.03% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 556 | $56.6K | 0.00% | −868−61.0% | Reduced |
| City Holding Co | 563 | $57.3K | 0.01% | −24−4.1% | Reduced |
| Centennial Bank | 586 | $59.7K | 0.04% | +561+2,244.0% | Added |
| First Financial Corp | 614 | $62.5K | 0.04% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 615 | $62.6K | 0.02% | 00.0% | Unchanged |
| Milestone Investment Advisors LLC | 642 | $65.4K | 0.02% | +642 | New |
| Highlander Capital Management, LLC | 650 | $66.0K | 0.03% | +500+333.3% | Added |
| Pathway Financial Advisers, LLC | 648 | $66.0K | 0.03% | +648 | New |
| AlphaMark Advisors, LLC | 700 | $71.0K | 0.03% | 00.0% | Unchanged |
| Dividend Assets Capital, LLC | 707 | $72.0K | 0.01% | 00.0% | Unchanged |
| Orion Capital Management LLC | 733 | $74.7K | 0.05% | +733 | New |
| Hanson & Doremus Investment Management | 740 | $75.0K | 0.02% | 00.0% | Unchanged |
| Colonial Trust Advisors | 800 | $81.5K | 0.01% | 00.0% | Unchanged |
| Edmond de Rothschild Holding S.A. | 800 | $81.5K | 0.00% | 00.0% | Unchanged |
| Hoese & Co LLP | 825 | $84.0K | 0.09% | 00.0% | Unchanged |
| City State Bank | 855 | $87.0K | 0.05% | 00.0% | Unchanged |
| CGC Financial Services, LLC | 872 | $88.8K | 0.06% | 00.0% | Unchanged |
| Cassady Schiller Wealth Management, LLC | 876 | $89.2K | 0.05% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 888 | $90.5K | 0.04% | 00.0% | Unchanged |
| Grove Bank & Trust | 899 | $91.6K | 0.02% | −45−4.8% | Reduced |
| Sunbelt Securities, Inc. | 900 | $91.7K | 0.01% | +22+2.5% | Added |
| Citizens National Bank Trust Department | 925 | $94.2K | 0.03% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 931 | $94.9K | 0.02% | −18−1.9% | Reduced |
| Spotlight Asset Group, Inc. | 1,001 | $102.0K | 0.09% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 1,047 | $106.6K | 0.01% | −88−7.8% | Reduced |
| Duncker Streett & Co Inc | 1,063 | $108.3K | 0.03% | 00.0% | Unchanged |
| Crewe Advisors LLC | 1,075 | $109.5K | 0.02% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 1,076 | $109.6K | 0.02% | 00.0% | Unchanged |
| First PREMIER Bank | 1,090 | $111.0K | 0.03% | −100−8.4% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,200 | $115.8K | 0.04% | 00.0% | Unchanged |
| CKW Financial Group | 1,200 | $122.0K | 0.02% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 1,198 | $122.0K | 0.02% | +662+123.5% | Added |
| Tacita Capital Inc | 1,200 | $122.2K | 0.10% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,231 | $125.4K | 0.00% | +1,154+1,498.7% | Added |
| Financial Perspectives, Inc | 1,233 | $125.6K | 0.06% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 1,244 | $126.7K | 0.02% | +17+1.4% | Added |
| Laurel Wealth Advisors LLC | 1,249 | $127.2K | 0.03% | 00.0% | Unchanged |
| Monetary Management Group Inc | 1,259 | $128.2K | 0.04% | 00.0% | Unchanged |
| American National Bank | 1,261 | $128.4K | 0.02% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,282 | $130.6K | 0.03% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 1,298 | $132.2K | 0.03% | −12−0.9% | Reduced |
| JJJ Advisors Inc. | 1,321 | $134.6K | 0.04% | +115+9.5% | Added |
| Rosenberg Matthew Hamilton | 1,325 | $135.0K | 0.04% | +60+4.7% | Added |
| Blume Capital Management, Inc. | 1,350 | $137.5K | 0.04% | +350+35.0% | Added |
| North Star Investment Management Corp. | 1,381 | $140.7K | 0.01% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 1,408 | $143.5K | 0.07% | 00.0% | Unchanged |
| Piscataqua Savings Bank | 1,429 | $145.6K | 0.13% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 1,501 | $146.0K | 0.01% | 00.0% | Unchanged |
| Hills Bank & Trust Co | 1,463 | $149.0K | 0.02% | +33+2.3% | Added |
| AllSquare Wealth Management LLC | 1,479 | $150.7K | 0.10% | 00.0% | Unchanged |
| Avalon Trust Co | 1,500 | $152.8K | 0.02% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 1,505 | $153.3K | 0.01% | −180−10.7% | Reduced |