Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q4 2022
Institutional positions in Novartis AG as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,183
- +113 vs. Q3 2022
- Shares held
- 171.2M
- −8.02M (−4.5%) vs. Q3 2022
- Total value
- $15.5B
- +$1.86B (+13.7%) vs. Q3 2022
- New holders
- 173
- 298 more added
- Sold out
- 60
- 493 more reduced
18 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northwest Investment Counselors, LLC | 262 | $23.8K | 0.01% | 00.0% | Unchanged |
| Bank of New Hampshire | 270 | $24.0K | 0.01% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 276 | $25.0K | 0.00% | +16+6.2% | Added |
| Legacy Bridge, LLC | 292 | $26.5K | 0.02% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 293 | $26.6K | 0.00% | +193+193.0% | Added |
| Lee Financial Co | 300 | $27.2K | 0.00% | −600−66.7% | Reduced |
| Fortis Capital Advisors, LLC | 300 | $27.2K | 0.02% | +300 | New |
| RWM Asset Management, LLC | 303 | $27.5K | 0.01% | +86+39.6% | Added |
| Beaird Harris Wealth Management, LLC | 307 | $27.9K | 0.01% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 310 | $28.0K | 0.03% | +80+34.8% | Added |
| Asset Dedication, LLC | 303 | $28.0K | 0.00% | +107+54.6% | Added |
| Activest Wealth Management | 320 | $28.5K | 0.01% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 317 | $28.8K | 0.01% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 321 | $29.1K | 0.01% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 328 | $29.8K | 0.01% | +328 | New |
| Financial Management Professionals, Inc. | 339 | $31.0K | 0.01% | +323+2,018.8% | Added |
| Motco | 348 | $31.6K | 0.00% | 00.0% | Unchanged |
| Bourgeon Capital Management LLC | 350 | $31.8K | 0.01% | 00.0% | Unchanged |
| One Wealth Advisors, LLC | 350 | $31.8K | 0.01% | +350 | New |
| Glen Eagle Advisors, LLC | 353 | $32.1K | 0.01% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 364 | $33.0K | 0.02% | +364 | New |
| Resurgent Financial Advisors LLC | 389 | $35.3K | 0.02% | +389 | New |
| Resources Management Corp | 400 | $36.0K | 0.01% | −50−11.1% | Reduced |
| Fairfield Financial Advisors, LTD | 406 | $36.8K | 0.02% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 406 | $36.8K | 0.00% | +406 | New |
| Carolinas Wealth Consulting LLC | 410 | $37.2K | 0.01% | +40+10.8% | Added |
| Allspring Global Investments Holdings, LLC | 413 | $37.5K | 0.00% | −12,160−96.7% | Reduced |
| Front Row Advisors LLC | 422 | $38.0K | 0.02% | −76−15.3% | Reduced |
| Tyler-Stone Wealth Management | 420 | $38.0K | 0.03% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 432 | $39.2K | 0.00% | 00.0% | Unchanged |
| McElhenny Sheffield Capital Management, LLC | 438 | $39.7K | 0.02% | +438 | New |
| Creative Financial Designs Inc | 441 | $40.0K | 0.01% | 00.0% | Unchanged |
| Freedom Wealth Alliance, LLC | 450 | $40.8K | 0.06% | +450 | New |
| Acadian Asset Management LLC | 458 | $41.0K | 0.00% | +458 | New |
| Bogart Wealth, LLC | 454 | $41.2K | 0.00% | 00.0% | Unchanged |
| 3Chopt Investment Partners, LLC | 457 | $41.5K | 0.02% | +457 | New |
| Baker Avenue Asset Management, LP | 460 | $41.7K | 0.00% | +460 | New |
| Bray Capital Advisors | 467 | $42.4K | 0.01% | 00.0% | Unchanged |
| Missouri Trust & Investment Co | 484 | $44.0K | 0.03% | −175−26.6% | Reduced |
| Sageworth Trust Co | 500 | $45.0K | 0.00% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 500 | $45.4K | 0.03% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 505 | $46.0K | 0.01% | +69+15.8% | Added |
| AdvisorNet Financial, Inc | 515 | $46.7K | 0.00% | −258−33.4% | Reduced |
| Pflug Koory, LLC | 550 | $50.0K | 0.03% | 00.0% | Unchanged |
| Adirondack Trust Co | 556 | $50.4K | 0.03% | 00.0% | Unchanged |
| Accel Wealth Management | 558 | $50.7K | 0.02% | 00.0% | Unchanged |
| Lakewood Asset Management LLC | 562 | $51.0K | 0.04% | +562 | New |
| City Holding Co | 587 | $53.2K | 0.01% | −132−18.4% | Reduced |
| Column Capital Advisors, LLC | 605 | $54.9K | 0.01% | 00.0% | Unchanged |
| Baldrige Asset Management LLC | 605 | $55.0K | 0.02% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 608 | $55.2K | 0.01% | −1,112−64.7% | Reduced |
| Evermay Wealth Management LLC | 609 | $55.2K | 0.01% | +276+82.9% | Added |
| First Financial Corp | 614 | $55.7K | 0.03% | −250−28.9% | Reduced |
| Prestige Wealth Management Group LLC | 615 | $55.8K | 0.01% | −14−2.2% | Reduced |
| Independence Bank of Kentucky | 640 | $58.0K | 0.03% | −38−5.6% | Reduced |
| Sugarloaf Wealth Management, LLC | 686 | $62.2K | 0.02% | 00.0% | Unchanged |
| New Millennium Group LLC | 694 | $62.9K | 0.07% | −2−0.3% | Reduced |
| Orion Capital Management LLC | 700 | $63.5K | 0.05% | −189−21.3% | Reduced |
| AlphaMark Advisors, LLC | 700 | $64.0K | 0.03% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 732 | $66.3K | 0.03% | +732 | New |
| BNP Paribas Arbitrage, SA | 747 | $67.8K | 0.00% | +63+9.2% | Added |
| St Germain D J Co Inc | 6,299 | $71.4K | 0.02% | +785+14.2% | Added |
| Brown, Lisle/Cummings, Inc. | 788 | $71.5K | 0.04% | +138+21.2% | Added |
| Colonial Trust Advisors | 800 | $72.6K | 0.01% | 00.0% | Unchanged |
| Hoese & Co LLP | 825 | $74.0K | 0.08% | −50−5.7% | Reduced |
| Cedar Wealth Management, LLC | 826 | $74.9K | 0.04% | −71−7.9% | Reduced |
| Crewe Advisors LLC | 832 | $75.5K | 0.01% | +170+25.7% | Added |
| SRS Capital Advisors, Inc. | 834 | $75.7K | 0.01% | −130−13.5% | Reduced |
| Dividend Assets Capital, LLC | 857 | $78.0K | 0.02% | 00.0% | Unchanged |
| City State Bank | 855 | $78.0K | 0.05% | 00.0% | Unchanged |
| Tilia Fiduciary Partners, Inc. | 869 | $78.8K | 0.08% | −200−18.7% | Reduced |
| Cassady Schiller Wealth Management, LLC | 876 | $79.5K | 0.05% | +876 | New |
| Grove Bank & Trust | 914 | $83.0K | 0.02% | +914 | New |
| Zullo Investment Group, Inc. | 925 | $83.9K | 0.05% | 00.0% | Unchanged |
| Thompson Siegel & Walmsley LLC | 929 | $84.0K | 0.00% | 00.0% | Unchanged |
| Citizens National Bank Trust Department | 925 | $84.0K | 0.02% | 00.0% | Unchanged |
| Optimum Investment Advisors | 940 | $85.3K | 0.05% | −75−7.4% | Reduced |
| Focused Wealth Management, Inc | 942 | $85.5K | 0.02% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 945 | $85.7K | 0.02% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 981 | $88.0K | 0.00% | +504+105.7% | Added |
| Fortis Advisors, LLC | 1,000 | $90.7K | 0.07% | 00.0% | Unchanged |
| Old North State Trust, LLC | 1,015 | $92.0K | 0.06% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,025 | $93.0K | 0.01% | −150−12.8% | Reduced |
| Duncker Streett & Co Inc | 1,063 | $96.4K | 0.02% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 1,120 | $101.6K | 0.02% | +500+80.6% | Added |
| Glassman Wealth Services | 1,123 | $101.9K | 0.02% | +108+10.6% | Added |
| Seldon Capital LP | 1,167 | $105.9K | 0.09% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,200 | $108.9K | 0.04% | −44−3.5% | Reduced |
| CKW Financial Group | 1,200 | $109.0K | 0.02% | 00.0% | Unchanged |
| Tacita Capital Inc | 1,200 | $109.0K | 0.08% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 1,233 | $111.7K | 0.03% | +71+6.1% | Added |
| Financial Perspectives, Inc | 1,233 | $111.9K | 0.06% | 00.0% | Unchanged |
| Barclays PLC | 1,239 | $112.4K | 0.00% | −39,091−96.9% | Reduced |
| Monetary Management Group Inc | 1,259 | $114.2K | 0.04% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 1,307 | $118.6K | 0.01% | +18+1.4% | Added |
| HHM Wealth Advisors, LLC | 1,320 | $119.8K | 0.03% | −36−2.7% | Reduced |
| First National Bank of South Miami | 1,366 | $124.0K | 0.09% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 1,371 | $124.4K | 0.07% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,380 | $125.2K | 0.01% | −598−30.2% | Reduced |
| JFS Wealth Advisors, LLC | 1,414 | $128.3K | 0.01% | −1,005−41.5% | Reduced |