Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2022
Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,088
- −33 vs. Q2 2022
- Shares held
- 179.7M
- −19.6M (−9.8%) vs. Q2 2022
- Total value
- $13.7B
- −$3.18B (−18.9%) vs. Q2 2022
- New holders
- 63
- 322 more added
- Sold out
- 96
- 458 more reduced
21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Benjamin F. Edwards & Company, Inc. | 15,532 | $1.18M | 0.06% | −276−1.7% | Reduced |
| Berkeley Capital Partners, LLC | 15,622 | $1.19M | 0.51% | +1,535+10.9% | Added |
| Arnhold LLC | 15,636 | $1.19M | 0.16% | 00.0% | Unchanged |
| Comerica Securities,inc. | 15,644 | $1.19M | 0.10% | −1,187−7.1% | Reduced |
| GQG Partners LLC | 15,660 | $1.19M | 0.00% | 00.0% | Unchanged |
| SevenBridge Financial Group, LLC | 15,752 | $1.20M | 0.41% | +1,285+8.9% | Added |
| Benjamin Edwards Inc | 15,830 | $1.20M | 0.36% | −909−5.4% | Reduced |
| True North Advisors, LLC | 15,901 | $1.21M | 0.40% | −912−5.4% | Reduced |
| Richard P Slaughter Associates Inc | 15,967 | $1.21M | 0.51% | +813+5.4% | Added |
| Mount Yale Investment Advisors, LLC | 16,020 | $1.22M | 0.16% | −8,007−33.3% | Reduced |
| Greenleaf Trust | 16,052 | $1.22M | 0.02% | +681+4.4% | Added |
| CNB Bank | 16,256 | $1.24M | 0.84% | +271+1.7% | Added |
| Salem Capital Management Inc | 16,377 | $1.25M | 0.99% | −200−1.2% | Reduced |
| Rothschild Investment Corp | 16,479 | $1.25M | 0.12% | −96−0.6% | Reduced |
| Raymond James Trust N.A. | 16,590 | $1.26M | 0.05% | −587−3.4% | Reduced |
| Virtu Financial LLC | 16,591 | $1.26M | 0.12% | +11,085+201.3% | Added |
| TownSquare Capital, LLC | 16,625 | $1.26M | 0.04% | −88−0.5% | Reduced |
| Roberts Glore & Co Inc | 16,682 | $1.27M | 0.45% | 00.0% | Unchanged |
| Fred Alger Management, LLC | 16,714 | $1.27M | 0.01% | +1,996+13.6% | Added |
| Voya Investment Management LLC | 16,855 | $1.28M | 0.00% | +16,855 | New |
| McKinley Capital Management LLC /Delaware | 16,919 | $1.29M | 0.17% | −24−0.1% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 16,991 | $1.29M | 0.11% | +319+1.9% | Added |
| Lowe Brockenbrough & Co Inc | 17,011 | $1.29M | 0.12% | +194+1.2% | Added |
| Advisor Partners II, LLC | 17,096 | $1.30M | 0.10% | +17,096 | New |
| Telemus Capital, LLC | 17,119 | $1.30M | 0.13% | −384−2.2% | Reduced |
| O'Brien Greene & Co. Inc | 17,112 | $1.30M | 0.17% | +11,408+200.0% | Added |
| Coastline Trust Co | 17,232 | $1.31M | 0.21% | 00.0% | Unchanged |
| Westwood Holdings Group Inc. | 17,280 | $1.31M | 0.02% | −14,302−45.3% | Reduced |
| Lester Murray Antman dba SimplyRich | 17,309 | $1.31M | 0.59% | −1,000−5.5% | Reduced |
| Somerset Trust Co | 17,297 | $1.31M | 0.61% | −375−2.1% | Reduced |
| Benedict Financial Advisors Inc | 17,354 | $1.32M | 0.42% | −159−0.9% | Reduced |
| Wambolt & Associates, LLC | 17,398 | $1.32M | 0.56% | +179+1.0% | Added |
| Old Port Advisors | 17,144 | $1.33M | 0.53% | +683+4.1% | Added |
| Snowden Capital Advisors LLC | 17,598 | $1.34M | 0.06% | −4,319−19.7% | Reduced |
| Checchi Capital Advisers, LLC | 17,687 | $1.34M | 0.15% | +11+0.1% | Added |
| Boston Private Wealth LLC | 17,823 | $1.35M | 0.02% | −210−1.2% | Reduced |
| PEAK6 Investments LLC | 17,868 | $1.36M | 0.05% | +17,868 | New |
| Independent Investors Inc | 17,900 | $1.36M | 0.39% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 18,125 | $1.38M | 0.15% | −172−0.9% | Reduced |
| Sandy Spring Bank | 18,173 | $1.38M | 0.09% | −2,320−11.3% | Reduced |
| Brookstone Capital Management | 18,369 | $1.38M | 0.03% | −98−0.5% | Reduced |
| Schechter Investment Advisors, LLC | 18,727 | $1.42M | 0.14% | −4,559−19.6% | Reduced |
| Mitchell & Pahl Private Wealth, LLC | 18,816 | $1.43M | 1.06% | +548+3.0% | Added |
| Y-Intercept (Hong Kong) Ltd | 18,837 | $1.43M | 0.14% | +14,062+294.5% | Added |
| Headinvest, LLC | 18,965 | $1.44M | 0.35% | −345−1.8% | Reduced |
| Arvest Trust Co N A | 19,204 | $1.46M | 0.10% | +3,206+20.0% | Added |
| Fort Pitt Capital Group, LLC | 19,217 | $1.46M | 0.07% | +2,716+16.5% | Added |
| FineMark National Bank & Trust | 19,257 | $1.46M | 0.07% | −658−3.3% | Reduced |
| NorthCrest Asset Manangement, LLC | 19,442 | $1.48M | 0.08% | −269−1.4% | Reduced |
| Advisors Asset Management, Inc. | 19,727 | $1.50M | 0.03% | −3,281−14.3% | Reduced |
| Advisors Management Group Inc | 19,781 | $1.50M | 0.60% | −171−0.9% | Reduced |
| Ritholtz Wealth Management | 19,842 | $1.51M | 0.08% | −722−3.5% | Reduced |
| Park Avenue Securities LLC | 20,753 | $1.58M | 0.03% | +1,409+7.3% | Added |
| Freestone Capital Holdings, LLC | 21,072 | $1.60M | 0.07% | −15,655−42.6% | Reduced |
| Horizon Kinetics Asset Management LLC | 21,150 | $1.61M | 0.03% | +1,100+5.5% | Added |
| Abbot Financial Management, Inc. | 21,219 | $1.61M | 1.15% | −4,225−16.6% | Reduced |
| Diamond Hill Capital Management Inc | 21,476 | $1.63M | 0.01% | +1,497+7.5% | Added |
| Nixon Peabody Trust Co | 21,567 | $1.64M | 1.39% | −14,149−39.6% | Reduced |
| Valley National Advisers Inc | 21,179 | $1.64M | 0.34% | −166−0.8% | Reduced |
| Pathstone Family Office, LLC | 21,865 | $1.67M | 0.03% | +5,150+30.8% | Added |
| NBT Bank N A | 21,963 | $1.67M | 0.27% | −135−0.6% | Reduced |
| Bessemer Group Inc | 21,996 | $1.67M | 0.00% | +4,159+23.3% | Added |
| Trust Co of Toledo NA | 22,053 | $1.68M | 0.33% | −2,093−8.7% | Reduced |
| Fca Corp | 22,056 | $1.68M | 0.71% | +555+2.6% | Added |
| Palisade Asset Management, LLC | 22,099 | $1.68M | 0.23% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 22,289 | $1.69M | 0.03% | +4,805+27.5% | Added |
| Stonebridge Capital Management Inc | 22,425 | $1.71M | 0.88% | −2,425−9.8% | Reduced |
| Park National Corp | 22,691 | $1.72M | 0.09% | −910−3.9% | Reduced |
| Synovus Financial Corp | 23,006 | $1.75M | 0.02% | +1,078+4.9% | Added |
| Parsons Capital Management Inc | 23,046 | $1.75M | 0.16% | −3,169−12.1% | Reduced |
| Kahn Brothers Group Inc | 23,078 | $1.75M | 0.27% | 00.0% | Unchanged |
| Dempze Nancy E | 23,221 | $1.76M | 1.88% | −240−1.0% | Reduced |
| Commerce Bank | 23,504 | $1.79M | 0.02% | +1,050+4.7% | Added |
| Geneos Wealth Management Inc. | 23,512 | $1.79M | 0.12% | −3,465−12.8% | Reduced |
| Cresset Asset Management, LLC | 23,540 | $1.79M | 0.02% | −119−0.5% | Reduced |
| Atria Wealth Solutions, Inc. | 23,596 | $1.79M | 0.03% | −1,764−7.0% | Reduced |
| Cohen Lawrence B | 23,659 | $1.80M | 1.39% | −857−3.5% | Reduced |
| Cox Capital Mgt LLC | 23,749 | $1.80M | 1.31% | +218+0.9% | Added |
| Naviter Wealth, LLC | 23,816 | $1.81M | 0.74% | +1,900+8.7% | Added |
| Connolly Sarah T. | 23,842 | $1.81M | 1.33% | −1,130−4.5% | Reduced |
| WCG Wealth Advisors LLC | 21,733 | $1.82M | 0.24% | −1,272−5.5% | Reduced |
| Stock Yards Bank & Trust Co | 23,974 | $1.82M | 0.08% | +1,087+4.7% | Added |
| Cardinal Capital Management, Inc. | 24,030 | $1.83M | 0.11% | +660+2.8% | Added |
| Clearstead Advisors, LLC | 24,084 | $1.83M | 0.17% | −330−1.4% | Reduced |
| Signaturefd, LLC | 24,239 | $1.84M | 0.06% | +944+4.1% | Added |
| Telos Capital Management, Inc. | 24,436 | $1.86M | 0.31% | +1,230+5.3% | Added |
| EagleClaw Capital Managment, LLC | 24,518 | $1.86M | 0.52% | −375−1.5% | Reduced |
| Cascade Investment Advisors, Inc. | 23,195 | $1.88M | 1.62% | +270+1.2% | Added |
| Forum Financial Management, LP | 24,935 | $1.90M | 0.09% | 00.0% | Unchanged |
| SPX Equities Gestao de Recursos Ltda | 25,000 | $1.90M | 0.19% | +25,000 | New |
| Russell Investments Group, Ltd. | 25,233 | $1.92M | 0.00% | −144,725−85.2% | Reduced |
| Atlantic Union Bankshares Corp | 25,501 | $1.94M | 0.22% | −3,027−10.6% | Reduced |
| Hall Laurie J Trustee | 25,897 | $1.97M | 0.97% | +50+0.2% | Added |
| Baker Tilly Wealth Management, LLC | 25,933 | $1.97M | 0.27% | −1,979−7.1% | Reduced |
| Mirador Capital Partners LP | 25,954 | $1.97M | 0.48% | +290+1.1% | Added |
| Ipswich Investment Management Co., Inc. | 25,970 | $1.97M | 0.63% | −2,068−7.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 26,178 | $1.99M | 0.04% | −896−3.3% | Reduced |
| Page Arthur B | 26,198 | $1.99M | 2.08% | −650−2.4% | Reduced |
| Tealwood Asset Management Inc | 26,332 | $2.00M | 1.08% | −211−0.8% | Reduced |
| Huntington National Bank | 26,539 | $2.02M | 0.02% | −1,063−3.9% | Reduced |