Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2023
Institutional positions in Novartis AG as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,225
- +37 vs. Q2 2023
- Shares held
- 148.6M
- +305.7K (+0.2%) vs. Q2 2023
- Total value
- $15.1B
- +$174.1M (+1.2%) vs. Q2 2023
- New holders
- 97
- 375 more added
- Sold out
- 60
- 448 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Palisade Asset Management, LLC | 21,932 | $2.23M | 0.27% | −150−0.7% | Reduced |
| Atria Wealth Solutions, Inc. | 22,039 | $2.24M | 0.03% | −3,323−13.1% | Reduced |
| Arjuna Capital | 22,063 | $2.25M | 0.81% | +22,063 | New |
| Cascade Investment Advisors, Inc. | 22,280 | $2.27M | 1.80% | −192−0.9% | Reduced |
| Stock Yards Bank & Trust Co | 22,306 | $2.27M | 0.09% | −282−1.2% | Reduced |
| Commerce Bank | 22,332 | $2.27M | 0.02% | +307+1.4% | Added |
| Daymark Wealth Partners, LLC | 22,420 | $2.28M | 0.16% | +68+0.3% | Added |
| Page Arthur B | 22,624 | $2.30M | 2.39% | −2,023−8.2% | Reduced |
| Prudential Financial Inc | 22,635 | $2.31M | 0.00% | +4,172+22.6% | Added |
| Dempze Nancy E | 22,644 | $2.31M | 2.07% | −310−1.4% | Reduced |
| Cullen/Frost Bankers, Inc. | 22,857 | $2.33M | 0.04% | +386+1.7% | Added |
| Cetera Investment Advisers | 22,879 | $2.33M | 0.02% | +1,094+5.0% | Added |
| Clearstead Advisors, LLC | 22,896 | $2.33M | 0.14% | +22+0.1% | Added |
| Beacon Financial Group | 23,228 | $2.33M | 0.33% | −4,865−17.3% | Reduced |
| Geneos Wealth Management Inc. | 23,013 | $2.34M | 0.12% | +1,058+4.8% | Added |
| Huntington National Bank | 23,202 | $2.36M | 0.02% | +299+1.3% | Added |
| Fca Corp | 23,276 | $2.37M | 0.88% | +750+3.3% | Added |
| EagleClaw Capital Managment, LLC | 23,324 | $2.38M | 0.54% | +750+3.3% | Added |
| MAI Capital Management | 23,411 | $2.38M | 0.04% | −266−1.1% | Reduced |
| Mount Yale Investment Advisors, LLC | 23,539 | $2.40M | 0.26% | +4,527+23.8% | Added |
| Mirador Capital Partners LP | 23,702 | $2.41M | 0.55% | +234+1.0% | Added |
| Forum Financial Management, LP | 23,874 | $2.43M | 0.05% | −1,341−5.3% | Reduced |
| Transform Wealth, LLC | 24,301 | $2.48M | 0.26% | +24,301 | New |
| Tealwood Asset Management Inc | 24,696 | $2.52M | 1.29% | −160−0.6% | Reduced |
| Connolly Sarah T. | 24,811 | $2.53M | 1.67% | −330−1.3% | Reduced |
| Whittier Trust Co of Nevada Inc | 24,920 | $2.54M | 0.09% | −136−0.5% | Reduced |
| Balentine LLC | 25,040 | $2.55M | 0.09% | +5,814+30.2% | Added |
| Cohen Lawrence B | 25,344 | $2.58M | 1.74% | +330+1.3% | Added |
| TownSquare Capital, LLC | 25,655 | $2.61M | 0.05% | −2,570−9.1% | Reduced |
| Cubic Asset Management, LLC | 25,793 | $2.63M | 0.72% | −3,155−10.9% | Reduced |
| Hantz Financial Services, Inc. | 26,082 | $2.66M | 0.07% | −4,482−14.7% | Reduced |
| Telos Capital Management, Inc. | 26,119 | $2.66M | 0.37% | −455−1.7% | Reduced |
| Pathstone Family Office, LLC | 26,255 | $2.67M | 0.02% | +7,594+40.7% | Added |
| Crossmark Global Holdings, Inc. | 27,424 | $2.70M | 0.06% | −3,861−12.3% | Reduced |
| NBT Bank N A | 26,635 | $2.71M | 0.26% | +6,518+32.4% | Added |
| Integrated Wealth Concepts LLC | 26,899 | $2.74M | 0.05% | −327−1.2% | Reduced |
| Northeast Investment Management | 27,027 | $2.75M | 0.16% | −1,547−5.4% | Reduced |
| National Asset Management, Inc. | 27,074 | $2.76M | 0.07% | −950−3.4% | Reduced |
| Benjamin Edwards Inc | 27,108 | $2.76M | 0.65% | +3,334+14.0% | Added |
| First Hawaiian Bank | 27,135 | $2.76M | 0.09% | +54+0.2% | Added |
| Arvest Trust Co N A | 27,324 | $2.78M | 0.18% | −250−0.9% | Reduced |
| Voya Investment Management LLC | 27,435 | $2.79M | 0.00% | 00.0% | Unchanged |
| Catalyst Capital Advisors LLC | 27,518 | $2.80M | 0.08% | −7,571−21.6% | Reduced |
| Peapack Gladstone Financial Corp | 27,579 | $2.81M | 0.05% | −611−2.2% | Reduced |
| Hall Laurie J Trustee | 27,772 | $2.83M | 1.20% | +65+0.2% | Added |
| Kidder Stephen W | 27,865 | $2.84M | 0.98% | −220−0.8% | Reduced |
| McIntyre Freedman & Flynn Investment Advisers Inc | 28,240 | $2.88M | 2.43% | +100+0.4% | Added |
| Everett Harris & Co | 28,519 | $2.90M | 0.05% | −1,400−4.7% | Reduced |
| Naples Global Advisors, LLC | 28,649 | $2.92M | 0.35% | −375−1.3% | Reduced |
| apricus wealth, LLC | 30,259 | $2.94M | 2.57% | +763+2.6% | Added |
| Broderick Brian C | 29,015 | $2.96M | 0.81% | +1,425+5.2% | Added |
| Arlington Partners LLC | 29,026 | $2.96M | 1.21% | +29,026 | New |
| Arlington Trust Co LLC | 29,026 | $2.96M | 1.21% | +29,026 | New |
| Fort Pitt Capital Group, LLC | 29,276 | $2.98M | 0.11% | +1,291+4.6% | Added |
| Moors & Cabot, Inc. | 29,292 | $2.98M | 0.20% | +250+0.9% | Added |
| Kestra Advisory Services, LLC | 29,654 | $3.02M | 0.03% | −32,828−52.5% | Reduced |
| AMG National Trust Bank | 29,922 | $3.05M | 0.11% | −301−1.0% | Reduced |
| Boston Partners | 29,940 | $3.05M | 0.00% | +2,250+8.1% | Added |
| Park Avenue Securities LLC | 30,083 | $3.06M | 0.05% | +1,442+5.0% | Added |
| Oppenheimer & Co Inc | 30,459 | $3.10M | 0.06% | +45+0.1% | Added |
| Capital World Investors | 30,941 | $3.17M | 0.00% | +909+3.0% | Added |
| Haverford Trust Co | 31,230 | $3.18M | 0.04% | −89−0.3% | Reduced |
| Cubist Systematic Strategies, LLC | 31,357 | $3.19M | 0.04% | −61,100−66.1% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 31,697 | $3.23M | 0.02% | +31,697 | New |
| Brinker Capital Investments, LLC | 31,869 | $3.25M | 0.04% | −59−0.2% | Reduced |
| Orion Portfolio Solutions, LLC | 31,869 | $3.25M | 0.04% | −59−0.2% | Reduced |
| Advisor Partners II, LLC | 31,895 | $3.25M | 0.13% | +5,552+21.1% | Added |
| We Are One Seven, LLC | 31,912 | $3.25M | 0.25% | −1,005−3.1% | Reduced |
| Beacon Pointe Advisors, LLC | 32,325 | $3.29M | 0.04% | +21,231+191.4% | Added |
| Chesley Taft & Associates LLC | 32,962 | $3.36M | 0.22% | +125+0.4% | Added |
| Naviter Wealth, LLC | 33,103 | $3.37M | 0.81% | +2,469+8.1% | Added |
| Davenport & Co LLC | 33,128 | $3.37M | 0.03% | −4,080−11.0% | Reduced |
| WealthTrust Axiom LLC | 33,190 | $3.38M | 1.22% | 00.0% | Unchanged |
| Fairfield, Bush & Co. | 33,336 | $3.40M | 2.22% | −7,500−18.4% | Reduced |
| Logan Capital Management Inc | 33,879 | $3.45M | 0.18% | −4,423−11.5% | Reduced |
| WCG Wealth Advisors LLC | 33,823 | $3.48M | 0.26% | +3,807+12.7% | Added |
| Synergy Financial Management, LLC | 34,182 | $3.48M | 0.69% | +8,238+31.8% | Added |
| Rhumbline Advisers | 34,183 | $3.48M | 0.00% | +4,897+16.7% | Added |
| SG Americas Securities, LLC | 34,323 | $3.50M | 0.05% | +14,797+75.8% | Added |
| Signaturefd, LLC | 34,467 | $3.51M | 0.09% | +3,443+11.1% | Added |
| Argent Trust Co | 34,769 | $3.54M | 0.19% | −152−0.4% | Reduced |
| State Board of Administration of Florida Retirement System | 35,008 | $3.57M | 0.01% | +35,008 | New |
| Perennial Advisors, LLC | 35,079 | $3.57M | 0.96% | +471+1.4% | Added |
| Steward Partners Investment Advisory, LLC | 35,185 | $3.58M | 0.06% | +1,221+3.6% | Added |
| Providence Capital Advisors, LLC | 35,407 | $3.61M | 0.94% | +193+0.5% | Added |
| Foundations Investment Advisors, LLC | 35,523 | $3.62M | 0.11% | +21,667+156.4% | Added |
| Summit Global Investments | 35,599 | $3.63M | 0.24% | +3,960+12.5% | Added |
| Arrowstreet Capital, Limited Partnership | 35,624 | $3.63M | 0.00% | +35,624 | New |
| Millennium Management LLC | 35,748 | $3.64M | 0.00% | −23,406−39.6% | Reduced |
| Squarepoint Ops LLC | 35,957 | $3.66M | 0.02% | −8,107−18.4% | Reduced |
| Advisory Services Network, LLC | 36,240 | $3.69M | 0.10% | −4,266−10.5% | Reduced |
| Bradley Foster & Sargent Inc | 37,429 | $3.78M | 0.08% | 00.0% | Unchanged |
| Advisors Capital Management, LLC | 37,276 | $3.80M | 0.10% | +1,734+4.9% | Added |
| Patten & Patten Inc | 37,460 | $3.82M | 0.34% | +560+1.5% | Added |
| Yousif Capital Management, LLC | 37,648 | $3.83M | 0.05% | −700−1.8% | Reduced |
| Keybank National Association | 38,002 | $3.87M | 0.02% | +256+0.7% | Added |
| Beach Investment Counsel Inc | 38,625 | $3.93M | 0.49% | +345+0.9% | Added |
| Private Advisor Group, LLC | 38,945 | $3.97M | 0.04% | +754+2.0% | Added |
| Glenmede Trust Co NA | 38,953 | $3.97M | 0.02% | +780+2.0% | Added |
| Woodmont Investment Counsel LLC | 40,322 | $4.11M | 0.43% | −2,292−5.4% | Reduced |