Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,626 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2022
Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,137
- +4 vs. Q4 2021
- Shares held
- 208.2M
- −2.70M (−1.3%) vs. Q4 2021
- Total value
- $18.3B
- −$195.4M (−1.1%) vs. Q4 2021
- New holders
- 93
- 413 more added
- Sold out
- 89
- 414 more reduced
14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,626 | $21.3B |
| Q1 2026 | 1,605 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Financial & Tax Architects, LLC | 3,882 | $340.7K | 0.13% | +3,882 | New |
| B. Riley Wealth Management, Inc. | 3,883 | $341.0K | 0.03% | −69−1.7% | Reduced |
| Merrion Investment Management Co, LLC | 3,940 | $345.0K | 0.25% | +2+0.1% | Added |
| West Coast Financial LLC | 3,936 | $345.0K | 0.05% | 00.0% | Unchanged |
| First Personal Financial Services | 3,943 | $346.0K | 0.08% | −10.0% | Reduced |
| Mattern Wealth Management LLC | 4,029 | $354.0K | 0.12% | −85−2.1% | Reduced |
| Private Trust Co NA | 4,050 | $355.0K | 0.06% | −95−2.3% | Reduced |
| Blackston Financial Advisory Group, LLC | 4,341 | $355.0K | 0.23% | +509+13.3% | Added |
| RNC Capital Management LLC | 4,066 | $357.0K | 0.02% | +140+3.6% | Added |
| Bank of Hawaii | 4,073 | $357.0K | 0.02% | +624+18.1% | Added |
| Penobscot Investment Management Company, Inc. | 4,075 | $358.0K | 0.05% | 00.0% | Unchanged |
| Essex Investment Management Co LLC | 4,101 | $360.0K | 0.04% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 4,111 | $360.0K | 0.03% | +4,111 | New |
| Keebeck Alpha, LP | 4,111 | $361.0K | 0.11% | 00.0% | Unchanged |
| Vicus Capital | 4,111 | $361.0K | 0.04% | −23−0.6% | Reduced |
| Keudell/Morrison Wealth Management | 4,118 | $361.0K | 0.15% | +327+8.6% | Added |
| Koshinski Asset Management, Inc. | 4,119 | $361.4K | 0.03% | +85+2.1% | Added |
| Paradigm Capital Management, LLC | 4,120 | $362.0K | 0.36% | −225−5.2% | Reduced |
| Moneta Group Investment Advisors LLC | 4,125 | $362.0K | 0.01% | +66+1.6% | Added |
| S.A. Mason LLC | 4,136 | $363.0K | 0.23% | 00.0% | Unchanged |
| Advisory Resource Group | 4,136 | $363.0K | 0.11% | +197+5.0% | Added |
| Global Retirement Partners, LLC | 3,986 | $366.0K | 0.03% | +3,986 | New |
| Robertson Stephens Wealth Management, LLC | 4,187 | $367.0K | 0.03% | −251−5.7% | Reduced |
| Qtron Investments LLC | 4,195 | $368.0K | 0.08% | 00.0% | Unchanged |
| Kenfarb & Co. | 4,200 | $369.0K | 0.29% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 4,221 | $370.0K | 0.03% | −300−6.6% | Reduced |
| Ategra Capital Management, LLC | 4,221 | $370.4K | 0.17% | −486−10.3% | Reduced |
| Shufro Rose & Co LLC | 4,240 | $372.0K | 0.03% | 00.0% | Unchanged |
| Pointe Capital Management LLC | 4,244 | $372.0K | 0.24% | +446+11.7% | Added |
| Helen Stephens Group, LLC | 4,250 | $373.0K | 0.26% | 00.0% | Unchanged |
| Modera Wealth Management, LLC | 4,250 | $373.0K | 0.02% | +4,250 | New |
| Marino, Stram & Associates LLC | 4,259 | $374.0K | 0.12% | +142+3.4% | Added |
| Intersect Capital LLC | 4,260 | $374.0K | 0.07% | +1,067+33.4% | Added |
| Citadel Advisors LLC | 4,290 | $376.0K | 0.00% | −287,988−98.5% | Reduced |
| Strategic Global Advisors, LLC | 4,301 | $377.0K | 0.06% | +62+1.5% | Added |
| American National Insurance Co | 4,300 | $377.0K | 0.10% | 00.0% | Unchanged |
| Jacobs & Co | 4,325 | $379.0K | 0.04% | −1,000−18.8% | Reduced |
| Baker Avenue Asset Management, LP | 4,356 | $382.0K | 0.02% | +956+28.1% | Added |
| GSB Wealth Management, LLC | 4,368 | $383.0K | 0.11% | +4+0.1% | Added |
| Resources Investment Advisors, LLC. | 4,367 | $383.0K | 0.01% | +137+3.2% | Added |
| Circle Wealth Management, LLC | 4,381 | $384.0K | 0.05% | +550+14.4% | Added |
| Spinnaker Trust | 4,386 | $385.0K | 0.03% | −475−9.8% | Reduced |
| Norris Perne & French LLP | 4,417 | $388.0K | 0.03% | −1,537−25.8% | Reduced |
| Aull & Monroe Investment Management Corp | 4,425 | $388.0K | 0.17% | 00.0% | Unchanged |
| Capital Analysts, LLC | 4,435 | $389.0K | 0.02% | −10−0.2% | Reduced |
| Cypress Capital Group | 4,466 | $392.0K | 0.05% | −676−13.1% | Reduced |
| Cullinan Associates Inc | 4,500 | $395.0K | 0.02% | −165−3.5% | Reduced |
| Sargent Bickham Lagudis LLC | 4,537 | $398.0K | 0.03% | +90+2.0% | Added |
| Montecito Bank & Trust | 4,563 | $400.0K | 0.07% | 00.0% | Unchanged |
| Aspiriant, LLC | 4,581 | $402.0K | 0.02% | −21−0.5% | Reduced |
| Capital Investment Advisory Services, LLC | 4,596 | $403.0K | 0.04% | +126+2.8% | Added |
| Ameritas Advisory Services, LLC | 4,655 | $408.0K | 0.01% | −163−3.4% | Reduced |
| Violich Capital Management, Inc. | 4,650 | $408.0K | 0.06% | −90−1.9% | Reduced |
| YHB Investment Advisors, Inc. | 4,693 | $412.0K | 0.04% | −25−0.5% | Reduced |
| Coldstream Capital Management Inc | 4,743 | $416.0K | 0.01% | +558+13.3% | Added |
| Salem Investment Counselors Inc | 4,771 | $419.0K | 0.02% | −227−4.5% | Reduced |
| Busey Wealth Management | 4,776 | $420.0K | 0.02% | −593−11.0% | Reduced |
| Dynamic Advisor Solutions LLC | 4,811 | $422.0K | 0.03% | +345+7.7% | Added |
| Canal Capital Management, LLC | 4,839 | $425.0K | 0.11% | −39,906−89.2% | Reduced |
| Grant/GrossMendelsohn, LLC | 4,654 | $426.0K | 0.21% | +4,654 | New |
| Benchmark Investment Advisors LLC | 4,863 | $427.0K | 0.32% | −567−10.4% | Reduced |
| Dakota Wealth Management | 4,869 | $427.0K | 0.03% | +185+3.9% | Added |
| Fairhaven Wealth Management, LLC | 4,881 | $428.0K | 0.17% | −15,414−75.9% | Reduced |
| Ashfield Capital Partners, LLC | 4,874 | $428.0K | 0.03% | 00.0% | Unchanged |
| RiverGlades Family Offices LLC | 4,875 | $428.0K | 0.32% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 4,876 | $428.0K | 0.03% | +273+5.9% | Added |
| Institute for Wealth Management, LLC. | 4,883 | $429.0K | 0.07% | +10.0% | Added |
| Cohen Investment Advisors LLC | 4,893 | $429.0K | 0.32% | +66+1.4% | Added |
| NorthRock Partners, LLC | 4,898 | $430.0K | 0.04% | −183−3.6% | Reduced |
| Patriot Investment Management Inc. | 4,912 | $431.0K | 0.04% | −242−4.7% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 4,947 | $434.0K | 0.06% | 00.0% | Unchanged |
| Valley Brook Capital Group | 4,984 | $437.0K | 0.38% | −167−3.2% | Reduced |
| Allen Investment Management LLC | 5,000 | $439.0K | 0.01% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 5,016 | $440.0K | 0.22% | −400−7.4% | Reduced |
| North Star Asset Management Inc | 5,026 | $441.0K | 0.02% | +25+0.5% | Added |
| Alhambra Investment Partners LLC | 5,034 | $442.0K | 0.29% | 00.0% | Unchanged |
| Independent Advisor Alliance | 5,083 | $446.0K | 0.02% | −111−2.1% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 5,089 | $447.0K | 0.10% | −2,183−30.0% | Reduced |
| Brighton Jones LLC | 5,098 | $447.0K | 0.02% | +61+1.2% | Added |
| American Trust Investment Advisors, LLC | 5,095 | $447.0K | 0.23% | +235+4.8% | Added |
| Smithfield Trust Co | 5,085 | $449.0K | 0.03% | −400−7.3% | Reduced |
| First American Trust, FSB | 5,121 | $449.0K | 0.06% | +737+16.8% | Added |
| Security Asset Management | 5,130 | $450.0K | 0.19% | −464−8.3% | Reduced |
| Northwest Capital Management Inc | 5,150 | $452.0K | 0.21% | 00.0% | Unchanged |
| Ropes Wealth Advisors LLC | 5,158 | $453.0K | 0.08% | −246−4.6% | Reduced |
| Apollon Wealth Management, LLC | 5,202 | $456.0K | 0.03% | −5,127−49.6% | Reduced |
| Beck Mack & Oliver LLC | 5,200 | $456.0K | 0.01% | 00.0% | Unchanged |
| BKD Wealth Advisors, LLC | 5,207 | $457.0K | 0.02% | +1,432+37.9% | Added |
| Beddow Capital Management Inc | 5,300 | $465.0K | 0.25% | +5,300 | New |
| Hoylecohen, LLC | 5,353 | $470.0K | 0.04% | −220−3.9% | Reduced |
| Regatta Capital Group, LLC | 5,360 | $470.0K | 0.16% | +8+0.1% | Added |
| Keystone Financial Services | 5,636 | $471.0K | 0.27% | −40−0.7% | Reduced |
| Bellecapital International Ltd. | 5,387 | $473.0K | 0.15% | −87−1.6% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 5,404 | $474.0K | 0.16% | +260+5.1% | Added |
| Wesbanco Bank Inc | 5,414 | $475.0K | 0.02% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 5,416 | $475.0K | 0.00% | +5,416 | New |
| Dixon Hubard Feinour & Brown Inc | 5,424 | $476.0K | 0.05% | +112+2.1% | Added |
| Jacobi Capital Management LLC | 5,429 | $476.0K | 0.06% | +359+7.1% | Added |
| Caldwell Trust Co | 5,426 | $476.1K | 0.06% | −127−2.3% | Reduced |
| Icon Wealth Partners, LLC | 5,436 | $477.0K | 0.05% | +598+12.4% | Added |