Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2022
Institutional positions in Novartis AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,183
- +113 vs. Q3 2022
- Shares held
- 171.2M
- −8.02M (−4.5%) vs. Q3 2022
- Total value
- $15.5B
- +$1.86B (+13.7%) vs. Q3 2022
- New holders
- 173
- 298 more added
- Sold out
- 60
- 493 more reduced
18 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hanson & Doremus Investment Management | 4,643 | $421.0K | 0.09% | +3,842+479.7% | Added |
| Institute for Wealth Management, LLC. | 4,660 | $422.8K | 0.09% | −288−5.8% | Reduced |
| Forza Wealth Management, LLC | 4,662 | $422.9K | 0.28% | +4,662 | New |
| IFP Advisors, Inc | 6,792 | $425.0K | 0.01% | −941−12.2% | Reduced |
| Hoylecohen, LLC | 4,693 | $425.7K | 0.04% | −467−9.1% | Reduced |
| Washington Trust Co | 4,755 | $431.4K | 0.02% | +1,500+46.1% | Added |
| Plancorp, LLC | 4,758 | $431.7K | 0.03% | −72−1.5% | Reduced |
| HBK Sorce Advisory LLC | 4,788 | $434.0K | 0.01% | +4,788 | New |
| Cannell Peter B & Co Inc | 4,791 | $434.6K | 0.02% | +85+1.8% | Added |
| Smithfield Trust Co | 4,815 | $439.0K | 0.03% | −270−5.3% | Reduced |
| Moneta Group Investment Advisors LLC | 4,862 | $440.6K | 0.01% | +442+10.0% | Added |
| Modera Wealth Management, LLC | 4,858 | $440.7K | 0.02% | +660+15.7% | Added |
| Icon Wealth Advisors, LLC | 4,875 | $442.3K | 0.05% | −492−9.2% | Reduced |
| RiverGlades Family Offices LLC | 4,875 | $442.3K | 0.41% | +4,875 | New |
| First American Trust, FSB | 4,882 | $443.0K | 0.07% | +98+2.0% | Added |
| Hall Capital Management Co Inc | 4,887 | $443.3K | 0.27% | −1,362−21.8% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 4,902 | $444.7K | 0.07% | −255−4.9% | Reduced |
| Canal Capital Management, LLC | 4,904 | $444.9K | 0.11% | 00.0% | Unchanged |
| First Foundation Advisors | 4,920 | $446.3K | 0.02% | −280−5.4% | Reduced |
| LaFleur & Godfrey LLC | 4,972 | $451.1K | 0.08% | +599+13.7% | Added |
| Valley Brook Capital Group | 4,984 | $452.1K | 0.43% | 00.0% | Unchanged |
| Allen Investment Management LLC | 5,000 | $453.6K | 0.01% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 5,004 | $454.0K | 0.02% | +807+19.2% | Added |
| Mark Sheptoff Financial Planning, LLC | 5,016 | $455.0K | 0.27% | 00.0% | Unchanged |
| North Star Asset Management Inc | 5,026 | $456.0K | 0.03% | 00.0% | Unchanged |
| Community Bank, N.A. | 5,033 | $456.6K | 0.06% | −155−3.0% | Reduced |
| Alhambra Investment Partners LLC | 5,034 | $456.7K | 0.33% | 00.0% | Unchanged |
| EP Wealth Advisors, LLC | 5,075 | $460.4K | 0.01% | +5,075 | New |
| Leuthold Group, LLC | 5,100 | $462.7K | 0.06% | −87−1.7% | Reduced |
| Valeo Financial Advisors, LLC | 5,114 | $464.0K | 0.03% | +1,603+45.7% | Added |
| Northwest Capital Management Inc | 5,150 | $467.2K | 0.25% | 00.0% | Unchanged |
| Summit Financial, LLC | 5,155 | $467.6K | 0.04% | −4,334−45.7% | Reduced |
| Stokes Family Office, LLC | 5,160 | $468.1K | 0.06% | +1,247+31.9% | Added |
| BKD Wealth Advisors, LLC | 5,182 | $470.1K | 0.02% | −338−6.1% | Reduced |
| Cohen Investment Advisors LLC | 5,183 | $470.2K | 0.39% | +256+5.2% | Added |
| Wealthspire Advisors, LLC | 5,193 | $471.1K | 0.01% | +1,419+37.6% | Added |
| Security Asset Management | 5,238 | $475.2K | 0.26% | −225−4.1% | Reduced |
| Great Diamond Partners, LLC | 5,244 | $475.7K | 0.15% | −810−13.4% | Reduced |
| Carr Financial Group Corp | 5,253 | $476.6K | 0.25% | +5,253 | New |
| American Trust Investment Advisors, LLC | 5,255 | $476.7K | 0.30% | +100+1.9% | Added |
| Drive Wealth Management, LLC | 5,285 | $479.5K | 0.24% | +5,285 | New |
| Qtron Investments LLC | 5,301 | $480.9K | 0.10% | +889+20.1% | Added |
| Hartford Investment Management Co | 5,299 | $481.0K | 0.01% | −69−1.3% | Reduced |
| M Holdings Securities, Inc. | 5,310 | $482.0K | 0.05% | −22−0.4% | Reduced |
| Davidson Trust Co | 5,317 | $482.4K | 0.43% | +81+1.5% | Added |
| Belpointe Asset Management LLC | 5,337 | $484.2K | 0.03% | +2,733+105.0% | Added |
| Aveo Capital Partners, LLC | 5,368 | $487.0K | 0.07% | +105+2.0% | Added |
| Beddow Capital Management Inc | 5,365 | $487.0K | 0.25% | 00.0% | Unchanged |
| MB, Levis & Associates, LLC | 5,410 | $490.8K | 0.38% | +5,410 | New |
| Salem Investment Counselors Inc | 5,417 | $491.4K | 0.02% | +120+2.3% | Added |
| Woodstock Corp | 5,446 | $494.1K | 0.07% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 5,447 | $494.2K | 0.06% | +125+2.3% | Added |
| Penbrook Management LLC | 5,460 | $495.3K | 0.42% | −1,000−15.5% | Reduced |
| MMBG Investment Advisors Co. | 5,492 | $498.0K | 0.07% | +1,696+44.7% | Added |
| BancorpSouth Bank | 5,507 | $499.6K | 0.05% | −61−1.1% | Reduced |
| First City Capital Management, Inc. | 5,508 | $499.6K | 0.30% | −250−4.3% | Reduced |
| Diversified Trust Co | 5,530 | $502.0K | 0.02% | +2,256+68.9% | Added |
| Capital Investment Advisors, LLC | 5,561 | $504.0K | 0.02% | −58−1.0% | Reduced |
| Altfest L J & Co Inc | 5,572 | $505.0K | 0.08% | −101−1.8% | Reduced |
| O'Brien Greene & Co. Inc | 5,574 | $506.0K | 0.19% | −11,538−67.4% | Reduced |
| Lindbrook Capital, LLC | 5,587 | $506.9K | 0.06% | −166−2.9% | Reduced |
| Boenning & Scattergood, Inc. | 5,798 | $509.0K | 0.08% | +20.0% | Added |
| Fort Sheridan Advisors LLC | 5,622 | $510.0K | 0.17% | 00.0% | Unchanged |
| Mitchell McLeod Pugh & Williams Inc | 5,679 | $515.2K | 0.17% | −266−4.5% | Reduced |
| Henry James International Management, Inc. | 5,776 | $524.0K | 0.25% | +2,225+62.7% | Added |
| Rossmore Private Capital | 5,835 | $529.4K | 0.08% | −380−6.1% | Reduced |
| Keystone Financial Services | 5,885 | $533.3K | 0.29% | +253+4.5% | Added |
| Canandaigua National Corp | 5,899 | $535.0K | 0.09% | +201+3.5% | Added |
| Cullinan Associates Inc | 5,896 | $535.0K | 0.03% | +1,196+25.4% | Added |
| CVA Family Office, LLC | 5,921 | $537.2K | 0.13% | +2,530+74.6% | Added |
| First Affirmative Financial Network | 5,923 | $537.3K | 0.65% | −476−7.4% | Reduced |
| Deutsche Bank AG | 5,970 | $541.6K | 0.00% | −42−0.7% | Reduced |
| Cohen Klingenstein LLC | 6,000 | $544.3K | 0.03% | 00.0% | Unchanged |
| Paces Ferry Wealth Advisors, LLC | 6,003 | $544.6K | 0.53% | −773−11.4% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 6,013 | $546.0K | 0.02% | −9,519−61.3% | Reduced |
| Schulhoff & Co Inc | 6,047 | $548.6K | 0.25% | 00.0% | Unchanged |
| Argyle Capital Management Inc. | 6,050 | $548.9K | 0.19% | 00.0% | Unchanged |
| Gradient Investments LLC | 6,087 | $552.2K | 0.02% | −538−8.1% | Reduced |
| Altshuler Shaham Ltd | 6,109 | $554.2K | 0.02% | 00.0% | Unchanged |
| Thornburg Investment Management Inc | 6,172 | $560.0K | 0.01% | 00.0% | Unchanged |
| Cloverfields Capital Group, LP | 6,186 | $561.2K | 0.18% | +6,186 | New |
| Walter & Keenan Financial Consulting Co | 6,224 | $564.6K | 0.22% | 00.0% | Unchanged |
| Proequities, Inc. | 6,297 | $571.3K | 0.05% | −469−6.9% | Reduced |
| E&G Advisors, LP | 6,298 | $571.3K | 0.21% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 6,391 | $579.8K | 0.14% | 00.0% | Unchanged |
| NTV Asset Management LLC | 6,403 | $580.9K | 0.11% | −100−1.5% | Reduced |
| CFO4Life Group, LLC | 6,421 | $582.6K | 0.12% | +865+15.6% | Added |
| CFO4Life, L.P. | 6,421 | $582.6K | 0.12% | +6,421 | New |
| Patton Albertson Miller Group, LLC | 6,434 | $583.7K | 0.11% | −485−7.0% | Reduced |
| Sigma Planning Corp | 6,443 | $584.6K | 0.02% | −4,660−42.0% | Reduced |
| Regions Financial Corp | 6,456 | $585.0K | 0.01% | −286−4.2% | Reduced |
| Kovitz Investment Group Partners, LLC | 6,489 | $589.0K | 0.01% | −166−2.5% | Reduced |
| Juncture Wealth Strategies, LLC | 6,500 | $589.7K | 0.28% | −100−1.5% | Reduced |
| Berkshire Bank | 6,509 | $590.5K | 0.18% | −4,736−42.1% | Reduced |
| BDO Wealth Advisors, LLC | 6,513 | $590.9K | 0.07% | +645+11.0% | Added |
| Thomasville National Bank | 6,529 | $592.0K | 0.07% | −146−2.2% | Reduced |
| Intellectus Partners, LLC | 6,548 | $594.0K | 0.21% | +879+15.5% | Added |
| Lazard Asset Management LLC | 6,571 | $596.0K | 0.00% | −1,367−17.2% | Reduced |
| Scissortail Wealth Management, LLC | 6,955 | $601.0K | 0.35% | +6,955 | New |
| LeJeune Puetz Investment Counsel LLC | 6,635 | $601.9K | 0.22% | 00.0% | Unchanged |