Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Archford Capital Strategies, LLC | 14,711 | $1.40M | 0.29% | +301+2.1% | Added |
| SG Americas Securities, LLC | 15,296 | $1.41M | 0.02% | +15,296 | New |
| Marco Investment Management LLC | 15,310 | $1.41M | 0.16% | 00.0% | Unchanged |
| Northstar Asset Management LLC | 15,325 | $1.41M | 0.41% | +15,325 | New |
| Albert D Mason Inc | 15,418 | $1.42M | 0.98% | −64−0.4% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 15,490 | $1.43M | 0.00% | −329−2.1% | Reduced |
| MAI Capital Management | 15,563 | $1.43M | 0.02% | +445+2.9% | Added |
| Bessemer Group Inc | 15,575 | $1.43M | 0.00% | −1,392−8.2% | Reduced |
| Greenleaf Trust | 15,677 | $1.44M | 0.02% | −288−1.8% | Reduced |
| SevenBridge Financial Group, LLC | 15,765 | $1.45M | 0.40% | −56−0.4% | Reduced |
| Patten Group, Inc. | 15,792 | $1.45M | 0.44% | +118+0.8% | Added |
| Boston Private Wealth LLC | 15,830 | $1.46M | 0.02% | −592−3.6% | Reduced |
| FineMark National Bank & Trust | 15,929 | $1.47M | 0.06% | −2,723−14.6% | Reduced |
| Guggenheim Capital LLC | 15,951 | $1.47M | 0.01% | +4,330+37.3% | Added |
| Lester Murray Antman dba SimplyRich | 16,077 | $1.48M | 0.56% | −338−2.1% | Reduced |
| True North Advisors, LLC | 16,082 | $1.48M | 0.44% | +181+1.1% | Added |
| Coastline Trust Co | 16,178 | $1.49M | 0.22% | −100−0.6% | Reduced |
| Johnson Investment Counsel Inc | 16,216 | $1.49M | 0.02% | −345−2.1% | Reduced |
| Rothschild Investment Corp | 16,261 | $1.50M | 0.13% | +82+0.5% | Added |
| Schechter Investment Advisors, LLC | 16,332 | $1.50M | 0.14% | −1,058−6.1% | Reduced |
| Snowden Capital Advisors LLC | 16,361 | $1.51M | 0.06% | −512−3.0% | Reduced |
| Richard P Slaughter Associates Inc | 16,365 | $1.51M | 0.49% | −21−0.1% | Reduced |
| Beverly Hills Private Wealth, LLC | 16,444 | $1.51M | 0.47% | +5,272+47.2% | Added |
| McKinley Capital Management LLC /Delaware | 16,484 | $1.52M | 0.20% | −318−1.9% | Reduced |
| Berkeley Capital Partners, LLC | 16,553 | $1.52M | 0.56% | +231+1.4% | Added |
| Sandy Spring Bank | 16,561 | $1.52M | 0.09% | −746−4.3% | Reduced |
| CNB Bank | 16,708 | $1.54M | 0.94% | +495+3.1% | Added |
| Bayesian Capital Management, LP | 16,793 | $1.54M | 0.19% | −19,800−54.1% | Reduced |
| Lowe Brockenbrough & Co Inc | 16,823 | $1.55M | 0.13% | −168−1.0% | Reduced |
| Sepio Capital, LP | 16,890 | $1.55M | 0.14% | −17,250−50.5% | Reduced |
| Roberts Glore & Co Inc | 16,962 | $1.56M | 0.52% | −100−0.6% | Reduced |
| Quantinno Capital Management LP | 17,168 | $1.58M | 0.10% | +4,274+33.1% | Added |
| Squarepoint Ops LLC | 17,202 | $1.58M | 0.01% | +2,701+18.6% | Added |
| Checchi Capital Advisers, LLC | 17,302 | $1.59M | 0.15% | −249−1.4% | Reduced |
| Benedict Financial Advisors Inc | 17,597 | $1.62M | 0.46% | +199+1.1% | Added |
| Advisors Asset Management, Inc. | 17,763 | $1.63M | 0.03% | −1,297−6.8% | Reduced |
| Parsons Capital Management Inc | 17,880 | $1.64M | 0.13% | −4,276−19.3% | Reduced |
| Independent Investors Inc | 17,900 | $1.65M | 0.41% | 00.0% | Unchanged |
| Baker Tilly Wealth Management, LLC | 18,078 | $1.66M | 0.19% | −10,918−37.7% | Reduced |
| Compass Wealth Management LLC | 18,350 | $1.69M | 0.54% | 00.0% | Unchanged |
| Brookstone Capital Management | 17,239 | $1.69M | 0.03% | −1,064−5.8% | Reduced |
| IFG Advisory, LLC | 18,404 | $1.69M | 0.16% | +6,578+55.6% | Added |
| Cetera Investment Advisers | 18,625 | $1.71M | 0.01% | −797−4.1% | Reduced |
| Headinvest, LLC | 18,646 | $1.72M | 0.38% | −123−0.7% | Reduced |
| Stonebridge Capital Management Inc | 18,725 | $1.72M | 0.83% | −3,250−14.8% | Reduced |
| Wambolt & Associates, LLC | 18,679 | $1.73M | 0.61% | +729+4.1% | Added |
| Pathstone Family Office, LLC | 19,522 | $1.73M | 0.03% | −6,202−24.1% | Reduced |
| Fred Alger Management, LLC | 19,045 | $1.75M | 0.01% | +910+5.0% | Added |
| Balentine LLC | 19,158 | $1.76M | 0.06% | +2,151+12.6% | Added |
| Park National Corp | 19,530 | $1.80M | 0.08% | −1,183−5.7% | Reduced |
| Mitchell & Pahl Private Wealth, LLC | 19,575 | $1.80M | 1.13% | +468+2.4% | Added |
| Diamond Hill Capital Management Inc | 19,949 | $1.84M | 0.01% | −1,527−7.1% | Reduced |
| Old Port Advisors | 19,165 | $1.84M | 0.66% | +1,135+6.3% | Added |
| Benjamin Edwards Inc | 20,044 | $1.84M | 0.45% | +1,982+11.0% | Added |
| Advisors Management Group Inc | 20,112 | $1.85M | 0.59% | −52−0.3% | Reduced |
| Synovus Financial Corp | 20,194 | $1.86M | 0.02% | −4,239−17.3% | Reduced |
| Cresset Asset Management, LLC | 20,259 | $1.86M | 0.04% | +167+0.8% | Added |
| NBT Bank N A | 20,312 | $1.87M | 0.27% | −240−1.2% | Reduced |
| Geneos Wealth Management Inc. | 20,454 | $1.88M | 0.11% | −3,736−15.4% | Reduced |
| Abbot Financial Management, Inc. | 20,497 | $1.89M | 1.27% | −372−1.8% | Reduced |
| BFT Financial Group, LLC | 20,715 | $1.91M | 0.28% | +20,715 | New |
| Ipswich Investment Management Co., Inc. | 21,007 | $1.93M | 0.53% | +1,500+7.7% | Added |
| Kahn Brothers Group Inc | 21,578 | $1.99M | 0.29% | 00.0% | Unchanged |
| Trust Co of Toledo NA | 21,616 | $1.99M | 0.35% | −293−1.3% | Reduced |
| Daymark Wealth Partners, LLC | 21,833 | $2.01M | 0.27% | +734+3.5% | Added |
| Iszo Capital Management LP | 22,000 | $2.02M | 10.76% | +22,000 | New |
| World Equity Group, Inc. | 156,290 | $2.03M | 0.35% | +142,263+1,014.2% | Added |
| Palisade Asset Management, LLC | 22,082 | $2.03M | 0.25% | −12−0.1% | Reduced |
| Valley National Advisers Inc | 20,276 | $2.04M | 0.36% | −484−2.3% | Reduced |
| Commerce Bank | 22,478 | $2.07M | 0.02% | +34+0.2% | Added |
| Cardinal Capital Management, Inc. | 22,505 | $2.07M | 0.11% | −600−2.6% | Reduced |
| Fca Corp | 22,699 | $2.09M | 0.78% | +568+2.6% | Added |
| Clearstead Advisors, LLC | 22,784 | $2.10M | 0.15% | 00.0% | Unchanged |
| Lowell Blake & Associates Inc. | 22,872 | $2.10M | 0.66% | −4,993−17.9% | Reduced |
| Huntington National Bank | 23,149 | $2.13M | 0.02% | −906−3.8% | Reduced |
| Cascade Investment Advisors, Inc. | 23,150 | $2.13M | 1.69% | +25+0.1% | Added |
| Cullen/Frost Bankers, Inc. | 23,264 | $2.14M | 0.04% | −2,362−9.2% | Reduced |
| Victory Capital Management Inc | 23,273 | $2.14M | 0.00% | +23,273 | New |
| EagleClaw Capital Managment, LLC | 23,324 | $2.15M | 0.51% | −994−4.1% | Reduced |
| Stock Yards Bank & Trust Co | 23,336 | $2.15M | 0.08% | +47+0.2% | Added |
| Dempze Nancy E | 23,471 | $2.16M | 1.96% | +388+1.7% | Added |
| Atlantic Union Bankshares Corp | 23,515 | $2.16M | 0.23% | −1,317−5.3% | Reduced |
| Mirador Capital Partners LP | 23,553 | $2.17M | 0.51% | −1,625−6.5% | Reduced |
| Avantax Advisory Services, Inc. | 23,589 | $2.17M | 0.03% | +1,221+5.5% | Added |
| Park Avenue Securities LLC | 23,625 | $2.17M | 0.04% | −219−0.9% | Reduced |
| Forum Financial Management, LP | 23,841 | $2.19M | 0.06% | −1,094−4.4% | Reduced |
| Trexquant Investment LP | 24,411 | $2.25M | 0.06% | +24,411 | New |
| Nixon Peabody Trust Co | 25,024 | $2.30M | 1.61% | +3,517+16.4% | Added |
| Fort Pitt Capital Group, LLC | 25,025 | $2.30M | 0.09% | +20.0% | Added |
| Atria Wealth Solutions, Inc. | 25,107 | $2.31M | 0.03% | −1,015−3.9% | Reduced |
| Cohen Lawrence B | 25,132 | $2.31M | 1.55% | +1,093+4.5% | Added |
| Connolly Sarah T. | 25,193 | $2.32M | 1.47% | +1,469+6.2% | Added |
| Tealwood Asset Management Inc | 25,211 | $2.32M | 1.18% | −222−0.9% | Reduced |
| Whittier Trust Co of Nevada Inc | 25,300 | $2.33M | 0.09% | −3,193−11.2% | Reduced |
| Candriam Luxembourg S.C.A. | 27,767 | $2.35M | 0.02% | +27,767 | New |
| Advisor Partners II, LLC | 25,724 | $2.37M | 0.13% | +2,202+9.4% | Added |
| Alliancebernstein L.P. | 25,879 | $2.38M | 0.00% | −869−3.2% | Reduced |
| National Asset Management, Inc. | 26,191 | $2.41M | 0.06% | −387−1.5% | Reduced |
| Integrated Wealth Concepts LLC | 26,326 | $2.42M | 0.05% | −2,031−7.2% | Reduced |
| WCG Wealth Advisors LLC | 26,527 | $2.44M | 0.31% | +1,877+7.6% | Added |