Novartis AG

NVS

Exchange: NYSE
Industry: Pharmaceutical Preparations
SEC CIK: 0001114448

SEC filings (opens in a new tab)

No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.

Other share classesNVSEF

13F holders, Q3 2022

Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 1,088; −33 vs. Q2 2022
Shares held: 179.7M; −19.6M (−9.8%) vs. Q2 2022
Total value: $13.7B; −$3.18B (−18.9%) vs. Q2 2022
New holders: 63; 322 more added
Sold out: 96; 458 more reduced

21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 1,088 institutions

Value heldQ3 2022: $13.7B

Institutions holding NVS and their total value by quarter
Quarter	Holders	Value
Q2 2026	1,625	$21.3B
Q1 2026	1,604	$22.0B
Q4 2025	1,515	$18.4B
Q3 2025	1,405	$17.2B
Q2 2025	1,387	$16.2B
Q1 2025	1,361	$15.4B
Q4 2024	1,345	$12.7B
Q3 2024	1,314	$15.2B
Q2 2024	1,309	$14.7B
Q1 2024	1,254	$13.6B
Q4 2023	1,274	$14.2B
Q3 2023	1,225	$15.1B
Q2 2023	1,203	$14.9B
Q1 2023	1,182	$15.2B
Q4 2022	1,183	$15.5B
Q3 2022	1,088	$13.7B
Q2 2022	1,142	$16.9B
Q1 2022	1,137	$18.3B
Q4 2021	1,147	$18.5B
Q3 2021	1,083	$18.0B
Q2 2021	1,123	$19.8B
Q1 2021	1,138	$18.7B

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.

Institutions holding NVS in Q3 2022
Institution	Shares	Value	% of portfolio	Change in shares	Action
Seven Eight Capital, LP	0	$0	0.00%	−9,499−100.0%	Sold out
Twin Tree Management, LP	0	$0	0.00%	−5,953−100.0%	Sold out
Cadence Bank NA	0	$0	0.00%	−5,633−100.0%	Sold out
Bellecapital International Ltd.	0	$0	0.00%	−5,387−100.0%	Sold out
Bard Financial Services, Inc.	0	$0	0.00%	−6,125−100.0%	Sold out
NorthRock Partners, LLC	0	$0	0.00%	−4,904−100.0%	Sold out
Kathmere Capital Management, LLC	0	$0	0.00%	−4,182−100.0%	Sold out
Bank of Hawaii	0	$0	0.00%	−4,152−100.0%	Sold out
Financial & Tax Architects, LLC	0	$0	0.00%	−3,889−100.0%	Sold out
Blueprint Investment Partners LLC	0	$0	0.00%	−3,865−100.0%	Sold out
Almanack Investment Partners, LLC.	0	$0	0.00%	−3,856−100.0%	Sold out
CCG Wealth Management, LLC	0	$0	0.00%	−3,735−100.0%	Sold out
Hotaling Investment Management, LLC	0	$0	0.00%	−3,630−100.0%	Sold out
Proficio Capital Partners LLC	0	$0	0.00%	−3,542−100.0%	Sold out
Founders Financial Alliance, LLC	0	$0	0.00%	−3,542−100.0%	Sold out
StoneX Group Inc.	0	$0	0.00%	−3,439−100.0%	Sold out
Ieq Capital, LLC	0	$0	0.00%	−3,419−100.0%	Sold out
Alera Investment Advisors, LLC	0	$0	0.00%	−3,172−100.0%	Sold out
Savant Capital, LLC	0	$0	0.00%	−3,034−100.0%	Sold out
Wealthcare Advisory Partners LLC	0	$0	0.00%	−2,909−100.0%	Sold out
Avitas Wealth Management LLC	0	$0	0.00%	−2,876−100.0%	Sold out
Single Point Partners, LLC	0	$0	0.00%	−2,854−100.0%	Sold out
Plimoth Trust Co LLC	0	$0	0.00%	−2,820−100.0%	Sold out
Cornell Pochily Investment Advisors, Inc.	0	$0	0.00%	−2,751−100.0%	Sold out
Laidlaw Wealth Management LLC	0	$0	0.00%	−2,745−100.0%	Sold out
Appleton Partners Inc	0	$0	0.00%	−2,686−100.0%	Sold out
Fairhaven Wealth Management, LLC	0	$0	0.00%	−2,691−100.0%	Sold out
Cerro Pacific Wealth Advisors LLC	0	$0	0.00%	−2,691−100.0%	Sold out
Axxcess Wealth Management, LLC	0	$0	0.00%	−2,679−100.0%	Sold out
Ledyard National Bank	0	$0	0.00%	−2,638−100.0%	Sold out
RMB Capital Management, LLC	0	$0	0.00%	−2,629−100.0%	Sold out
Meridian Wealth Advisors, LLC	0	$0	0.00%	−2,601−100.0%	Sold out
Change Path, LLC	0	$0	0.00%	−2,596−100.0%	Sold out
BBR Partners, LLC	0	$0	0.00%	−2,565−100.0%	Sold out
Magnus Financial Group LLC	0	$0	0.00%	−2,571−100.0%	Sold out
Blue Fin Capital, Inc.	0	$0	0.00%	−2,564−100.0%	Sold out
Palladiem, LLC	0	$0	0.00%	−2,553−100.0%	Sold out
Northside Capital Management, LLC	0	$0	0.00%	−2,546−100.0%	Sold out
Holistic Financial Partners	0	$0	0.00%	−2,544−100.0%	Sold out
Eagle Strategies LLC	0	$0	0.00%	−2,544−100.0%	Sold out
CPWM, LLC	0	$0	0.00%	−2,526−100.0%	Sold out
Opal Wealth Advisors, LLC	0	$0	0.00%	−2,529−100.0%	Sold out
Straight Path Wealth Management	0	$0	0.00%	−2,514−100.0%	Sold out
Eagle Harbor Asset Management Inc	0	$0	0.00%	−2,519−100.0%	Sold out
Founders Financial Securities LLC	0	$0	0.00%	−2,491−100.0%	Sold out
Analyst IMS Investment Management Services Ltd.	0	$0	0.00%	−2,500−100.0%	Sold out
Good Life Advisors, LLC	0	$0	0.00%	−2,473−100.0%	Sold out
Vident Investment Advisory, LLC	0	$0	0.00%	−2,448−100.0%	Sold out
Sheets Smith Wealth Management	0	$0	0.00%	−2,450−100.0%	Sold out
StrongBox Wealth, LLC	0	$0	0.00%	−2,446−100.0%	Sold out
Beck Bode, LLC	0	$0	0.00%	−2,441−100.0%	Sold out
Summit X, LLC	0	$0	0.00%	−2,396−100.0%	Sold out
Regal Investment Advisors LLC	0	$0	0.00%	−2,400−100.0%	Sold out
Shoker Investment Counsel, Inc.	0	$0	0.00%	−2,405−100.0%	Sold out
Southland Equity Partners LLC	0	$0	0.00%	−2,391−100.0%	Sold out
Whalerock Point Partners, LLC	0	$0	0.00%	−2,390−100.0%	Sold out
Thrivent Financial for Lutherans	0	$0	0.00%	−2,375−100.0%	Sold out
9258 Wealth Management, LLC	0	$0	0.00%	−2,373−100.0%	Sold out
Ashton Thomas Private Wealth, LLC	0	$0	0.00%	−2,372−100.0%	Sold out
Guardian Wealth Advisors, LLC	0	$0	0.00%	−2,368−100.0%	Sold out
SeaCrest Wealth Management, LLC	0	$0	0.00%	−2,212−100.0%	Sold out
Cutler Group LP	0	$0	0.00%	−2,104−100.0%	Sold out
CoreCap Advisors, LLC	0	$0	0.00%	−1,502−100.0%	Sold out
Patriot Financial Group Insurance Agency, LLC	0	$0	0.00%	−1,370−100.0%	Sold out
ACG Wealth	0	$0	0.00%	−1,246−100.0%	Sold out
Charter Oak Capital Management, LLC	0	$0	0.00%	−1,042−100.0%	Sold out
Acadian Asset Management LLC	0	$0	0.00%	−884−100.0%	Sold out
Graves-Light Private Wealth Management, Inc.	0	$0	0.00%	−592−100.0%	Sold out
Curi Capital	0	$0	0.00%	−547−100.0%	Sold out
Ahrens Investment Partners LLC	0	$0	0.00%	−511−100.0%	Sold out
Blue Bell Private Wealth Management, LLC	0	$0	0.00%	−431−100.0%	Sold out
Arlington Partners LLC	0	$0	0.00%	−314−100.0%	Sold out
Better Money Decisions, LLC	0	$0	0.00%	−288−100.0%	Sold out
Sterling Investment Advisors, Ltd.	0	$0	0.00%	−273−100.0%	Sold out
Rockbridge Investment Management, LCC	0	$0	0.00%	−235−100.0%	Sold out
Retirement Group, LLC	0	$0	0.00%	−213−100.0%	Sold out
Steward Financial Group LLC	0	$0	0.00%	−122−100.0%	Sold out
Migdal Insurance & Financial Holdings Ltd.	0	$0	0.00%	−110−100.0%	Sold out
Farmers & Merchants Trust Co of Chambersburg PA	0	$0	0.00%	−92−100.0%	Sold out
Morton Brown Family Wealth, LLC	0	$0	0.00%	−80−100.0%	Sold out
Karlinski Andrew C	0	$0	0.00%	−45−100.0%	Sold out
Hartford Financial Management Inc.	0	$0	0.00%	−30−100.0%	Sold out
Global Wealth Management Investment Advisory, Inc.	0	$0	0.00%	−39−100.0%	Sold out
Avion Wealth	0	$0	0.00%	−39−100.0%	Sold out
Farmer Steven Patrick	–	–	–	–	Not filed
Glassy Mountain Advisors, Inc.	–	–	–	–	Not filed
Advisor Partners LLC	–	–	–	–	Not filed
HC Financial Advisors Inc	–	–	–	–	Not filed
Altium Wealth Management LLC	–	–	–	–	Not filed
HighPoint Advisor Group LLC	–	–	–	–	Not filed
Frontier Wealth Management LLC	–	–	–	–	Not filed
Quintet Private Bank (Europe) S.A.	–	–	–	–	Not filed
BFT Financial Group, LLC	–	–	–	–	Not filed
Dixon Hubard Feinour & Brown Inc	–	–	–	–	Not filed
Coldstream Capital Management Inc	–	–	–	–	Not filed
Fieldpoint Private Securities, LLC	–	–	–	–	Not filed
B. Riley Wealth Management, Inc.	–	–	–	–	Not filed
Icon Wealth Partners, LLC	–	–	–	–	Not filed
RiverGlades Family Offices LLC	–	–	–	–	Not filed
Intersect Capital LLC	–	–	–	–	Not filed