Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cary Street Partners Asset Management LLC | 6,455 | $593.9K | 0.11% | −800−11.0% | Reduced |
| J.W. Cole Advisors, Inc. | 6,456 | $594.0K | 0.04% | −303−4.5% | Reduced |
| Oarsman Capital, Inc. | 6,477 | $595.9K | 0.28% | −315−4.6% | Reduced |
| Lazard Asset Management LLC | 6,489 | $596.0K | 0.00% | −82−1.2% | Reduced |
| Cyndeo Wealth Partners, LLC | 6,494 | $597.4K | 0.06% | −1,100−14.5% | Reduced |
| Dillon & Associates Inc | 6,504 | $598.0K | 0.12% | −1,865−22.3% | Reduced |
| Mather Group, LLC. | 6,594 | $606.6K | 0.01% | +2,053+45.2% | Added |
| LeJeune Puetz Investment Counsel LLC | 6,635 | $610.4K | 0.22% | 00.0% | Unchanged |
| Valeo Financial Advisors, LLC | 6,761 | $622.0K | 0.03% | +1,647+32.2% | Added |
| Jacobi Capital Management LLC | 6,794 | $625.0K | 0.07% | −778−10.3% | Reduced |
| NTV Asset Management LLC | 6,803 | $625.9K | 0.12% | +400+6.2% | Added |
| Diversified Trust Co | 6,850 | $630.2K | 0.02% | +1,320+23.9% | Added |
| Sit Investment Associates Inc | 6,865 | $632.0K | 0.02% | −3,935−36.4% | Reduced |
| Jeppson Wealth Management, LLC | 6,882 | $633.1K | 0.28% | +134+2.0% | Added |
| Sage Rhino Capital LLC | 6,923 | $636.9K | 0.19% | +120+1.8% | Added |
| Moloney Securities Asset Management, LLC | 6,933 | $637.8K | 0.12% | −350−4.8% | Reduced |
| Douglass Winthrop Advisors, LLC | 6,938 | $638.0K | 0.02% | 00.0% | Unchanged |
| Tiaa, FSB | 6,954 | $639.8K | 0.00% | −278−3.8% | Reduced |
| Cary Street Partner Investment Advisory LLC | 7,047 | $648.3K | 0.05% | +24+0.3% | Added |
| Kingsview Wealth Management, LLC | 7,091 | $652.3K | 0.03% | −602−7.8% | Reduced |
| Altshuler Shaham Ltd | 7,109 | $654.0K | 0.01% | +1,000+16.4% | Added |
| Dakota Wealth Management | 7,143 | $657.2K | 0.04% | −382−5.1% | Reduced |
| BSW Wealth Partners | 7,161 | $658.8K | 0.13% | −1,819−20.3% | Reduced |
| Ascent Group, LLC | 7,229 | $665.1K | 0.07% | −29−0.4% | Reduced |
| KLR Investment Advisors, LLC | 7,299 | $671.5K | 0.59% | −9,176−55.7% | Reduced |
| Campbell & CO Investment Adviser LLC | 7,304 | $672.0K | 0.13% | +7,304 | New |
| Lido Advisors, LLC | 7,310 | $672.6K | 0.01% | +2,864+64.4% | Added |
| Wedbush Securities Inc | 7,319 | $673.0K | 0.03% | +453+6.6% | Added |
| Ruggaard & Associates LLC | 7,322 | $673.6K | 0.42% | +7,322 | New |
| Intercontinental Wealth Advisors, LLC | 7,346 | $675.8K | 0.17% | −94−1.3% | Reduced |
| Stephens Inc | 7,348 | $676.0K | 0.01% | +658+9.8% | Added |
| Cable Hill Partners, LLC | 7,410 | $681.7K | 0.11% | −3,403−31.5% | Reduced |
| Thornburg Investment Management Inc | 7,412 | $682.0K | 0.01% | +1,240+20.1% | Added |
| Bangor Savings Bank | 7,448 | $685.2K | 0.08% | −908−10.9% | Reduced |
| Harbour Investments, Inc. | 7,481 | $688.3K | 0.04% | +419+5.9% | Added |
| Essex Financial Services, Inc. | 7,497 | $689.7K | 0.07% | +92+1.2% | Added |
| Hilltop Holdings Inc. | 7,557 | $695.2K | 0.09% | +283+3.9% | Added |
| Advisory Resource Group | 7,572 | $696.6K | 0.20% | +479+6.8% | Added |
| Colony Group LLC | 7,574 | $697.0K | 0.01% | −1,422−15.8% | Reduced |
| Valmark Advisers, Inc. | 7,605 | $699.7K | 0.02% | +175+2.4% | Added |
| OmniStar Financial Group, Inc. | 7,632 | $701.9K | 0.89% | −370−4.6% | Reduced |
| Romano Brothers and Company | 7,630 | $701.9K | 0.11% | −170−2.2% | Reduced |
| Sigma Planning Corp | 7,726 | $710.9K | 0.02% | +1,283+19.9% | Added |
| Central Trust Co | 7,727 | $710.9K | 0.02% | +270+3.6% | Added |
| Continuum Advisory, LLC | 7,758 | $713.7K | 0.12% | −24−0.3% | Reduced |
| TD Waterhouse Canada Inc. | 7,360 | $714.9K | 0.01% | −872−10.6% | Reduced |
| Vident Investment Advisory, LLC | 7,783 | $716.0K | 0.02% | +1,000+14.7% | Added |
| Lantz Financial LLC | 7,806 | $718.2K | 0.30% | −248−3.1% | Reduced |
| Ahl Investment Management, Inc. | 7,812 | $718.7K | 0.66% | −200−2.5% | Reduced |
| Blue Square Asset Management, LLC | 7,813 | $718.8K | 0.47% | +7,813 | New |
| Burns J W & Co Inc | 7,814 | $719.0K | 0.12% | −214−2.7% | Reduced |
| West Family Investments, Inc. | 7,840 | $721.3K | 0.29% | +94+1.2% | Added |
| Covenant Partners, LLC | 7,849 | $722.1K | 0.28% | −801−9.3% | Reduced |
| Kestra Private Wealth Services, LLC | 7,851 | $722.3K | 0.03% | +161+2.1% | Added |
| Stratos Wealth Advisors, LLC | 7,856 | $722.8K | 0.06% | −45−0.6% | Reduced |
| Anchor Investment Management, LLC | 7,884 | $725.3K | 0.10% | 00.0% | Unchanged |
| Graypoint LLC | 7,887 | $725.6K | 0.08% | −1,599−16.9% | Reduced |
| Rosenbaum Jay D. | 7,949 | $731.3K | 1.35% | +959+13.7% | Added |
| Lee Danner & Bass Inc | 8,013 | $737.0K | 0.07% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 8,023 | $738.1K | 0.03% | +204+2.6% | Added |
| Parallel Advisors, LLC | 8,046 | $740.3K | 0.02% | +705+9.6% | Added |
| Means Investment Co., Inc. | 8,060 | $741.5K | 0.13% | −139−1.7% | Reduced |
| Ballentine Partners, LLC | 8,067 | $742.2K | 0.02% | +160+2.0% | Added |
| Lincoln National Corp | 8,095 | $744.8K | 0.02% | −40−0.5% | Reduced |
| Montag A & Associates Inc | 8,168 | $751.5K | 0.05% | −9−0.1% | Reduced |
| Avidian Wealth Solutions, LLC | 8,179 | $752.5K | 0.04% | +307+3.9% | Added |
| Gladstone Institutional Advisory LLC | 8,231 | $757.3K | 0.05% | +119+1.5% | Added |
| Klingenstein Fields & Co LP | 8,243 | $758.4K | 0.04% | −985−10.7% | Reduced |
| Cypress Asset Management Inc | 8,278 | $761.6K | 0.26% | −105−1.3% | Reduced |
| Armor Investment Advisors, LLC | 8,291 | $762.8K | 0.44% | −93−1.1% | Reduced |
| D.B. Root & Company, LLC | 8,363 | $769.4K | 0.30% | +192+2.3% | Added |
| DGS Capital Management, LLC | 8,422 | $774.8K | 0.43% | −3,084−26.8% | Reduced |
| KB Financial Partners, LLC | 8,475 | $780.0K | 0.23% | +345+4.2% | Added |
| Banco de Sabadell, S.A | 8,517 | $787.0K | 0.66% | +828+10.8% | Added |
| Federation des caisses Desjardins du Quebec | 8,557 | $787.2K | 0.01% | −1,904−18.2% | Reduced |
| Mill Capital Management, LLC | 8,559 | $787.4K | 0.08% | −300−3.4% | Reduced |
| Elmwood Wealth Management, Inc. | 8,655 | $796.3K | 0.38% | −352−3.9% | Reduced |
| 1620 Investment Advisors, Inc. | 8,725 | $802.7K | 0.97% | +121+1.4% | Added |
| Ariel Investments, LLC | 8,750 | $805.0K | 0.01% | 00.0% | Unchanged |
| Epoch Investment Partners, Inc. | 8,785 | $808.2K | 0.00% | −286−3.2% | Reduced |
| Financial Architects, Inc | 8,807 | $810.2K | 0.13% | −740−7.8% | Reduced |
| Beaton Management Co. Inc. | 8,873 | $816.0K | 0.55% | −170−1.9% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 8,870 | $816.0K | 0.01% | −1,175−11.7% | Reduced |
| Holderness Investments Co | 8,995 | $827.5K | 0.33% | +168+1.9% | Added |
| Beacon Pointe Advisors, LLC | 9,041 | $831.8K | 0.01% | −5,835−39.2% | Reduced |
| Freestone Capital Holdings, LLC | 9,042 | $831.9K | 0.04% | −560−5.8% | Reduced |
| SkyView Investment Advisors, LLC | 9,241 | $850.0K | 0.20% | +575+6.6% | Added |
| Mutual Advisors, LLC | 9,239 | $850.0K | 0.03% | −283−3.0% | Reduced |
| Eagle Asset Management Inc | 9,298 | $855.0K | 0.01% | +27+0.3% | Added |
| Wealthsource Partners, LLC | 9,353 | $860.5K | 0.06% | −60−0.6% | Reduced |
| Associated Banc-Corp | 9,360 | $861.1K | 0.03% | +185+2.0% | Added |
| Nilsine Partners, LLC | 9,376 | $862.6K | 0.14% | +9,376 | New |
| TD Private Client Wealth LLC | 9,391 | $864.0K | 0.04% | −3,156−25.2% | Reduced |
| Mystic Asset Management, Inc. | 9,494 | $873.4K | 0.48% | −10−0.1% | Reduced |
| Kathmere Capital Management, LLC | 9,510 | $874.9K | 0.14% | +259+2.8% | Added |
| Kensington Investment Counsel, LLC | 9,600 | $883.2K | 0.67% | −4,190−30.4% | Reduced |
| Callan Family Office, LLC | 9,605 | $883.7K | 0.21% | +9,605 | New |
| Beacon Investment Advisory Services, Inc. | 9,606 | $883.8K | 0.04% | +265+2.8% | Added |
| Hamel Associates, Inc. | 9,645 | $887.3K | 0.31% | −6−0.1% | Reduced |
| Nicholas Hoffman & Company, LLC. | 9,651 | $887.9K | 0.08% | 00.0% | Unchanged |