Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2022
Institutional positions in Novartis AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,183
- +113 vs. Q3 2022
- Shares held
- 171.2M
- −8.02M (−4.5%) vs. Q3 2022
- Total value
- $15.5B
- +$1.86B (+13.7%) vs. Q3 2022
- New holders
- 173
- 298 more added
- Sold out
- 60
- 493 more reduced
18 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Proequities, Inc. | 6,297 | $571.3K | 0.05% | −469−6.9% | Reduced |
| Walter & Keenan Financial Consulting Co | 6,224 | $564.6K | 0.22% | 00.0% | Unchanged |
| Cloverfields Capital Group, LP | 6,186 | $561.2K | 0.18% | +6,186 | New |
| Thornburg Investment Management Inc | 6,172 | $560.0K | 0.01% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 6,109 | $554.2K | 0.02% | 00.0% | Unchanged |
| Gradient Investments LLC | 6,087 | $552.2K | 0.02% | −538−8.1% | Reduced |
| Argyle Capital Management Inc. | 6,050 | $548.9K | 0.19% | 00.0% | Unchanged |
| Schulhoff & Co Inc | 6,047 | $548.6K | 0.25% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 6,013 | $546.0K | 0.02% | −9,519−61.3% | Reduced |
| Paces Ferry Wealth Advisors, LLC | 6,003 | $544.6K | 0.53% | −773−11.4% | Reduced |
| Cohen Klingenstein LLC | 6,000 | $544.3K | 0.03% | 00.0% | Unchanged |
| Deutsche Bank AG | 5,970 | $541.6K | 0.00% | −42−0.7% | Reduced |
| First Affirmative Financial Network | 5,923 | $537.3K | 0.65% | −476−7.4% | Reduced |
| CVA Family Office, LLC | 5,921 | $537.2K | 0.13% | +2,530+74.6% | Added |
| Canandaigua National Corp | 5,899 | $535.0K | 0.09% | +201+3.5% | Added |
| Cullinan Associates Inc | 5,896 | $535.0K | 0.03% | +1,196+25.4% | Added |
| Keystone Financial Services | 5,885 | $533.3K | 0.29% | +253+4.5% | Added |
| Rossmore Private Capital | 5,835 | $529.4K | 0.08% | −380−6.1% | Reduced |
| Henry James International Management, Inc. | 5,776 | $524.0K | 0.25% | +2,225+62.7% | Added |
| Mitchell McLeod Pugh & Williams Inc | 5,679 | $515.2K | 0.17% | −266−4.5% | Reduced |
| Fort Sheridan Advisors LLC | 5,622 | $510.0K | 0.17% | 00.0% | Unchanged |
| Boenning & Scattergood, Inc. | 5,798 | $509.0K | 0.08% | +20.0% | Added |
| Lindbrook Capital, LLC | 5,587 | $506.9K | 0.06% | −166−2.9% | Reduced |
| O'Brien Greene & Co. Inc | 5,574 | $506.0K | 0.19% | −11,538−67.4% | Reduced |
| Altfest L J & Co Inc | 5,572 | $505.0K | 0.08% | −101−1.8% | Reduced |
| Capital Investment Advisors, LLC | 5,561 | $504.0K | 0.02% | −58−1.0% | Reduced |
| Diversified Trust Co | 5,530 | $502.0K | 0.02% | +2,256+68.9% | Added |
| First City Capital Management, Inc. | 5,508 | $499.6K | 0.30% | −250−4.3% | Reduced |
| BancorpSouth Bank | 5,507 | $499.6K | 0.05% | −61−1.1% | Reduced |
| MMBG Investment Advisors Co. | 5,492 | $498.0K | 0.07% | +1,696+44.7% | Added |
| Penbrook Management LLC | 5,460 | $495.3K | 0.42% | −1,000−15.5% | Reduced |
| Principle Wealth Partners LLC | 5,447 | $494.2K | 0.06% | +125+2.3% | Added |
| Woodstock Corp | 5,446 | $494.1K | 0.07% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 5,417 | $491.4K | 0.02% | +120+2.3% | Added |
| MB, Levis & Associates, LLC | 5,410 | $490.8K | 0.38% | +5,410 | New |
| Beddow Capital Management Inc | 5,365 | $487.0K | 0.25% | 00.0% | Unchanged |
| Aveo Capital Partners, LLC | 5,368 | $487.0K | 0.07% | +105+2.0% | Added |
| Belpointe Asset Management LLC | 5,337 | $484.2K | 0.03% | +2,733+105.0% | Added |
| Davidson Trust Co | 5,317 | $482.4K | 0.43% | +81+1.5% | Added |
| M Holdings Securities, Inc. | 5,310 | $482.0K | 0.05% | −22−0.4% | Reduced |
| Hartford Investment Management Co | 5,299 | $481.0K | 0.01% | −69−1.3% | Reduced |
| Qtron Investments LLC | 5,301 | $480.9K | 0.10% | +889+20.1% | Added |
| Drive Wealth Management, LLC | 5,285 | $479.5K | 0.24% | +5,285 | New |
| American Trust Investment Advisors, LLC | 5,255 | $476.7K | 0.30% | +100+1.9% | Added |
| Carr Financial Group Corp | 5,253 | $476.6K | 0.25% | +5,253 | New |
| Great Diamond Partners, LLC | 5,244 | $475.7K | 0.15% | −810−13.4% | Reduced |
| Security Asset Management | 5,238 | $475.2K | 0.26% | −225−4.1% | Reduced |
| Wealthspire Advisors, LLC | 5,193 | $471.1K | 0.01% | +1,419+37.6% | Added |
| Cohen Investment Advisors LLC | 5,183 | $470.2K | 0.39% | +256+5.2% | Added |
| BKD Wealth Advisors, LLC | 5,182 | $470.1K | 0.02% | −338−6.1% | Reduced |
| Stokes Family Office, LLC | 5,160 | $468.1K | 0.06% | +1,247+31.9% | Added |
| Summit Financial, LLC | 5,155 | $467.6K | 0.04% | −4,334−45.7% | Reduced |
| Northwest Capital Management Inc | 5,150 | $467.2K | 0.25% | 00.0% | Unchanged |
| Valeo Financial Advisors, LLC | 5,114 | $464.0K | 0.03% | +1,603+45.7% | Added |
| Leuthold Group, LLC | 5,100 | $462.7K | 0.06% | −87−1.7% | Reduced |
| EP Wealth Advisors, LLC | 5,075 | $460.4K | 0.01% | +5,075 | New |
| Alhambra Investment Partners LLC | 5,034 | $456.7K | 0.33% | 00.0% | Unchanged |
| Community Bank, N.A. | 5,033 | $456.6K | 0.06% | −155−3.0% | Reduced |
| North Star Asset Management Inc | 5,026 | $456.0K | 0.03% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 5,016 | $455.0K | 0.27% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 5,004 | $454.0K | 0.02% | +807+19.2% | Added |
| Allen Investment Management LLC | 5,000 | $453.6K | 0.01% | 00.0% | Unchanged |
| Valley Brook Capital Group | 4,984 | $452.1K | 0.43% | 00.0% | Unchanged |
| LaFleur & Godfrey LLC | 4,972 | $451.1K | 0.08% | +599+13.7% | Added |
| First Foundation Advisors | 4,920 | $446.3K | 0.02% | −280−5.4% | Reduced |
| Canal Capital Management, LLC | 4,904 | $444.9K | 0.11% | 00.0% | Unchanged |
| Pinnacle Wealth Management Advisory Group, LLC | 4,902 | $444.7K | 0.07% | −255−4.9% | Reduced |
| Hall Capital Management Co Inc | 4,887 | $443.3K | 0.27% | −1,362−21.8% | Reduced |
| First American Trust, FSB | 4,882 | $443.0K | 0.07% | +98+2.0% | Added |
| Icon Wealth Advisors, LLC | 4,875 | $442.3K | 0.05% | −492−9.2% | Reduced |
| RiverGlades Family Offices LLC | 4,875 | $442.3K | 0.41% | +4,875 | New |
| Modera Wealth Management, LLC | 4,858 | $440.7K | 0.02% | +660+15.7% | Added |
| Moneta Group Investment Advisors LLC | 4,862 | $440.6K | 0.01% | +442+10.0% | Added |
| Smithfield Trust Co | 4,815 | $439.0K | 0.03% | −270−5.3% | Reduced |
| Cannell Peter B & Co Inc | 4,791 | $434.6K | 0.02% | +85+1.8% | Added |
| HBK Sorce Advisory LLC | 4,788 | $434.0K | 0.01% | +4,788 | New |
| Plancorp, LLC | 4,758 | $431.7K | 0.03% | −72−1.5% | Reduced |
| Washington Trust Co | 4,755 | $431.4K | 0.02% | +1,500+46.1% | Added |
| Hoylecohen, LLC | 4,693 | $425.7K | 0.04% | −467−9.1% | Reduced |
| IFP Advisors, Inc | 6,792 | $425.0K | 0.01% | −941−12.2% | Reduced |
| Forza Wealth Management, LLC | 4,662 | $422.9K | 0.28% | +4,662 | New |
| Institute for Wealth Management, LLC. | 4,660 | $422.8K | 0.09% | −288−5.8% | Reduced |
| Hanson & Doremus Investment Management | 4,643 | $421.0K | 0.09% | +3,842+479.7% | Added |
| Busey Wealth Management | 4,631 | $420.1K | 0.02% | −35−0.8% | Reduced |
| NorthCrest Asset Manangement, LLC | 4,612 | $418.4K | 0.02% | −14,830−76.3% | Reduced |
| Marino, Stram & Associates LLC | 4,606 | $417.8K | 0.13% | +41+0.9% | Added |
| Moody Lynn & Lieberson, LLC | 4,566 | $414.0K | 0.04% | +95+2.1% | Added |
| First Heartland Consultants, Inc. | 4,553 | $413.0K | 0.07% | +4,553 | New |
| Mather Group, LLC. | 4,541 | $411.9K | 0.01% | −3,050−40.2% | Reduced |
| Spinnaker Trust | 4,504 | $408.0K | 0.03% | −216−4.6% | Reduced |
| Nwam LLC | 4,462 | $404.8K | 0.04% | +847+23.4% | Added |
| Curated Wealth Partners LLC | 4,454 | $404.1K | 0.10% | −761−14.6% | Reduced |
| Lido Advisors, LLC | 4,446 | $403.4K | 0.01% | −1,836−29.2% | Reduced |
| Virtu Financial LLC | 4,428 | $402.0K | 0.05% | −12,163−73.3% | Reduced |
| Strategic Global Advisors, LLC | 4,417 | $400.7K | 0.06% | −22−0.5% | Reduced |
| Circle Wealth Management, LLC | 4,381 | $397.4K | 0.06% | 00.0% | Unchanged |
| Veritable, L.P. | 4,380 | $397.4K | 0.01% | +868+24.7% | Added |
| Aull & Monroe Investment Management Corp | 4,375 | $396.9K | 0.20% | 00.0% | Unchanged |
| GSB Wealth Management, LLC | 4,368 | $396.3K | 0.14% | 00.0% | Unchanged |
| Cypress Capital Group | 4,368 | $396.3K | 0.06% | −13−0.3% | Reduced |