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Novartis AG

NVS
Exchange
NYSE
Industry
Pharmaceutical Preparations
SEC CIK
0001114448

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q1 2023

Institutional positions in Novartis AG as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,182
+25 vs. Q4 2022
Shares held
171.8M
+1.25M (+0.7%) vs. Q4 2022
Total value
$15.2B
−$250.0M (−1.6%) vs. Q4 2022
New holders
97
352 more added
Sold out
72
498 more reduced

26 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 1,182 institutions
Q1 2021: 1,138 institutionsQ2 2021: 1,123 institutionsQ3 2021: 1,083 institutionsQ4 2021: 1,147 institutionsQ1 2022: 1,137 institutionsQ2 2022: 1,142 institutionsQ3 2022: 1,088 institutionsQ4 2022: 1,183 institutionsQ1 2023: 1,182 institutionsQ2 2023: 1,203 institutionsQ3 2023: 1,225 institutionsQ4 2023: 1,274 institutionsQ1 2024: 1,254 institutionsQ2 2024: 1,309 institutionsQ3 2024: 1,314 institutionsQ4 2024: 1,345 institutionsQ1 2025: 1,361 institutionsQ2 2025: 1,387 institutionsQ3 2025: 1,405 institutionsQ4 2025: 1,515 institutionsQ1 2026: 1,604 institutionsQ2 2026: 1,625 institutions
Value heldQ1 2023: $15.2B
Q1 2021: $18.7BQ2 2021: $19.8BQ3 2021: $18.0BQ4 2021: $18.5BQ1 2022: $18.3BQ2 2022: $16.9BQ3 2022: $13.7BQ4 2022: $15.5BQ1 2023: $15.2BQ2 2023: $14.9BQ3 2023: $15.1BQ4 2023: $14.2BQ1 2024: $13.6BQ2 2024: $14.7BQ3 2024: $15.2BQ4 2024: $12.7BQ1 2025: $15.4BQ2 2025: $16.2BQ3 2025: $17.2BQ4 2025: $18.4BQ1 2026: $22.0BQ2 2026: $21.3B
Institutions holding NVS and their total value by quarter
QuarterHoldersValue
Q2 20261,625$21.3B
Q1 20261,604$22.0B
Q4 20251,515$18.4B
Q3 20251,405$17.2B
Q2 20251,387$16.2B
Q1 20251,361$15.4B
Q4 20241,345$12.7B
Q3 20241,314$15.2B
Q2 20241,309$14.7B
Q1 20241,254$13.6B
Q4 20231,274$14.2B
Q3 20231,225$15.1B
Q2 20231,203$14.9B
Q1 20231,182$15.2B
Q4 20221,183$15.5B
Q3 20221,088$13.7B
Q2 20221,142$16.9B
Q1 20221,137$18.3B
Q4 20211,147$18.5B
Q3 20211,083$18.0B
Q2 20211,123$19.8B
Q1 20211,138$18.7B

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2022.

Institutions holding NVS in Q1 2023
InstitutionSharesValue% of portfolioChange in sharesAction
International Assets Investment Management, LLC0$00.00%−8,695−100.0%Sold out
Headlands Technologies LLC0$00.00%−7,901−100.0%Sold out
Total Clarity Wealth Management, Inc.0$00.00%−7,578−100.0%Sold out
Grant/GrossMendelsohn, LLC0$00.00%−7,025−100.0%Sold out
Radnor Capital Management, LLC0$00.00%−6,825−100.0%Sold out
Scissortail Wealth Management, LLC0$00.00%−6,955−100.0%Sold out
Spinnaker Trust0$00.00%−4,504−100.0%Sold out
Virtu Financial LLC0$00.00%−4,428−100.0%Sold out
Principal Street Partners, LLC0$00.00%−4,065−100.0%Sold out
HRT Financial LP0$00.00%−3,762−100.0%Sold out
Fox Run Management, L.L.C.0$00.00%−3,572−100.0%Sold out
Single Point Partners, LLC0$00.00%−3,438−100.0%Sold out
Linscomb & Williams, Inc.0$00.00%−3,437−100.0%Sold out
Parcion Private Wealth LLC0$00.00%−3,414−100.0%Sold out
Madison Asset Management, LLC0$00.00%−3,393−100.0%Sold out
Andesa Financial Management Inc.0$00.00%−3,254−100.0%Sold out
Marks Group Wealth Management, Inc0$00.00%−3,146−100.0%Sold out
Arkadios Wealth Advisors0$00.00%−3,075−100.0%Sold out
Clare Market Investments LLC0$00.00%−2,827−100.0%Sold out
River Wealth Advisors LLC0$00.00%−2,771−100.0%Sold out
Strategic Blueprint, LLC0$00.00%−2,545−100.0%Sold out
Jump Financial, LLC0$00.00%−2,476−100.0%Sold out
Kapstone Financial Advisors LLC0$00.00%−2,595−100.0%Sold out
GQG Partners LLC0$00.00%−2,446−100.0%Sold out
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management0$00.00%−2,437−100.0%Sold out
Journey Strategic Wealth LLC0$00.00%−2,359−100.0%Sold out
Goepper Burkhardt LLC0$00.00%−2,250−100.0%Sold out
NorthRock Partners, LLC0$00.00%−2,230−100.0%Sold out
Cedar Brook Financial Partners, LLC0$00.00%−2,226−100.0%Sold out
Oder Investment Management, LLC0$00.00%−2,090−100.0%Sold out
Seldon Capital LP0$00.00%−1,167−100.0%Sold out
Zullo Investment Group, Inc.0$00.00%−925−100.0%Sold out
Lakewood Asset Management LLC0$00.00%−562−100.0%Sold out
3Chopt Investment Partners, LLC0$00.00%−457−100.0%Sold out
Acadian Asset Management LLC0$00.00%−458−100.0%Sold out
Freedom Wealth Alliance, LLC0$00.00%−450−100.0%Sold out
McElhenny Sheffield Capital Management, LLC0$00.00%−438−100.0%Sold out
Resurgent Financial Advisors LLC0$00.00%−389−100.0%Sold out
One Wealth Advisors, LLC0$00.00%−350−100.0%Sold out
Activest Wealth Management0$00.00%−320−100.0%Sold out
RWM Asset Management, LLC0$00.00%−303−100.0%Sold out
Lee Financial Co0$00.00%−300−100.0%Sold out
Morgan Dempsey Capital Management LLC0$00.00%−172−100.0%Sold out
Coppell Advisory Solutions LLC0$00.00%−154−100.0%Sold out
Coppell Advisory Solutions Corp.0$00.00%−154−100.0%Sold out
Horizon Bancorp Inc0$00.00%−135−100.0%Sold out
Accurate Wealth Management, LLC0$00.00%−125−100.0%Sold out
NVWM, LLC0$00.00%−123−100.0%Sold out
Polaris Capital Management, LLC0$00.00%−100−100.0%Sold out
Madden Securities Corp0$00.00%−100−100.0%Sold out
My Personal CFO, LLC0$00.00%−97−100.0%Sold out
Leelyn Smith, LLC0$00.00%−73−100.0%Sold out
Laffer Tengler Investments0$00.00%−71−100.0%Sold out
Bellwether Advisors, LLC0$00.00%−6−100.0%Sold out
Gofen & Glossberg LLC––––Not filed
Gamble Jones Investment Counsel––––Not filed
Comerica Bank––––Not filed
Zeke Capital Advisors, LLC––––Not filed
Heritage Wealth Management, LLC––––Not filed
Laurel Wealth Advisors, Inc.––––Not filed
Delphi Management Inc––––Not filed
Aevitas Wealth Management, Inc.––––Not filed
Semmax Financial Advisors Inc.––––Not filed
Marotta Asset Management––––Not filed
CFO4Life, L.P.––––Not filed
Canandaigua National Corp––––Not filed
Boenning & Scattergood, Inc.––––Not filed
Icon Wealth Advisors, LLC––––Not filed
Paradigm Capital Management, LLC––––Not filed
Red Cedar Capital, LLC––––Not filed
Trustcore Financial Services, LLC––––Not filed
Sargent Bickham Lagudis LLC––––Not filed
Hotaling Investment Management, LLC––––Not filed
Fairhaven Wealth Management, LLC––––Not filed
St Germain D J Co Inc––––Not filed
Tyler-Stone Wealth Management––––Not filed
CoreCap Advisors, LLC––––Not filed
Cornerstone Planning Group LLC––––Not filed
Glass Jacobson Investment Advisors llc––––Not filed
Cribstone Capital Management, LLC––––Not filed