Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2022
Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,088
- −33 vs. Q2 2022
- Shares held
- 179.7M
- −19.6M (−9.8%) vs. Q2 2022
- Total value
- $13.7B
- −$3.18B (−18.9%) vs. Q2 2022
- New holders
- 63
- 322 more added
- Sold out
- 96
- 458 more reduced
21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Legacy Bridge, LLC | 292 | $22.0K | 0.02% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 307 | $23.0K | 0.01% | +37+13.7% | Added |
| Marquette Asset Management, LLC | 317 | $24.0K | 0.01% | −48−13.2% | Reduced |
| Kistler-Tiffany Companies, LLC | 321 | $24.0K | 0.01% | 00.0% | Unchanged |
| Surevest, LLC | 310 | $24.0K | 0.01% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 333 | $25.0K | 0.00% | 00.0% | Unchanged |
| Motco | 348 | $26.0K | 0.00% | −771−68.9% | Reduced |
| Activest Wealth Management | 320 | $26.0K | 0.01% | +320 | New |
| Glen Eagle Advisors, LLC | 353 | $26.9K | 0.01% | 00.0% | Unchanged |
| Bourgeon Capital Management LLC | 350 | $27.0K | 0.01% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 368 | $28.0K | 0.00% | −198−35.0% | Reduced |
| Carolinas Wealth Consulting LLC | 370 | $28.0K | 0.01% | 00.0% | Unchanged |
| Fairfield Financial Advisors, LTD | 406 | $30.9K | 0.01% | 00.0% | Unchanged |
| Standard Family Office LLC | 425 | $32.0K | 0.01% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 420 | $32.0K | 0.02% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 432 | $33.0K | 0.00% | −196−31.2% | Reduced |
| Roble, Belko & Company, Inc | 436 | $33.0K | 0.01% | 00.0% | Unchanged |
| Resources Management Corp | 450 | $34.0K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 441 | $34.0K | 0.01% | +132+42.7% | Added |
| Bray Capital Advisors | 467 | $35.0K | 0.01% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 454 | $35.0K | 0.00% | +40+9.7% | Added |
| Penserra Capital Management LLC | 477 | $36.0K | 0.00% | +477 | New |
| Country Trust Bank | 484 | $37.0K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 500 | $38.0K | 0.00% | 00.0% | Unchanged |
| Front Row Advisors LLC | 498 | $38.0K | 0.02% | +138+38.3% | Added |
| Stephens Consulting, LLC | 500 | $38.0K | 0.03% | 00.0% | Unchanged |
| Pflug Koory, LLC | 550 | $42.0K | 0.03% | 00.0% | Unchanged |
| Adirondack Trust Co | 556 | $42.0K | 0.02% | +426+327.7% | Added |
| Accel Wealth Management | 558 | $44.0K | 0.02% | 00.0% | Unchanged |
| Perkins Coie Trust Co | 589 | $45.0K | 0.02% | −76−11.4% | Reduced |
| Column Capital Advisors, LLC | 605 | $46.0K | 0.01% | −724−54.5% | Reduced |
| Baldrige Asset Management LLC | 605 | $46.0K | 0.02% | 00.0% | Unchanged |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 614 | $46.7K | 0.00% | +614 | New |
| Prestige Wealth Management Group LLC | 629 | $48.0K | 0.01% | −27−4.1% | Reduced |
| FinTrust Capital Advisors, LLC | 620 | $48.0K | 0.01% | −6−1.0% | Reduced |
| Brown, Lisle/Cummings, Inc. | 650 | $49.4K | 0.03% | 00.0% | Unchanged |
| Crewe Advisors LLC | 662 | $50.0K | 0.01% | 00.0% | Unchanged |
| Missouri Trust & Investment Co | 659 | $50.0K | 0.03% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 684 | $52.0K | 0.00% | −278−28.9% | Reduced |
| Independence Bank of Kentucky | 678 | $52.0K | 0.03% | −90−11.7% | Reduced |
| AlphaMark Advisors, LLC | 700 | $53.0K | 0.03% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 686 | $53.0K | 0.01% | 00.0% | Unchanged |
| New Millennium Group LLC | 696 | $53.0K | 0.06% | −1−0.1% | Reduced |
| City Holding Co | 719 | $55.0K | 0.01% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 773 | $59.0K | 0.01% | −1,373−64.0% | Reduced |
| Hanson & Doremus Investment Management | 801 | $61.0K | 0.02% | −137−14.6% | Reduced |
| Colonial Trust Advisors | 800 | $61.0K | 0.01% | +800 | New |
| Dividend Assets Capital, LLC | 857 | $65.0K | 0.01% | 00.0% | Unchanged |
| City State Bank | 855 | $65.0K | 0.05% | 00.0% | Unchanged |
| First Financial Corp | 864 | $66.0K | 0.04% | 00.0% | Unchanged |
| Hoese & Co LLP | 875 | $67.0K | 0.08% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 897 | $68.0K | 0.03% | −365−28.9% | Reduced |
| Lee Financial Co | 900 | $68.0K | 0.01% | 00.0% | Unchanged |
| Orion Capital Management LLC | 889 | $68.0K | 0.05% | 00.0% | Unchanged |
| Citizens National Bank Trust Department | 925 | $70.0K | 0.02% | 00.0% | Unchanged |
| Zullo Investment Group, Inc. | 925 | $70.0K | 0.05% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 936 | $71.0K | 0.04% | 00.0% | Unchanged |
| Thompson Siegel & Walmsley LLC | 929 | $71.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 942 | $72.0K | 0.02% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 945 | $72.0K | 0.02% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 964 | $73.0K | 0.01% | +721+296.7% | Added |
| Fortis Advisors, LLC | 1,000 | $76.0K | 0.05% | 00.0% | Unchanged |
| Glassman Wealth Services | 1,015 | $77.0K | 0.02% | −113−10.0% | Reduced |
| Optimum Investment Advisors | 1,015 | $77.0K | 0.04% | 00.0% | Unchanged |
| Old North State Trust, LLC | 1,015 | $77.0K | 0.07% | +1,015 | New |
| Duncker Streett & Co Inc | 1,063 | $81.0K | 0.02% | −170−13.8% | Reduced |
| Tilia Fiduciary Partners, Inc. | 1,069 | $81.0K | 0.08% | −25−2.3% | Reduced |
| Investors Asset Management of Georgia Inc | 1,085 | $82.0K | 0.04% | −75−6.5% | Reduced |
| Hudock, Inc. | 1,126 | $85.0K | 0.03% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,151 | $87.0K | 0.00% | −9,060−88.7% | Reduced |
| JJJ Advisors Inc. | 1,162 | $88.0K | 0.03% | −911−43.9% | Reduced |
| Webster Bank, N. A. | 1,175 | $89.0K | 0.01% | 00.0% | Unchanged |
| Seldon Capital LP | 1,167 | $89.0K | 0.06% | 00.0% | Unchanged |
| CKW Financial Group | 1,200 | $91.0K | 0.02% | −100−7.7% | Reduced |
| Tacita Capital Inc | 1,200 | $91.0K | 0.07% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 1,233 | $93.7K | 0.05% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,244 | $95.0K | 0.04% | 00.0% | Unchanged |
| Monetary Management Group Inc | 1,259 | $96.0K | 0.03% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 1,289 | $98.0K | 0.01% | −100−7.2% | Reduced |
| HHM Wealth Advisors, LLC | 1,356 | $103.0K | 0.03% | −200−12.9% | Reduced |
| First National Bank of South Miami | 1,366 | $104.0K | 0.08% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 1,371 | $104.2K | 0.06% | −25−1.8% | Reduced |
| Tevis Investment Management | 1,391 | $105.0K | 0.10% | 00.0% | Unchanged |
| Addison Advisors LLC | 1,397 | $106.0K | 0.07% | +112+8.7% | Added |
| Piscataqua Savings Bank | 1,429 | $108.0K | 0.10% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 1,479 | $112.0K | 0.08% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 1,476 | $112.0K | 0.04% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 1,501 | $114.0K | 0.01% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 1,614 | $123.0K | 0.02% | 00.0% | Unchanged |
| Hazlett, Burt & Watson, Inc. | 1,650 | $126.0K | 0.12% | −14−0.8% | Reduced |
| Washington Trust Advisors, Inc. | 1,720 | $131.0K | 0.01% | −226−11.6% | Reduced |
| Howe & Rusling Inc | 1,731 | $132.0K | 0.02% | −823−32.2% | Reduced |
| Investment Research & Advisory Group, Inc. | 1,825 | $139.0K | 0.11% | 00.0% | Unchanged |
| First PREMIER Bank | 1,840 | $139.0K | 0.05% | +100+5.7% | Added |
| Hills Bank & Trust Co | 1,839 | $140.0K | 0.02% | +10+0.5% | Added |
| Key Financial Inc | 1,859 | $141.0K | 0.07% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 1,865 | $141.8K | 0.01% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 1,895 | $144.0K | 0.04% | −500−20.9% | Reduced |
| Alan B. Lancz & Associates, Inc. | 1,918 | $146.0K | 0.17% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 1,933 | $147.0K | 0.00% | −2,841−59.5% | Reduced |