Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2022
Institutional positions in Novartis AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,183
- +113 vs. Q3 2022
- Shares held
- 171.2M
- −8.02M (−4.5%) vs. Q3 2022
- Total value
- $15.5B
- +$1.86B (+13.7%) vs. Q3 2022
- New holders
- 173
- 298 more added
- Sold out
- 60
- 493 more reduced
18 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Davy Global Fund Management Ltd | 15,596 | $1.41M | 0.29% | +776+5.2% | Added |
| Arnhold LLC | 15,636 | $1.42M | 0.17% | 00.0% | Unchanged |
| Patten Group, Inc. | 15,674 | $1.42M | 0.45% | +465+3.1% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 15,819 | $1.44M | 0.00% | +1,399+9.7% | Added |
| SevenBridge Financial Group, LLC | 15,821 | $1.44M | 0.42% | +69+0.4% | Added |
| True North Advisors, LLC | 15,901 | $1.44M | 0.49% | 00.0% | Unchanged |
| Greenleaf Trust | 15,965 | $1.45M | 0.02% | −87−0.5% | Reduced |
| Prudential Financial Inc | 16,009 | $1.45M | 0.00% | +5,449+51.6% | Added |
| Rothschild Investment Corp | 16,179 | $1.47M | 0.13% | −300−1.8% | Reduced |
| CNB Bank | 16,213 | $1.47M | 0.92% | −43−0.3% | Reduced |
| Coastline Trust Co | 16,278 | $1.48M | 0.22% | −954−5.5% | Reduced |
| Berkeley Capital Partners, LLC | 16,322 | $1.48M | 0.57% | +700+4.5% | Added |
| Richard P Slaughter Associates Inc | 16,386 | $1.49M | 0.47% | +419+2.6% | Added |
| Raymond James Trust N.A. | 16,404 | $1.49M | 0.05% | −186−1.1% | Reduced |
| Lester Murray Antman dba SimplyRich | 16,415 | $1.49M | 0.59% | −894−5.2% | Reduced |
| Boston Private Wealth LLC | 16,422 | $1.49M | 0.02% | −1,401−7.9% | Reduced |
| KLR Investment Advisors, LLC | 16,475 | $1.49M | 1.23% | +16,475 | New |
| FORA Capital, LLC | 16,476 | $1.49M | 0.24% | −36,155−68.7% | Reduced |
| Johnson Investment Counsel Inc | 16,561 | $1.50M | 0.02% | +2,865+20.9% | Added |
| Telemus Capital, LLC | 16,419 | $1.52M | 0.14% | −700−4.1% | Reduced |
| GWM Advisors LLC | 38,064 | $1.52M | 0.04% | −1,043−2.7% | Reduced |
| McKinley Capital Management LLC /Delaware | 16,802 | $1.52M | 0.20% | −117−0.7% | Reduced |
| Voya Investment Management LLC | 16,855 | $1.53M | 0.00% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 16,873 | $1.53M | 0.06% | −725−4.1% | Reduced |
| Bessemer Group Inc | 16,967 | $1.54M | 0.00% | −5,029−22.9% | Reduced |
| Lowe Brockenbrough & Co Inc | 16,991 | $1.54M | 0.13% | −20−0.1% | Reduced |
| Balentine LLC | 17,007 | $1.54M | 0.05% | +2,337+15.9% | Added |
| Roberts Glore & Co Inc | 17,062 | $1.55M | 0.54% | +380+2.3% | Added |
| Sandy Spring Bank | 17,307 | $1.57M | 0.09% | −866−4.8% | Reduced |
| Schechter Investment Advisors, LLC | 17,390 | $1.58M | 0.14% | −1,337−7.1% | Reduced |
| Benedict Financial Advisors Inc | 17,398 | $1.58M | 0.47% | +44+0.3% | Added |
| Legal & General Group Plc | 17,469 | $1.58M | 0.00% | +3,523+25.3% | Added |
| Checchi Capital Advisers, LLC | 17,551 | $1.59M | 0.17% | −136−0.8% | Reduced |
| Mount Yale Investment Advisors, LLC | 17,701 | $1.61M | 0.18% | +1,681+10.5% | Added |
| Independent Investors Inc | 17,900 | $1.62M | 0.45% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 17,911 | $1.63M | 0.16% | −214−1.2% | Reduced |
| Wambolt & Associates, LLC | 17,950 | $1.63M | 0.63% | +552+3.2% | Added |
| Old Port Advisors | 18,030 | $1.64M | 0.62% | +886+5.2% | Added |
| Benjamin Edwards Inc | 18,062 | $1.64M | 0.43% | +2,232+14.1% | Added |
| Fred Alger Management, LLC | 18,135 | $1.65M | 0.01% | +1,421+8.5% | Added |
| Compass Wealth Management LLC | 18,350 | $1.66M | 0.55% | +18,350 | New |
| Brandes Investment Partners, LP | 18,611 | $1.69M | 0.05% | −179,904−90.6% | Reduced |
| Brookstone Capital Management | 18,303 | $1.69M | 0.03% | −66−0.4% | Reduced |
| FineMark National Bank & Trust | 18,652 | $1.69M | 0.08% | −605−3.1% | Reduced |
| Headinvest, LLC | 18,769 | $1.70M | 0.38% | −196−1.0% | Reduced |
| Horizon Kinetics Asset Management LLC | 18,850 | $1.71M | 0.03% | −2,300−10.9% | Reduced |
| Advisors Asset Management, Inc. | 19,060 | $1.73M | 0.04% | −667−3.4% | Reduced |
| Mitchell & Pahl Private Wealth, LLC | 19,107 | $1.73M | 1.14% | +291+1.5% | Added |
| Cetera Investment Advisers | 19,422 | $1.76M | 0.02% | +9,498+95.7% | Added |
| Ipswich Investment Management Co., Inc. | 19,507 | $1.77M | 0.51% | −6,463−24.9% | Reduced |
| Heritage Wealth Management, LLC | 19,680 | $1.79M | 0.26% | +10,882+123.7% | Added |
| Cresset Asset Management, LLC | 20,092 | $1.81M | 0.02% | −3,448−14.6% | Reduced |
| Advisors Management Group Inc | 20,164 | $1.83M | 0.69% | +383+1.9% | Added |
| Pathstone Family Office, LLC | 25,724 | $1.84M | 0.04% | +3,859+17.6% | Added |
| TownSquare Capital, LLC | 20,463 | $1.86M | 0.05% | +3,838+23.1% | Added |
| NBT Bank N A | 20,552 | $1.86M | 0.27% | −1,411−6.4% | Reduced |
| Valley National Advisers Inc | 20,760 | $1.88M | 0.34% | −419−2.0% | Reduced |
| Park National Corp | 20,713 | $1.88M | 0.08% | −1,978−8.7% | Reduced |
| Abbot Financial Management, Inc. | 20,869 | $1.89M | 1.29% | −350−1.6% | Reduced |
| Caption Management, LLC | 21,000 | $1.91M | 0.32% | +21,000 | New |
| Daymark Wealth Partners, LLC | 21,099 | $1.91M | 0.34% | +21,099 | New |
| Two Sigma Securities, LLC | 21,193 | $1.92M | 0.27% | +7,390+53.5% | Added |
| Diamond Hill Capital Management Inc | 21,476 | $1.95M | 0.01% | 00.0% | Unchanged |
| Nixon Peabody Trust Co | 21,507 | $1.95M | 1.58% | −60−0.3% | Reduced |
| Kahn Brothers Group Inc | 21,578 | $1.96M | 0.26% | −1,500−6.5% | Reduced |
| Trust Co of Toledo NA | 21,909 | $1.99M | 0.38% | −144−0.7% | Reduced |
| Stonebridge Capital Management Inc | 21,975 | $1.99M | 0.95% | −450−2.0% | Reduced |
| Palisade Asset Management, LLC | 22,094 | $2.00M | 0.23% | −50.0% | Reduced |
| Fca Corp | 22,131 | $2.01M | 0.81% | +75+0.3% | Added |
| Parsons Capital Management Inc | 22,156 | $2.01M | 0.17% | −890−3.9% | Reduced |
| Avantax Advisory Services, Inc. | 22,368 | $2.03M | 0.03% | +79+0.4% | Added |
| Commerce Bank | 22,444 | $2.04M | 0.02% | −1,060−4.5% | Reduced |
| Clearstead Advisors, LLC | 22,784 | $2.07M | 0.16% | −1,300−5.4% | Reduced |
| Arvest Trust Co N A | 23,005 | $2.09M | 0.13% | +3,801+19.8% | Added |
| Dempze Nancy E | 23,083 | $2.09M | 2.04% | −138−0.6% | Reduced |
| Cardinal Capital Management, Inc. | 23,105 | $2.10M | 0.12% | −925−3.8% | Reduced |
| Cascade Investment Advisors, Inc. | 23,125 | $2.10M | 1.75% | −70−0.3% | Reduced |
| Stock Yards Bank & Trust Co | 23,289 | $2.11M | 0.08% | −685−2.9% | Reduced |
| D. E. Shaw & Co., Inc. | 23,443 | $2.13M | 0.00% | +16,678+246.5% | Added |
| Advisor Partners II, LLC | 23,522 | $2.13M | 0.13% | +6,426+37.6% | Added |
| Connolly Sarah T. | 23,724 | $2.15M | 1.46% | −118−0.5% | Reduced |
| Park Avenue Securities LLC | 23,844 | $2.16M | 0.04% | +3,091+14.9% | Added |
| Cox Capital Mgt LLC | 23,845 | $2.16M | 1.41% | +96+0.4% | Added |
| Cohen Lawrence B | 24,039 | $2.18M | 1.14% | +380+1.6% | Added |
| Huntington National Bank | 24,055 | $2.18M | 0.02% | −2,484−9.4% | Reduced |
| Geneos Wealth Management Inc. | 24,190 | $2.19M | 0.13% | +678+2.9% | Added |
| EagleClaw Capital Managment, LLC | 24,318 | $2.21M | 0.53% | −200−0.8% | Reduced |
| Synovus Financial Corp | 24,433 | $2.22M | 0.03% | +1,427+6.2% | Added |
| WCG Wealth Advisors LLC | 24,650 | $2.24M | 0.31% | +2,917+13.4% | Added |
| Atlantic Union Bankshares Corp | 24,832 | $2.25M | 0.24% | −669−2.6% | Reduced |
| Forum Financial Management, LP | 24,935 | $2.26M | 0.07% | 00.0% | Unchanged |
| Fort Pitt Capital Group, LLC | 25,023 | $2.27M | 0.09% | +5,806+30.2% | Added |
| Mirador Capital Partners LP | 25,178 | $2.28M | 0.54% | −776−3.0% | Reduced |
| Tealwood Asset Management Inc | 25,433 | $2.31M | 1.21% | −899−3.4% | Reduced |
| Cullen/Frost Bankers, Inc. | 25,626 | $2.32M | 0.04% | −4,285−14.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 25,906 | $2.35M | 0.04% | −272−1.0% | Reduced |
| Hall Laurie J Trustee | 25,927 | $2.35M | 1.06% | +30+0.1% | Added |
| Insight Advisors, LLC | 25,678 | $2.37M | 0.83% | −3,235−11.2% | Reduced |
| Atria Wealth Solutions, Inc. | 26,122 | $2.37M | 0.04% | +2,526+10.7% | Added |
| Page Arthur B | 26,396 | $2.39M | 2.35% | +198+0.8% | Added |