Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2023
Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,182
- +25 vs. Q4 2022
- Shares held
- 171.8M
- +1.25M (+0.7%) vs. Q4 2022
- Total value
- $15.2B
- −$250.0M (−1.6%) vs. Q4 2022
- New holders
- 97
- 352 more added
- Sold out
- 72
- 498 more reduced
26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hollencrest Capital Management | 232 | $21.3K | 0.00% | 00.0% | Unchanged |
| WFA Asset Management Corp | 233 | $21.4K | 0.01% | 00.0% | Unchanged |
| Boyd Watterson Asset Management LLC | 242 | $22.3K | 0.01% | 00.0% | Unchanged |
| Credit Agricole S A | 243 | $22.4K | 0.00% | 00.0% | Unchanged |
| Nalls Sherbakoff Group, LLC | 250 | $22.9K | 0.02% | +250 | New |
| Antonetti Capital Management LLC | 250 | $23.0K | 0.03% | 00.0% | Unchanged |
| Paladin Advisory Group, LLC | 252 | $23.2K | 0.02% | +252 | New |
| Bank of New Hampshire | 255 | $23.5K | 0.01% | −15−5.6% | Reduced |
| Private Ocean, LLC | 255 | $23.5K | 0.00% | +38+17.5% | Added |
| Global Financial Private Client, LLC | 258 | $23.9K | 0.01% | +258 | New |
| Baystate Wealth Management LLC | 260 | $24.0K | 0.00% | −16−5.8% | Reduced |
| Northwest Investment Counselors, LLC | 262 | $24.1K | 0.01% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 278 | $25.6K | 0.01% | −75−21.2% | Reduced |
| DT Investment Partners, LLC | 255 | $26.1K | 0.00% | +255 | New |
| Legacy Bridge, LLC | 292 | $26.9K | 0.02% | 00.0% | Unchanged |
| Fortis Capital Advisors, LLC | 300 | $27.6K | 0.01% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 304 | $28.0K | 0.00% | +96+46.2% | Added |
| Asset Dedication, LLC | 303 | $28.0K | 0.00% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 307 | $28.2K | 0.01% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 320 | $29.0K | 0.01% | −185−36.6% | Reduced |
| Pin Oak Investment Advisors Inc | 310 | $29.0K | 0.04% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 322 | $29.6K | 0.01% | +1+0.3% | Added |
| Motco | 331 | $30.5K | 0.00% | −17−4.9% | Reduced |
| Washington Trust Advisors, Inc. | 349 | $32.1K | 0.00% | −259−42.6% | Reduced |
| Bourgeon Capital Management LLC | 350 | $32.2K | 0.01% | 00.0% | Unchanged |
| ZRC Wealth Management, LLC | 350 | $32.2K | 0.03% | +350 | New |
| Syverson Strege & Co | 370 | $34.0K | 0.01% | +370 | New |
| Register Financial Advisors LLC | 370 | $34.1K | 0.03% | +6+1.6% | Added |
| Creative Financial Designs Inc | 371 | $34.2K | 0.00% | −70−15.9% | Reduced |
| Fairfield Financial Advisors, LTD | 406 | $37.2K | 0.02% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 421 | $38.7K | 0.00% | +8+1.9% | Added |
| Front Row Advisors LLC | 419 | $39.0K | 0.02% | −3−0.7% | Reduced |
| Graham Capital Wealth Management, LLC | 427 | $39.3K | 0.06% | +427 | New |
| Baker Avenue Asset Management, LP | 431 | $39.6K | 0.00% | −29−6.3% | Reduced |
| BerganKDV Wealth Management, LLC | 432 | $39.7K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 440 | $40.5K | 0.01% | +425+2,833.3% | Added |
| Bogart Wealth, LLC | 441 | $40.6K | 0.00% | −13−2.9% | Reduced |
| Bray Capital Advisors | 467 | $43.0K | 0.01% | 00.0% | Unchanged |
| Missouri Trust & Investment Co | 484 | $44.5K | 0.03% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 500 | $46.0K | 0.03% | 00.0% | Unchanged |
| Sageworth Trust Co | 500 | $46.0K | 0.00% | 00.0% | Unchanged |
| Worth Asset Management, LLC | 502 | $46.2K | 0.04% | +402+402.0% | Added |
| AdvisorNet Financial, Inc | 513 | $47.2K | 0.00% | −2−0.4% | Reduced |
| Column Capital Advisors, LLC | 525 | $48.3K | 0.01% | −80−13.2% | Reduced |
| Barclays PLC | 532 | $48.9K | 0.00% | −707−57.1% | Reduced |
| Accel Wealth Management | 535 | $49.2K | 0.02% | −23−4.1% | Reduced |
| Sugarloaf Wealth Management, LLC | 541 | $49.8K | 0.01% | −145−21.1% | Reduced |
| Pflug Koory, LLC | 550 | $50.6K | 0.03% | 00.0% | Unchanged |
| Adirondack Trust Co | 556 | $51.2K | 0.03% | 00.0% | Unchanged |
| City Holding Co | 587 | $54.0K | 0.01% | 00.0% | Unchanged |
| Baldrige Asset Management LLC | 605 | $56.0K | 0.02% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 609 | $56.0K | 0.01% | 00.0% | Unchanged |
| First Financial Corp | 614 | $56.5K | 0.04% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 615 | $56.6K | 0.01% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 617 | $56.8K | 0.02% | −209−25.3% | Reduced |
| Milestone Investment Advisors LLC | 642 | $59.1K | 0.02% | +642 | New |
| Pathway Financial Advisers, LLC | 648 | $59.6K | 0.02% | −84−11.5% | Reduced |
| AlphaMark Advisors, LLC | 700 | $64.0K | 0.03% | 00.0% | Unchanged |
| Orion Capital Management LLC | 700 | $64.4K | 0.04% | 00.0% | Unchanged |
| New Millennium Group LLC | 706 | $64.9K | 0.07% | +12+1.7% | Added |
| Hanson & Doremus Investment Management | 740 | $68.0K | 0.02% | −3,903−84.1% | Reduced |
| Perkins Coie Trust Co | 740 | $68.1K | 0.02% | +611+473.6% | Added |
| Hoese & Co LLP | 825 | $69.4K | 0.08% | 00.0% | Unchanged |
| RFP Financial Group LLC | 777 | $71.5K | 0.08% | −2,400−75.5% | Reduced |
| Edmond de Rothschild Holding S.A. | 800 | $73.6K | 0.00% | −942−54.1% | Reduced |
| Colonial Trust Advisors | 800 | $73.6K | 0.01% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 817 | $75.1K | 0.02% | +407+99.3% | Added |
| Dividend Assets Capital, LLC | 857 | $78.0K | 0.02% | 00.0% | Unchanged |
| City State Bank | 855 | $79.0K | 0.05% | 00.0% | Unchanged |
| Tilia Fiduciary Partners, Inc. | 869 | $79.9K | 0.08% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 878 | $80.4K | 0.01% | +878 | New |
| Cassady Schiller Wealth Management, LLC | 876 | $80.6K | 0.04% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 888 | $81.7K | 0.04% | +100+12.7% | Added |
| Citizens National Bank Trust Department | 925 | $85.1K | 0.02% | 00.0% | Unchanged |
| Optimum Investment Advisors | 940 | $86.5K | 0.05% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 949 | $87.3K | 0.02% | +7+0.7% | Added |
| Grove Bank & Trust | 949 | $87.3K | 0.02% | +35+3.8% | Added |
| Ahrens Investment Partners LLC | 950 | $87.4K | 0.04% | +950 | New |
| McIlrath & Eck, LLC | 961 | $88.4K | 0.02% | +16+1.7% | Added |
| Fortis Advisors, LLC | 1,000 | $92.0K | 0.06% | 00.0% | Unchanged |
| Blume Capital Management, Inc. | 1,000 | $92.0K | 0.03% | +800+400.0% | Added |
| Old North State Trust, LLC | 1,015 | $93.0K | 0.06% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,025 | $94.3K | 0.01% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 1,063 | $97.8K | 0.02% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 1,099 | $101.1K | 0.01% | +1,099 | New |
| FinTrust Capital Advisors, LLC | 1,120 | $101.6K | 0.02% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 1,114 | $102.5K | 0.03% | +786+239.6% | Added |
| SRS Capital Advisors, Inc. | 1,136 | $104.5K | 0.01% | +302+36.2% | Added |
| CKW Financial Group | 1,200 | $110.0K | 0.02% | 00.0% | Unchanged |
| Tacita Capital Inc | 1,200 | $110.0K | 0.08% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,200 | $110.4K | 0.04% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 1,129 | $110.5K | 0.03% | −104−8.4% | Reduced |
| Zions Bancorporation, N.A. | 1,212 | $111.5K | 0.01% | −95−7.3% | Reduced |
| GPS Wealth Strategies Group, LLC | 1,226 | $112.8K | 0.02% | +1,226 | New |
| Financial Perspectives, Inc | 1,233 | $113.4K | 0.05% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 1,249 | $114.9K | 0.02% | +1,077+626.2% | Added |
| Glassman Wealth Services | 1,256 | $115.6K | 0.02% | +133+11.8% | Added |
| Monetary Management Group Inc | 1,259 | $115.8K | 0.03% | 00.0% | Unchanged |
| American National Bank | 1,261 | $116.0K | 0.02% | +1,122+807.2% | Added |
| Rosenberg Matthew Hamilton | 1,263 | $116.2K | 0.04% | −213−14.4% | Reduced |